Hope for humanity in Stoppard’s “Rosencrantz and Guildenstern are Dead.” Just how dead are they? A fateful misstep need not be a fatal mistake.

Hope for humanity in Stoppard’s Rosencrantz and Guildenstern are Dead.

Just how dead are they?  A fateful misstep need not be a fatal mistake.

 Burton Weltman

 “We cannot choose our circumstances,

but we can always choose how we respond to them.”

Epictetus.

 

1.Prologue: Existentialist Nightmares.

“We are our choices.”   Jean Paul Sartre.

We have all had this nightmare.  You are trapped in a scary place that you can’t get out of, or you are being chased by someone or something that you can’t get away from.  You almost get free, but then not.  You are baffled and can’t figure out what to do.  But, just before you are done in by whatever is threatening you, you wake up, shaking, but free of the danger.

That is essentially the experience of two minor characters from Hamlet as they are portrayed in Tom Stoppard’s comic play Rosencrantz and Guildenstern are Dead.  Caught in what appears to them, and to us in the audience, as a nightmare, they stumble about, futilely trying to figure out what is going on, and how to get out of whatever it is.  The dreamlike quality of their existence is exemplified by their frequent inability to remember things, including the events of their own lives before they were caught up in Hamlet’s story.  They also repeatedly find themselves in scenes of Hamlet and not remembering how they got there.  It is like a nightmare.  Only they don’t wake up.  And they are done in at the end.[1]

Rosencrantz and Guildenstern is a play set inside another play, Hamlet, and it runs in tandem with the other play.  Whatever happens in Rosencrantz and Guildenstern is bounded and limited by what happened in Hamlet.  That is, nothing can occur in Rosencrantz and Guildenstern that would conflict with or contradict the script of Hamlet.  Rosencrantz and Guildenstern must work out their own fates within the confines of Hamlet’s tragedy.

Stoppard is generally considered to be an existentialist playwright.  Existentialism is generally considered to be a philosophy of choices.  In Rosencrantz and Guildenstern, Stoppard has created a situation of severely constricted choices.  He has, thereby, pushed the existential situation to its extremes.  Since Hamlet ends with an announcement of the deaths of Rosencrantz and Guildenstern, we the audience watch the humorous antics of the two bumbling characters in Stoppard’s play with muted horror because we already know the ending of Hamlet.  But we still hope against hope that they will wake up to their situation and escape what seems to be their fatal fate.  They don’t wake up from their nightmare and they don’t escape, but could they have?  I think this is the crucial question of the play.

Were there options that Rosencrantz and Guildenstern could have taken within the confines of Hamlet that would have allowed them to survive, despite the announcement of their deaths at the end of that play?  Were there choices that Stoppard could have had them make that would have enabled them to survive, despite being constrained by the terms of Hamlet.  I say “Yes,” there were.  They could have survived, and that is the main point of Stoppard’s play.

2.The Plot: Such as it is.

“Man is conditioned to be free; because once thrown into the world, he is responsible for everything he does.”  Jean Paul Sartre.

Rosencrantz and Guildenstern are two young Danes, apparently Prince Hamlet’s childhood friends and classmates at Wittenberg University in Germany.  They have been summoned by the newly installed Danish King Claudius to the King’s castle to spy on Hamlet.  Hamlet has recently returned from Germany to attend the funeral of his father, the late King Hamlet.  Prince Hamlet is behaving in suspicious ways, which is of concern to the new King since he had secretly murdered Hamlet’s father in order to gain the throne, and he would not want the Prince digging up the dirt on him.  Rosencrantz and Guildenstern, seeming to have no real option but to obey the command of their King, agree to watch Hamlet and report on him.

The two characters spend the rest of their own play, Rosencrantz and Guildenstern, wandering around inside Hamlet’s play.  They show up at key dramatic moments of Hamlet, openly appearing in the action of Hamlet where they have been written into the script of that play, secretly behind the scenes of Hamlet where they are not in the Hamlet script.  They observe the action in Hamlet, but play no active role in the course of either Hamlet or Rosencrantz and Guildenstern.  They are passive actors in both plays.  But, although Rosencrantz and Guildenstern were by the terms of their play unable to alter the course of Hamlet’s play, that does not mean they were without options and choices.

3. A story inside a story: An existentialist dilemma.

“I rebel; therefore, I exist.” The Myth of Sisyphus Albert Camus.

Every story, whether factual or fictional, begins with some sort of “Once upon a time” scenario.  “Once upon a time” creates the existential situation within which the characters in the story will make their way.  It provides the background and the setup of the story, that is, the status quo from which the story proceeds.  The story’s plotline will then disrupt the status quo – that is the gist of the story – and the story will generally end with some new ordering of things.

The opening is critically important to a story because the opening usually portends the story’s ending.  The setup of a story generally indicates who and what is important, and inclines events in a certain direction.  The options allowed to the characters, and the existential choices they can make, are defined and constrained by the opening setup.  It is like setting up a debate.  Whoever gets to set the terms of the debate is most likely to win, and if you join the debate on someone else’s terms, you are most likely to lose.

It is often the case in a fictional story that if you are not there at the beginning, you are likely to meet a bad end.  That is one of the problems facing Rosencrantz and Guildenstern in their play.  They are there at the beginning of their own play, but they are almost an afterthought in Hamlet’s story and, as such, they were expendable to Hamlet.  But that does not mean they weren’t important to themselves, or that they were expendable to the play Rosencrantz and Guildenstern.

Tom Stoppard did something quite unusual in this play, for which there isn’t even a name.  He told a story about two minor characters in Hamlet, and did so within the confines of that play.  It is a story inside a story, which is different than a play within a play, such as the one Shakespeare included in Hamlet.  The play within Hamlet was part of the plot.  It was a device used by young Hamlet to further his goal of unmasking Claudius as a murderer.  But Stoppard’s play is not part of the plot of Hamlet.  It occurs in, but is not of, Hamlet.  

It is not uncommon for an author to piggyback his work onto an existing popular story, either a story by another author or by him/herself.  This can be done in a variety of ways.  There are prequels that tell the backstory of the original work; interquels that fill in happenings taking place between events in the original story; sidequels that tell of things taking place at the same time as the original story; and sequels that tell of what happened after the end of the story.

In the case of Hamlet, a prequel might have described young Hamlet’s childhood. An interquel might have described what Laertes did while he was away from Denmark during the middle of the play.  A sidequel might have described what Fortinbras was doing before he appeared at the end of the playAnd a sequel might have described what happened in Denmark after all the main characters in the play were dead and Fortinbras had taken over.  In composing each of these types of “quels,” an author must be consistent with the original story, but he/she is essentially operating outside of that story and has a good deal of latitude in composing his/her own plot.

But Stoppard did something else.  He placed his story directly inside the story of Hamlet and, thereby, narrowly limited the scope of his invention and his characters’ options.  His two main characters must repeatedly come up to the mark of their roles in Hamlet.  Whatever they do or wherever they go, they must be back to make their scheduled appearances in Hamlet, and nothing they do can conflict with their roles in that play.

But that does not mean that Stoppard had no latitude within which to play, or that his characters could not act on their own behalf in their own play.  There was wiggle room in Hamlet within which he could create and they could react.  So, how could Rosencrantz and Guildenstern have escaped their seemingly fated deaths, and why didn’t they?

4. Free Will, Determinism, and Compatibilism: Finding Existential Wiggle Room.

“Freedom is what we do with what has been done to us.”   Jean Paul Sartre.

Rosencrantz and Guildenstern is a philosophic play that raises many questions, including questions about whether people are capable of willing freely what they choose, or are bound by deterministic chains of cause and effect.  Most critics claim that the play is intended to illustrate the randomness of the universe as it appears to us and the determinism of the universe as it is in reality.  The play, they say, emphasizes the contradiction between the way in which we experience the world as freedom and the way in which the world really is.

Stoppard, these critics argue, portrays Rosencrantz and Guildenstern as “moving towards an inescapable fate,” despite what they experience as “the randomness of life.”  The two characters are chronically befuddled, and have no real options or choices.[2]  The play shows people “at the mercy of external forces,” and “unable to make any significant choices.”[3]  It is “a play about the tricks of fate” which render Rosencrantz and Guildenstern “incapable of helping themselves,” and make them symbols of  a helpless and hopeless humanity.[4]  In this view, Stoppard portrays the world as “absurd” and “uncertain,” and the “hapless” Rosencrantz and Guildenstern exemplify humanity’s inability to make significant choices and take meaningful action.[5]  In sum, the moral of the story is the futility of free will and the fatality of determinism.

In support of this reading, critics point to views in the play expressed by the Player and seconded by Guildenstern.  Stoppard identifies the Player as the chief of the actors hired by Hamlet to enact the play within his play.  These actors play a small role in Hamlet but a big role in Rosencrantz and Guildenstern.  Much of Rosencrantz and Guildenstern consists of discussions between Rosencrantz, Guildenstern and the Player about life and living.  Consistent with his vocation as an actor, the Player holds that all of life is scripted for us, and that our role in life is to follow the script.  “We have no control,” he declaims. “Wheels have been set in motion,” and “Events must play themselves out,” he insists.[6]

The Player’s is essentially a deterministic view of life.  It is a view, however, that relegates most of us to playing subordinate roles in scripts written by and for others, putting ourselves in the service of others, and without any say-so.  The actors in the Player’s troupe are, in fact, willing to perform any script and any action for anyone.  They don’t even need to be paid money.  They merely need an audience.  Significantly, they apparently moonlight as male prostitutes.  Guildenstern buys into the Player’s rationale, and it is on this basis he and Rosencrantz act.

Many critics claim that Rosencrantz and Guildenstern represent anti-existentialist characters because they repeatedly refuse to choose, and just meander along within Hamlet’s play.  The play, in this view, is a refutation of existentialism.  But that is not accurate.  Existentialism claims that we cannot refuse to choose.  We are choosing all the time, even when we refuse to choose.  Rosencrantz and Guildenstern, and especially Guildenstern, may not want to choose, but they are choosing anyway.

While the setup of the play mitigates against the idea of free will – Rosencrantz and Guildenstern must perform their roles in Hamlet and are not free to choose otherwise – there is a third way of looking at the human condition that encompasses both free will and determinism.  And it is a way that is consistent with the existentialist point of view with which Stoppard is usually associated.  It is called compatibilism, and I think it is what the play is mainly about.  Compatibilism proposes that “My action is free, because the event which immediately precedes it is an act of will; it is necessitated because it comes at the end of a series each of whose items is a necessary consequence of its predecessor.”[7]

That is, in retrospect, we can look at a result and see how a chain of causes and effects led to the result.  But, we can also see the choices that were made in creating that chain of events, and we can see that if different choices had been made, the chain would have been changed and the result would have been different.  In turn, we can prospectively see the options we have and choices we must make, which will be the beginning of another chain of events.  We have free will, but it operates within the constraints of our context which consists of chains of events that we cannot change.  For Rosencrantz and Guildenstern, their context is the play Hamlet, but they are free to move about within the constraints of that play.

Compatibilism essentially encompasses what existentialists describe as the facticity and anxiety of the human situation.  The facticity is that we find ourselves in a universe that we didn’t make or choose, that we don’t control, and that is essentially indifferent to our existence.  The anxiety stems from the fact that we must choose what to do, and how to make our way.  Refusing to choose, which we are free to do, is still choosing.  And we can’t make choices or make our way on our own.  We must do what we can with what we have, and do it with others.  Others are part of our context.  The stories of our lives are inevitably intertwined with others, and we can do nothing without the cooperation of others.

“I’ll let you be in my dream if you’ll let me be in yours,” intones Bob Dylan in a song about surviving the nightmare of nuclear war.  No one’s survival is secure without the survival of the others.[8]  Hamlet tried to compose and enact his story on his own, not trusting to include even his best friend Horatio in his plans, and Hamlet failed badly.  His story became a bloody nightmare that none of the principles escaped.  If only he had confided to Horatio about his interactions with the Ghost, the play may have ended very differently, and he might have survived.  So might have Ophelia, Polonius, and Laertes, who were innocent bystanders to Hamlet’s story, as were Rosencrantz and Guildenstern.  Rosencrantz and Guildenstern made a similar choice to spin out their tale on their own, without confiding in Hamlet or anyone else, and they, too, did not survive.  But they could have.

5. In for a penny, in for a pounding: Rationale vs. Rationalization.

“Try again.  Fail again.  Fail better.” Samuel Beckett.

Literature is full of twosome heroes and heroines.  The pairs can take different forms and serve different functions within the stories in which they appear.  Sometimes, as with Sherlock Holmes and Doctor Watson, the dominant character is the smarter of the two and comes up with the answers to their problems.  Other times, as with Don Quixote and Sancho Panza, it is the subordinate character who is smarter and has the answers.  Quixote is a scholar while Panza is illiterate, but Quixote is also a fool and Panza is clever.  In the play Waiting for Godot, to which Rosencrantz and Guildenstern is often compared, the dominant character, Vladimir, is the more intellectual of the two.  He frequently philosophizes and rationalizes about the predicament in which he and his sidekick, Estragon, find themselves.  And his conclusions generally help.  So, the two of them are able to work through their crises, and make their situation bearable.[9]

In Rosencrantz and Guildenstern, the dominant character, Guildenstern, is the more intellectual of the two, but his rationalizations of their situation only lead the two of them into deeper trouble.  Rosencrantz is intellectually feeble, but intuitively a genius.  In the 1990 movie version of the play, which was directed by Stoppard, Rosencrantz repeatedly stumbles into inventing all sorts of modern devices.  He also repeatedly tells Guildenstern that something is dreadfully wrong with the situation they are in and that they should get out of there fast.  Guildenstern, however, dismisses Rosencrantz’s inventions in the movie as silly and, in both the movie and in the script for the play, he dismisses Rosencrantz’s rationales for leaving as foolish.  Guildenstern, instead, constructs rationalizations for their staying the course.  So, they stay.

Guildenstern’s rationalizations essentially take the form of what in scientific circles during Shakespeare’s time were known as “saving the appearances.”  “Saving the appearances” was a phrase that from ancient times through the seventeenth century was applied to the attempts of astronomers to make sense of the geo-centered Ptolemaic model of the universe.  The Ptolemaic model put the Earth at the center of the universe and portrayed the other planets and the stars as revolving around the Earth.  Over the course of the centuries, however, astronomers discovered new planets and stars that did not fit within the original geo-centered model.  So, they adduced increasingly weird orbits for these planets and stars – epicycles and other wrinkles – in order to save the appearances of the model.  It was a brilliant construction that occupied some of the best minds for two millenniums, but it became very complicated and convoluted.

The Ptolemaic system was finally rejected by Copernicus and his followers during the sixteenth century in favor of a simpler helio-centric model that encompassed all of the observations of the planets and stars without all of the complications of the geo-centered model.  Conservatives, including the Catholic Church, resisted the new model on the grounds that it demoted the place of humanity within God’s creation and conflicted with passages in the Bible.  For the Catholic Church of that time, science was supposed to serve dogma, and facts were supposed to be massaged to uphold what was considered Gospel.  Willingness to go along with saving the appearances in astronomy and other scientific fields became a life and death issue for scientists in some Catholic countries, as Galileo, among others, found out.[10]

The Copernican system was, however, readily accepted in Protestant countries such as Shakespeare’s England, where the practice of saving the appearances of preconceived notions through rationalizing away inconsistent evidence was rejected by empiricists such as Frances Bacon.  For many Protestants, science was a means of discovering God’s word as it was embodied in the physical universe.  So, facts mattered, even in the study of alchemy, magic and ghosts, which were important subjects of study for scientists such as Bacon and, later, Newton.  And theories must conform to the facts.

The conflict between facts and preconceived notions, and the problems that arise when people try to save the appearances of preconceived notions, is a theme in many of Shakespeare’s plays.  This includes Hamlet, as when Hamlet adjures Horatio that “There are more things in heaven and earth, Horatio, than are dreamt of in your philosophy.”  Facts count, Shakespeare repeatedly emphasizes, even if they don’t fit our cherished theories.  The problem with trying to save the appearances is also a main theme in Stoppard’s plays, as exemplified in Rosencrantz and Guildenstern by Guildenstern’s rationalizations of his and Rosencrantz’s situation.

Guildenstern seems unable to think outside the box, to use the current terminology for the problem of trying to save appearances.  He has been caught up within the Hamlet story and cannot think his way out.  He is brilliant and knowledgeable, but terminally narrow-minded.  “We are presented with alternatives,” he intones, “But not choice.”  “We’ve been caught up” in Hamlet’s story, he explains, and “there is a logic at work.”  So, he concludes, he and Rosencrantz should just relax and “be taken in hand and led, like being a child again.”[11]

Rosencrantz is slow-witted and ignorant, and doesn’t even seem to know there is a box.  But that enables him to be inventive (look at all the things he unwittingly contrives) and intuitive.  He can think outside the story, and can think pragmatically rather than dogmatically.  He knows trouble when he senses it.  Rosencrantz is a wise fool, a type that is a favorite of Stoppard.[12]

6. What is to be done?

 “There is only one day left, always starting over: it is given to us at dawn and taken away from us at dusk.”  Jean Paul Sartre.

Given that they are caught in Hamlet and can’t contravene that script, there are still things Rosencrantz and Guildenstern could have done in their own play that might have saved them from the death announced in Hamlet.  Built into Stoppard’s play are opportunities for Rosencrantz and Guildenstern to make choices that could have changed things for them.  They were not fated to act as they did, even if they failed to take advantage of the opportunities that Stoppard provides for them.   They could, for example, have confided in Hamlet at various points of their play.  Shakespeare provides a perfect opening for such a confidence in Hamlet when Hamlet first encounters Rosencrantz and Guildenstern.

After welcoming Rosencrantz and Guildenstern as old friends, Hamlet asks “Were you not sent for?…Come, come deal justly with me.”  Hamlet wants to know whether the King has set them to spy on him.  Rosencrantz and Guildenstern equivocate.  Hamlet repeatedly presses them, conjuring them “by the rights of our fellowship, by the constancy of our youth, by the obligation of our ever-preserved love.”  Prompted by Rosencrantz, Guildenstern finally admits “My lord, we were sent for.”  The three of them then engage in desultory conversation, ending in the coming of the actors whom Hamlet will hire for his play.

This was a perfect opportunity within the context of Hamlet for Rosencrantz and Guildenstern to consult with Hamlet in the context of Rosencrantz and Guildenstern.  Having admitted that the King had sent for them to spy on Hamlet, they could reasonably have followed up that admission with a discussion with their old friend about what was going on.  This is particularly the case since in Rosencrantz and Guildenstern, the two of them quickly come to their own conclusion that Claudius murdered Hamlet’s father.  Once they have reached that conclusion, it is unreasonable of them not to open up with Hamlet.  But they choose not to.

There were many opportunities within both Hamlet and Rosencrantz and Guildenstern for them to consult with Hamlet.  But Rosencrantz and Guildenstern hem and haw throughout the play, saying to themselves that they want to talk with Hamlet, but unable to get themselves to do it.  They even practice various ways in which to begin conversations with Hamlet, but never carry them out.  In any case, Guildenstern’s rationalizations in defense of doing nothing keep them from saying or doing anything that might change their situation.  That was their choice.

Their rationalizing and equivocating come to a head when the two of them discover in Rosencrantz and Guildenstern that the letter from Claudius that they are carrying to England requests that the King of England kill Hamlet.  At that point, Rosencrantz has had enough.  He wants to confide in Hamlet.  “We’re his friends,” Rosencrantz insists.  How can they be accomplices to the murder of Hamlet?

But Rosencrantz’s humanity is overridden by Guildenstern’s callousness and cowardice, as he once again rationalizes in favor of doing nothing.  Death isn’t so bad, he claims, and Hamlet’s death would be just one man dying so, “from the social point of view…the loss would be well within reason and convenience.”  Besides, Guildenstern concludes, “there are wheels within wheels,” and who are they to try to change things.  It is bad faith rationalization at its worst, and it is that which leads to their own deaths.[13]

If Rosencrantz and Guildenstern had confided in Hamlet at any point in the play, the three of them could have worked out a joint plan for saving all of their lives.  Since Hamlet was explicitly doomed by the script of Hamlet – he dies onstage in full view of the audience – such a plan would not have saved him.  But it could have worked for Rosencrantz and Guildenstern.  Their deaths are only announced in Hamlet, not actually seen by the audience.

Rosencrantz and Guildenstern could, for example, have colluded with Hamlet to change Claudius’ letter as Hamlet does in Hamlet. They could then have faked the deaths of Rosencrantz and Guildenstern, so as to avoid any blame and punishment that Claudius might hit them with because his scheme for Hamlet’s death had failed.  Hamlet’s later comment to Horatio in Hamlet that he cared not that Rosencrantz and Guildenstern might be dead could then be part of this joint plot.  Stoppard could have written something like this into his play – the key is faking the deaths of Rosencrantz and Guildenstern – without contradicting Hamlet.  He didn’t.  Why not?

7. Comedy, Tragedy, and a Good Conscience.

“Life begins on the other side of despair.”  Jean Paul Sartre.

“The play’s the thing wherein to capture the conscience of the king,” Hamlet proclaims.  So, too, the play may be the thing to capture the consciences of the audience for Rosencrantz and Guildenstern, or maybe touch their vanity.  Hamlet is a tragedy.  A tragedy has been described as a story of too much of a good thing becoming bad.  Tragedy generally involves a character who pursues a too narrowly prescribed good too far until it turns on itself, becomes bad and precipitates a disaster.  The character’s “tragic flaw” is a lack of perspective, the failure to see things in a broader context, for example failing to recognize that one person’s good may be someone else’s bad, and an individual’s good ultimately depends on the good of all.[14]

Tragedy is a story of hubris versus humility, the failure of the tragic character to recognize his/her personal limits, and to reconcile contradictions within him/herself, within his/her society and/or between him/herself and society.[15]  In the case of Hamlet, it is arguably his hubris combined with his gullibility toward the ghost who, I think, is an agent of the Devil, that leads almost inevitably to disaster.[16]  In any case, a tragedy may contain humor, but it is not expected to be funny.

In contrast with Hamlet, Rosencrantz and Guildenstern is a comedy.  It is expected to be funny.  A comedy has been described as a humorous conflict between folly and wisdom, foolish people and wise people, with a happy ending that results from the wise peacefully overcoming the fools and their foolishness.  In comedy, the problem is created by someone acting out of stupidity or ignorance, “the intervention of fools.”  The solution is for the fools either to be corrected or constrained.[17]

Rosencrantz and Guildenstern are both fools.  Much of their story is also very funny.  But the play ends with their being hanged.  That’s not funny.  And while they don’t know what’s in store for them as they wander through their play, we do.  How can an audience in good conscience laugh at the high jinks and foolishness of Rosencrantz and Guildenstern knowing that the play will end after the somber line “Rosencrantz and Guildenstern are dead?”

I don’t think an audience can in good conscience laugh at the thought of the deaths of Rosencrantz and Guildenstern.  I think that either members of the audience must be people of bad conscience, smug in their superior knowledge to Rosencrantz and Guildenstern, and callous at the death of two fools – losers in the parlance of Donald Trump – or audience members must believe that somehow Rosencrantz and Guildenstern aren’t really dead.  And maybe they aren’t.

8. Epilogue: Life after reported death?

Estragon: “I can’t go on.” 

Vladimir: “That’s what you think.” 

Waiting for Godot.  Samuel Beckett.

When his demise was wrongly reported in the newspapers of his day, Mark Twain quipped “The reports of my death have been greatly exaggerated.”  Might the same be true of Rosencrantz and Guildenstern?  In his last speech before seemingly being executed, Guildenstern muses that “Well, we’ll know better next time.”  Next time?  What’s with this “next time?”

In the movie version of Rosencrantz and Guildenstern, the actors that Hamlet has hired show Rosencrantz and Guildenstern how to fake being hanged.  At the end of the movie, Rosencrantz and Guildenstern are shown being hanged.  But are they?  Maybe it’s a fake hanging.  In the play, they merely disappear at the end, and it is not clear how they died.  Or maybe they didn’t.  Rosencrantz and Guildenstern make farewell speeches, but maybe they are just fooling everyone, including us in the audience.  Are Rosencrantz and Guildenstern actually dead?

Rosencrantz and Guildenstern is full of trickery and slight-of-hand, starting with the opening scene in which a flipped coin repeatedly comes up heads, seeming to contradict the laws of probability.  Then there are the numerous inventions that Rosencrantz stumbles onto in the movie version of the play, which was directed by Stoppard.  In the movie version, Rosencrantz and Guildenstern are also repeatedly saved by chance or random choice from discovery or death.  Faking their deaths at the end of the play could be Stoppard’s last bit of trickery, a trick played on the audience.

In any case, dead or alive, Rosencrantz and Guildenstern is, I think, ultimately a hopeful play.  Despite operating within an extremely narrow range of options, being tied into and almost tied up by the script of Hamlet, Rosencrantz and Guildenstern still had options to survive the demise announced for them in that play.  If they didn’t survive, it was a result of their own lack of imagination and their own choices.  In his farewell speech, Guildenstern muses that they should have just said “No” when they were summoned by the King.  And they should have.  A moral of their story is that you don’t want to get caught up in someone else’s story in which you are just a throwaway bystander.

So, Rosencrantz and Guildenstern made a fateful misstep into Hamlet’s story.  But that fateful misstep need not have become a fatal mistake.  Rosencrantz and Guildenstern implies that in even the tightest and direst situations, there still may be leeway and hope.  And just when you may seem to be without options, there may still be choices you can make.

B.W. 12/17

[1] Tom Stoppard. Rosencrantz and Guildenstern are Dead.  New York: Grove Press, 1967. pp.16, 38.

[2] Evar Johnson. “Characters in search of a purpose: Meaning in Rosencrantz and Guildenstern are Dead.” belmont.edu

[3] “Rosencrantz and Guildenstern as Existential Antiheroes.” The Stanford Freedom Project. Fall, 2015.

[4] Peter Travers. “Rosencrantz and Guildenstern are Dead.” Rolling Stone. 2/18/91.

[5] Shmuel Ben-Gad. “A Semi-Existentialist Comedy: Tom Stoppard’s ‘Rosencrantz and Guildenstern are Dead.’” American Culture. 5/20/15.

[6] Tom Stoppard. Rosencrantz and Guildenstern are Dead.  New York: Grove Press, 1967. pp..25, 63, 79.

[7] Anthony Kennedy. A New History of Western Philosophy. Oxford: Clarendon Press, 2010. p.666.

[8] Bob Dylan. Talkin’ World War III Blues.

[9] For an analysis of the play as a love story, see my post on this blog “Waiting for Godot: Why do we keep waiting? Hope among the Hopeless.”                       

[10] Thomas B. Kuhn. The Copernican Revolution. New York: Vintage Books, 1959.

[11] Tom Stoppard. Rosencrantz and Guildenstern are Dead.  New York: Grove Press, 1967. pp.39- 40.

[12] For an analysis of Arcadia that discusses this theme, see my essay on this blog entitled “Entropy, Negentropy and Chaos in Tom Stoppard’s Arcadia: Must We Face the Music or Can’t We Just Dance?”

[13] Tom Stoppard. Rosencrantz and Guildenstern are Dead.  New York: Grove Press, 1967. p.110.

[14] Paul Goodman. The Structure of Literature. Chicago: University of Chicago Press, 1954. pp.35, 172.

[15] Kenneth Burke Attitudes toward History. Boston: Beacon Press, 1961. p.37.  Aristotle. Aristotle’s Poetics. New York: Hill & Wang, 1961. p.81-83.

[16] For a discussion of the ghost in Hamlet as an agent of the Devil, see my post at this blog website “Better Dead than Red: Hamlet and the Cold War against Catholicism in Elizabethan England.”

[17] Aristotle 1961, 59.  Burke 1961, 41.  Goodman 1954, 82-100.

Better Dead than Red: Shakespeare’s “Hamlet” and the Cold War against Catholicism in Elizabethan England

                                                        Better Dead than Red:

Shakespeare’s Hamlet and the Cold War against Catholicism in Elizabethan England

Burton Weltman

The Devil Made Me Do It: The Ghost from Hell.

“Who is there?”  These are the first words of Hamlet, and they pose the key question of the play.  The question is asked by a soldier nervously standing guard on a dark night, worried by ominous reports of a ghost on the prowl.  Understandably upset by the nightly appearance and disappearance of the ghost, the soldier poses the underlying problem of Hamlet, and then himself disappears from the play.  The problem he poses is that of who and what is a person’s self.   How can one distinguish a real self from one that is false, a good self from one that is evil?  How can one know who and what is Hamlet?  How can one know who and what are the other living characters in the play?  Most important, who and what is the ghost?  Who really is there?[1]

The ghost is the key to Hamlet. The action in the play all stems from his demand that Hamlet kill Claudius, the king of Denmark.  The ghost claims to be Hamlet’s father, the previous king.  He says he was murdered by Claudius, and he has come from Purgatory to demand that Hamlet avenge his murder.  Hamlet’s friend Horatio doubts the identity and intentions of the ghost, and battles the influence of the ghost on Hamlet throughout the play.  Hamlet himself swings back and forth from believing in the bone fides of the ghost to doubting them, repeatedly asking himself whether the ghost might be from Hell.  “The spirit that I have seen may be a devil,” he worries, “and the devil hath power t’ assume a pleasing shape, yea, and perhaps out of my weakness and my melancholy, as he is very potent with such spirits, abuses me to damn me.”[2]

So, who and what is the ghost?  The thesis of this essay is that Shakespeare intended his audience to see the ghost as an agent of the Devil, an evil spirit whose mission was to use the truth about the murder of Hamlet’s father as a means of promoting unholy havoc in Denmark.   The evidence for this interpretation is the ghost’s reference to Purgatory and to other elements of Catholicism that were rejected as perverse doctrines by Protestants in the sixteenth century.  The ghost represents Catholicism.  Hamlet’s Denmark, like Shakespeare’s England, was a Protestant country.  Within the Protestant ideology of those countries, the Catholic Church was an agency of the Devil.  The ghost’s espousal of Catholic doctrines would make him an agent of the Devil.  This is a conclusion that Shakespeare would have expected his Elizabethan audience to reach.

There is a perverse influence that pervades Hamlet and overcomes most of the characters in the play.  It is the influence of the ghost.  The tragedy of Hamlet is that Hamlet does not follow his better judgment that the ghost is an agent of the Devil.  Instead, he makes the fateful and fatal error of keeping the ghost’s story secret and promising to undertake an act of murderous revenge at the ghost’s behest.  This is a conclusion that Shakespeare would also have expected his audience to reach based on the anti-Catholic prejudice that they shared.

The underlying anti-Catholicism is an aspect of the play that most interpreters either miss or slur over.  In a production of Hamlet that I recently saw at the Stratford Theatre Festival in Canada, the actors and the stage were festooned with Catholic symbols, as though Hamlet and the other Danes were Catholics.  The point is not to highlight or promote the anti-Catholicism in the play.  But if one does not take it into consideration, one can miss other key points in the play.

This was the case, for example, in the performance of Hamlet at Stratford that I recently saw which was played essentially as melodrama, with Hamlet as a romantic hero, rather than tragedy as Shakespeare intended.  My conclusion is that an understanding of what Shakespeare intended in his plays requires an appreciation of the cold war against Catholicism in Elizabethan England, and the anti-Catholicism embedded within Shakespeare’s plays and the roles that his characters play.

Hamlet is a play about role playing, about the question of “Who is there?”  The main characters self-consciously play different roles at different times, and display different selves depending on their audiences.  This theme is accentuated by the play within the play that is staged by Hamlet, a fictional representation of the sort of murder that Claudius committed against Hamlet’s father.  Hamlet hopes that by showing Claudius a fictional version of his misdeeds, Claudius might be provoked into publicly revealing his evil self and his guilt.

Claudius does react in a way that confirms his guilt to Hamlet and Horatio who already suspect him, but Claudius is able to put on an act that convinces others at the performance that he is only unwell.  This scene highlights the problem that is posed in Hamlet.  The characters in the play, and this includes the ghost, are playing a form of “prisoners game” in which they have to continually decide what truths of themselves to reveal or hide, and whether and to what extent they can believe in the others.  Deception and hypocrisy abound in this game.

“To thine own self be true,” intones Polonius, Claudius’ chief advisor.  It is his penultimate advice in a series of platitudinous admonitions with which he has been regaling his son Laertes and his daughter Ophelia in an early scene of Hamlet.  This last exhortation is generally treated by interpreters of the play as a serious piece of advice, unlike the platitudes Polonius has previously been spouting.  In the performance of Hamlet that I recently saw, the actor playing Polonius paused and took on a portentously solemn tone when he came to this line.

But this last admonition is, in fact, as inane as the bromides that preceded it because it begs the question of “Which self?”  Everyone in this play has many selves.  To which self should one be true?  The hypocrisy of Polonius’ advice is also immediately revealed when a few moments later he orders Ophelia to pretend indifference to Hamlet, whom she clearly and dearly loves.  That is, Polonius insists that Ophelia play true to herself in her role as a dutiful daughter, but be untrue to herself and play false in her role as a lover.  Hamlet also loses himself in the multiple roles he is trying to play, and ends up playing the fool to the ghost, the Devil and the hated Catholic Church.

Catholicism, Protestantism and Shakespeare: Situating Hamlet in his place and time.

Most modern day admirers of Shakespeare, of which I am one, would like to acquit the Bard of the conventional prejudices of his era.  England in the late 1500’s and early 1600’s was rife with sexism, anti-Semitism, racism and anti-Catholicism.  Since Shakespeare’s plays, like those of any writer, inevitably reflect the society in which he lived, his plays are full of examples of these prejudices.  They include sexism in The Taming of the Shrew, anti-Semitism in The Merchant of Venice, racism in Othello, and anti-Catholicism in King John.  Shakespeare’s plays have historically been usually performed in ways that accept and even promote these prejudices.

In most productions of Taming, for example, Kate’s last speech, in which she professes abject obedience to her husband, has been played as the moral of the story.[3]  In productions of Merchant, Shylock has often been “played by a comedian as a repulsive clown or, alternatively, as a monster of unrelieved evil.”[4]  The play has often also been retitled as “The Jew of Venice,” thereby focusing on Shylock and his religion.[5]  Othello has often been portrayed in the past as a lascivious African, which played into racist stereotypes of blacks.  The play has frequently been retitled “The Moor of Venice,” thereby focusing on Othello’s supposed racial difference.[6]

Since sexism, anti-Semitism and racism are offensive to most present-day sensibilities, modern interpreters have tried to re-imagine what Shakespeare might have meant so as to remove the sting of prejudice from lines and scenes that have previously been performed in invidious ways.  One of the great things about Shakespeare’s plays is that the same words can be spoken and enacted in different ways.  He gives interpreters an opportunity to stay true to the scripts yet perform the plays with a variety of different characterizations and actions.  Given this latitude, I think one can reasonably interpret the instances of sexism, anti-Semitism and racism in plays such as Taming, Merchant, and Othello as ironic rather than prescriptive.  One can, thereby, place Shakespeare in the position of obliquely critiquing rather than promoting those biases.

One could, for example, play Kate in Taming as retreating at the end of the play in the face of overwhelming pressure, but ready to resume the battle against sexism at a later date.  One could portray Antonio, the merchant in Merchant, and his colleagues as hypocrites who condemn Shylock for holding to a materialistic ethos and engaging in sharp practices of which they are themselves more guilty.  One could cast Othello as a swarthy North African no darker than the Italians with whom he lives and who taunt him as black merely because of his immigrant origins, as Irish were similarly taunted in the United States during the nineteenth century.

I do not, however, think that the same ironical approach can be taken with the anti-Catholicism in Shakespeare’s plays.  It is too pervasive in the plays and in Elizabethan society.  There are limits to what one can legitimately do with Shakespeare’s plays without rewriting or deleting the offensive parts, as some interpreters do, so that the plays are no longer Shakespeare’s.  Nor can one just ignore the anti-Catholicism, as many do, and interpret the plays as though it was not there.  Shakespeare had ideas about things and a legitimate interpretation of his work must stay within the range of his ideas.  A different strategy must be employed with Shakespeare’s anti-Catholicism to save the integrity of the scripts without promoting the prejudice.

 

Papism, Communism, and Paranoia: Cold Wars and their Cultural Consequences.

The Protestant Reformation of the early sixteenth century triggered violent religious conflicts between Catholics and Protestants in England and most of Europe, some of which continue to the present day in places such as Ireland.  These conflicts were very similar to the Cold War between Communism and capitalism that occurred during the last half of the twentieth century.  This Cold War is in the living memory of those of us in the older generation.  It is also, hopefully, within the historical memory of younger people who have studied it in school.  A comparison of the recent Cold War against Communism and the Elizabethan cold war against Catholicism will help elucidate the circumstances in which Shakespeare composed his plays.

In the capitalist United States during the Cold War, and especially at the height of tensions during the 1950’s and early 1960’s, Communist countries were widely portrayed by the government and mass media as totalitarian dictatorships in which people were brainwashed into zombies.  People in these countries supposedly suffered through gray lives in slavish subjugation to an all-powerful government.  American Communists were, in turn, portrayed as traitorous agents of a monolithic movement that was steadily and stealthily taking over the world, forcefully conquering countries that were weakly defended militarily, and subversively undermining countries that were weakly defended morally.[7]

Communism was condemned as an absolute evil, with Communists acting essentially as agents of the Devil, and identified with the Devil’s color as Reds.  Since Communists generally eschewed religion, they were condemned as godless by political and religious conservatives, many of whom took this identification with the Devil literally.[1]  It was widely believed that once Communists took over a country, they created an all embracing godless tyranny from which people could never escape.  From this portrait of Communism emerged the war cry of many conservatives during this period of “Better dead than Red,” that is, better to have a nuclear war that kills all life on earth than let Communism take over America.  Any cooperation with a Communist or tolerance of Communism anywhere was deemed an act of treason to the United States, to American ideals of freedom and democracy, and to God.[2]

Political conservatives during this period used anti-Communism as a club against liberals.  Any criticism of American society — whether it be racism, sexism, inequality, or poverty –was condemned as a form of aiding and abetting the Communist enemy, even if, and especially if, the criticism was accurate.  Communists, the conservatives claimed, would seize on any fault or flaw in American society to create discontent and disorder, to discredit the legitimate authorities, and in this way seduce people into supporting Communism.[3]

Congressional Committees and vigilante organizations worked to eliminate alleged Communists (Commies), radicals (Commie symps) and liberals (Commie dupes) from working in the government, the schools, the professions, and the entertainment industry.  Almost every industry was affected.  If a person was named as a Commie, Commie symp or Commie dupe, the person’s name would generally appear on a blacklist and employers would be warned not to hire the person upon penalty of being boycotted or possibly even prosecuted.[4]  As a result of this red-baiting, as it was called, many progressive social movements that had been active during the 1930’s and 1940’s died out.[5]

In the wake of the Cold War, we can see today that the fears of Communism and measures taken against it were clearly excessive.  Although Communist regimes were invariably oppressive, they were also frequently incompetent.  Even if the Soviet Union posed some threat to the United States during this period, the Soviets were never in any position to invade Western Europe, let alone the United States.  Communism was, in turn, not a monolithic movement.  It took different forms in the various countries in which Communists held power and among the Communist parties that operated within capitalist countries.  Communist countries were, in fact, in almost constant conflict with each other, as were Communist parties.   Nor were Communist regimes totalitarian, whatever might have been the aspirations of their rulers.  This is shown by the fact that Communism in the Soviet Union and almost all of Eastern Europe fell peacefully and as a result of internal revolts by people who had just had enough of it.  These people were clearly not brainwashed zombies.

It is also the case that very few American Communists were spies or traitors.  The Soviet Union actually preferred to use mercenary spies who worked for money rather than American Communists who might be motivated by idealism.  Mercenaries were more reliable than idealists who might object to doing something that harmed the United States.  Most American Communists were motivated primarily by patriotism, whether or not misguided.[6]  Nonetheless, many people’s lives were ruined in this country by misdirected anti-Communist attacks, and social progress was stalled.  Abroad, unnecessary wars were fought, cruel dictators were supported, and money was wasted on unnecessary armaments.

Anti-Communism also had a constricting effect on American culture, especially during the 1950’s and early 1960’s.  Controversial issues and social problems were generally avoided, and anti-Communist themes were awkwardly interjected, as writers, producers and directors of plays, movies and television shows bowed to Cold War priorities.  Their works were distorted and diminished in ways that were sometimes blatant but often subtle.  Playing into the common understandings of people at that time, anti-Communist themes were inserted in their works in ways that would have been recognized by people then, even though they might not be understood by audiences today.  The result has been widely considered a gray era in American culture.[7]

The work of Elia Kazan, one of the greatest movie directors of all time, exemplifies this effect.  Because of Kazan’s membership in the Communist Party during the 1930’s, he was summoned to appear before the House Un-American Activities Committee (HUAC) in 1953.  He had two choices at that point.  He could either testify against friends and colleagues who had been Communists or had been otherwise politically active in progressive causes, or be black-listed from working as a director.  He chose to testify against his friends –“Naming names” this sort of testimony was called — and he thereby saved his career.  But he was thereafter roundly criticized and ostracized by many of his former associates, both Communist and non-Communist alike.

Stung by this criticism, Kazan made the movie On the Waterfront (1954) which glorifies snitching on one’s friends and colleagues to a government committee.  Although Communists do not appear in the film, which is about gangsters, the movie was clearly a defense of Kazan’s finking on his friends and a testament to anti-Communism.  It is a great movie because of the performances of the actors and Kazan’s filming, but the plot is overblown and overly melodramatic as a result of Kazan’s desire to justify himself and pay homage to HUAC.  The movie was essentially a testimonial in support of the damage done to American culture by HUAC and other anti-Communist organizations.[8]

Kazan bowed even lower to the anti-Communist crusaders in the film Viva Zapata (1952), which was made just prior to his HUAC testimony.  It is a portrayal of the early twentieth century Mexican revolutionary Emilio Zapata.  The movie is a cautionary tale about how a revolution can become corrupt and dictatorial and, as such, was a clear reference to the Soviet Union.  Kazan also insisted that the script include a fictional character named Fernando Aguirre.  Aguirre is a vicious revolutionary who turns on Zapata when he thinks Zapata is getting too soft, and who is clearly modeled after the 1950’s anti-Communist stereotype of a Communist agent.  Aguirre is an anachronism and out of place in the film.  The purpose of his character was not, however, aesthetic.  It was specifically to enable Kazan to tell HUAC that “This is an anti-Communist picture.”   That is, even though Communism had nothing to do with the Mexican Revolution and is not mentioned in the film, Kazan felt the necessity to distort and diminish his movie in order to placate the anti-Communist sentiment in the country.[9]

A similar Cold War of Protestants against Catholics occurred in England during Shakespeare’s time with similar effects.  If one substitutes the words Catholicism and Catholics for the words Communism and Communists, one can use essentially the same language and descriptions of the Capitalist-Communist Cold War to describe the conflict between Protestants and Catholics.  Each side portrayed the other as the Devil’s disciples.  Savage wars were waged between Protestant and Catholic countries, and cruel tortures were inflicted, in the name of God and the true religion.  Ordinary people could not avoid the conflict.  Everyone was forced to own up to being either Protestant or Catholic and, thereby, forced to take sides and take the consequences.[10]

England went back and forth several times during the sixteenth century between being controlled by Catholic regimes and Protestant regimes, each of which savaged adherents of the opposing religion.  The changes were abrupt and left many people in limbo, unsure which way to turn because turning the wrong way could be fatal.  As during the Cold War in America, families were split over the issue.  Friends turned against friends.  Neighbors spied on neighbors and reported them to the authorities.  Paranoia and hysteria were always just around the corner.

Catholics were disparaged by Protestants as Papists.  Just as American Communists were considered to be loyal to the Communist government in the Soviet Union rather than to the United States, English Catholics were considered to be loyal to the Pope and the Church in Rome instead of their Queen and country.  Hence the term Papist, someone who supposedly worships the Pope.  Similar to the Communists, Catholics were believed to be part of a monolithic international conspiracy that aimed to control the world through force or subversion.  Powered by a vanguard of Jesuit priests whose supposed stock-in-trade was using tricks of logic to seduce people into converting to Catholicism (hence the pejorative term “Jesuitical”), Jesuits were accused of trying to worm their way into English society in order to subvert and pervert it.

As with Communists during the Cold War, Catholics were portrayed by Protestant leaders as traitors who could not be trusted, subversives who had to be rooted out of public life, and spies who had to be caught and even killed.  In 1559, a year after Elizabeth’s ascension to the throne and abrupt reconversion of England from Catholicism to Protestantism, being a practicing Catholic was made illegal and saying Mass was made a capital offense.  Although these laws were honored more in the breach, they were designed to keep Catholics on edge and in line.  As a result, Catholics were forced to hold Mass in secret, which only reinforced Protestant fears of a subversive Catholic conspiracy.

The trials, tribulations and murder of Shakespeare’s fellow playwright Christopher Marlowe, who was charged with heresy and was a Catholic-Protestant double agent, attest to the dangers of stepping out of line.  Shakespeare was, thus, writing at a time when Protestants and Catholics were at each others’ throats, and in a place where being caught practicing Catholicism could get you killed.  These circumstances are reflected in Shakespeare’s plays.[11]

As with the Cold War against Communism, Elizabethan anti-Catholicism appears in retrospect to have been both excessive and irrational.  Catholics and Catholic countries did not constitute a monolithic movement manipulated by the Pope.  To the contrary, Catholic countries often disobeyed and even attacked the Pope, and were almost as likely to go to war against each other as against Protestant countries.  Likewise, different orders within the Catholic Church — Jesuits, Dominicans, Franciscans, et al.– were almost as opposed to each other as to Protestants.  Anti-Catholicism had, nonetheless, a significant effect on Elizabethan culture and society.

There has been speculation that Shakespeare’s father, who was born Catholic, remained  a closet Catholic after the English Reformation and that Shakespeare had Catholic sympathies.[12] Although there were Catholics in Shakespeare’s extended family, there is no evidence that he was a Catholic.[13]  In any case, whatever Shakespeare’s sympathies, the key fact is that he was writing for an overwhelmingly Protestant audience and for theaters that were being closely monitored by a fiercely Protestant government.  This was a government that, according to historian Michael Wood, “employed a network of informers, spies and bounty hunters, who pried into every aspect of people’s business affairs, their religion, and even their sex life.”[14]  Shakespeare’s family’s connections to the Catholic Church might have made him even more careful to be seen on the Protestant side of things.  If he had not adhered to the Protestant line, the Bard would likely have been debarred from public life.

Shakespeare set many of his plays in England and Italy during times when those places were under the religious hegemony of the Catholic Church, and in each of these plays he portrays Catholic priests, officials and doctrines in negative ways.  While Shakespeare never uses the terms Catholic or Protestant and never attacks the Catholic Church by name, he plays into the understanding that his audiences would have had of the differences and disputes between the religions, and he invariably comes down against the Catholics.  Obvious examples of this include the reprehensible representative of the Pope in King John, the warmongering Cardinals in Henry V, and the foolish priest in Romeo and Juliet. 

The merchant Antonio and the other Catholics in The Merchant of Venice are less obvious examples of Shakespeare’s anti-Catholicism until you recognize that money lending was prohibited by the Catholic Church but allowed by Protestant churches, and that Shakespeare’s father was a moneylender who had been arrested at least twice for usury by Catholic authorities.  Given these facts, Shakespeare was not likely to intend Shylock as a villain based on his being a moneylender nor intend Antonio as a hero based on his opposition to moneylending .  Since Antonio engages in business practices that are portrayed in the play as comparable to usury, it is even less likely that Shakespeare intended him to be viewed as a hero.  Although they are rarely played in this way, Antonio and his Catholic colleagues seem intended by Shakespeare to be played as bigoted hypocrites.

The conflict between Protestants and Catholics is a theme that I think is not sufficiently acknowledged in most interpretations and performances of Shakespeare’s plays.  Since the anti-Catholicism in the plays is pervasive and not easy to delete or dissolve, it is often just ignored and the plays are then performed in ways that I believe do not reflect the light in which Shakespeare intended audiences to see his characters.  Thus, the merchant Antonio is generally played as a good guy in Merchant and, as a result, no matter how sympathetically the actor playing Shylock says his lines — even weeping when he asks “If you prick us, do we not bleed?” — the play comes off as anti-Semitic.  This is, I think, a mistake.  The historian Christopher Hill has warned that “We should always take seriously the religious professions of sixteenth century men and women, for many of whom eternity might seem much more real than this brief and uncertain life on earth.”[15]  This would likely be true of many in Shakespeare’s audience and might even be true of Shakespeare himself.

At the same time, acknowledging the anti-Catholicism in Shakespeare’s plays does not require one to promote it.  His decision not to explicitly denote people and things in his plays as Catholic and Protestant is significant.  In this way, Shakespeare stands in sharp contrast with Marlowe who openly promoted the prejudices of his age.  Marlowe’s The Jew of Malta features a Jew who “becomes a greedy murderer.”  The play is explicitly anti-Semitic and presents a very different picture of Jews than Shakespeare’s Merchant.  Marlowe’s Massacre of Paris features a group of Catholics who want to slaughter Protestants.  “The basic message is that Catholics are murderous beasts.”[16]  This vicious portrait of Catholics is very different from Shakespeare’s oblique obeisance to the anti-Catholicism of his society.  Although Marlowe has his devotees, some of whom even claim that he wrote Shakespeare’s plays, his plays are rarely performed.  Their overt and overwhelming anti-Semitism and anti-Catholicism are a big part of the reason.

Shakespeare used code words and cues to express anti-Catholicism.  In so doing, he gave interpreters an opportunity to recognize the light in which he wanted characters and ideas to be portrayed without their having explicitly to engage in anti-Catholicism.  He may have done this deliberately.  In staging Merchant, for example, one does not have to attire Antonio with a cross or have him fingering Rosary beads, which would explicitly denote him as a Catholic.  One merely has to understand that Shakespeare did not intend to portray Antonio as a model citizen or damn Shylock for his being a moneylender.  This understanding sheds a whole new light on the play as compared with the way it is usually performed.[17]

Hamlet is set in a country, Denmark, that had abruptly converted from Catholicism to Protestantism during the 1530’s.  This setting provided Shakespeare with an opportunity to portray some of the confusion and controversies that had been experienced in England as a result of Henry VIII’s similarly abrupt conversion of England to Protestantism during the 1530’s and Elizabeth’s abrupt reconversion of the country during the 1550’s.

Medievalism Run Rampant: Better Dead than Dread.

“Something is rotten in the state of Denmark” concludes one of the soldiers who has seen the ghost in an early scene of Hamlet, and who then disappears from the playThis line is usually interpreted as meaning that the appearance of the ghost indicates something is wrong with the country.  In this interpretation, the ghost is a sign of existing corruption in the state, which we soon understand as the murder of Hamlet’s father by Claudius.[18]  But the line could also mean that something bad is beginning and that the ghost is both a cause and an effect of it.  This latter interpretation is, I think, the better of the two.  The murder of Hamlet’s father may have begun the rot, but rot spreads.  The whole edifice can come tumbling down unless the spread is checked.  The soldier’s statement is, in this light, an ominous prediction of how murder can lead to murder, and a premonition about the effect that the ghost is going to have on the country.

The ghost dominates the play and essentially ruins the country.  The name of the play is Hamlet and Hamlet is the name of the young prince who runs riot through the play, but it is also the name of the prince’s dead father whom the ghost ostensibly represents.  It is that elder Hamlet who is the center of the action in the play.  Almost everything bad that happens is a result of the ghost’s insistence that young Hamlet avenge the death of his father.  And even though the ghost directly participates in only three scenes, he is a pervading evil influence throughout the play.

The effect of the ghost is often underplayed in performances of Hamlet.  To dramatize his effect on the action, I would arrange the stage lighting to indicate day versus night, and have the ghost lurking in the background unseen by the other characters during the nighttime scenes.  Hamlet’s most violent scenes would be played at night with the ghost lurking about.  At the very end of the final murderous scene, I would have the ghost leave the stage appearing to be satisfied at the outcome.  Elizabethans believed that the Devil could manipulate the truth in the service of evil.  The ghost should be seen as a demon from Hell who has been sent to undermine Protestant Denmark with the truth about the death of Hamlet’s father, and succeeds in this mission.

Hamlet is one of Shakespeare’s most pliant plays.  Hamlet, for example, can be characterized and played in a wide variety of ways.  Samuel Taylor Coleridge saw him as a dithering intellectual who knows that he must kill Claudius but gets caught up in “endless reasoning and hesitating.”  Coleridge viewed Hamlet as unmanly and a weakling. [19]  Mark Van Dorn agreed that Hamlet is an intellectual but claimed that “Hamlet is an actor,” and a chronic dissembler.  “We cannot assume, indeed, that he believes what he says.”  Van Doren sees Hamlet as essentially a schizoid with multiple personalities. [20]  Fintan O’Toole sees Hamlet as a sociopath who is caught between medieval and modern ways of thinking, and does not know which way to turn.[21]  Harold Goddard saw Hamlet as a pacifist who tries everything he can to avoid killing Claudius.[22]  Each of these is a plausible and playable interpretation of the character.

Hamlet has been condemned as “a slob, a shirker, or a mother-fixated neurotic” with an Oedipus Complex.[23]  He has been “pronounced both a hero and a dreamer, hard and soft, cruel and gentle, brutal and angelic, like a lion and like a dove.”[24]  He has been seen as an existentialist (“To be or not to be…”), a moral relativist (“There is nothing good or bad but thinking makes it so.”), a skeptic (What a piece of work is a man…what is this quintessence of dust?”), a determinist (“There’s a predestinate providence in the fall of a sparrow.”), or some combination of the above.  The vast possibilities contribute to making Hamlet such an interesting play.

Whatever else Hamlet is, however, he is also a religiously perplexed person.  When we first meet him, he is arguing with Claudius about his desire to go back to school in Wittenberg, which is also the alma mater of Hamlet’s good friend Horatio.  Later, when the ghost first talks to Hamlet, the ghost says that he resides by day in Purgatory and walks abroad by night.  These two references, the one to Luther’s Protestant university in Wittenberg, and the other to the Catholic doctrine of Purgatory which Protestants rejected, would delineate for Shakespeare’s audience a conflict between Catholicism and Protestantism that confounds Hamlet and permeates the play.

Hamlet is clearly religious or he would not be attending Wittenberg University.  There were plenty of other less religious schools that a Danish prince could have attended.  So, how can a religiously Protestant Hamlet believe a ghost that says it resides in Purgatory, a place whose existence Protestants deny?  Belief in ghosts was common among Protestants and Renaissance philosophers, but not a ghost from Purgatory.  It stands to reason that Hamlet would be perplexed.  So that when he tells a skeptical Horatio that “There are more things in heaven and earth, Horatio, than are dreamt of in your philosophy,” i.e. in Horatio’s and Hamlet’s Protestant philosophy, these lines should probably be articulated in a tentative, quizzical way.  In most performances of Hamlet, the lines are said in an emphatic, declaratory manner, as though Hamlet is completely convinced of the reliability of the ghost.  But that reading of the lines does not fit the situation of a young man who has just had his whole universe turned upside down.

Hamlet’s reluctance to kill Claudius is generally interpreted in a negative way.  He is portrayed as overly intellectual or cowardly or depressive or passive.  But given the religious and intellectual shock Hamlet has just been given — Could Catholicism be the true religion? — his caution would seem well-founded.  Hamlet’s hemming and hawing back and forth during the play correspond to an internal battle between his Reformation/Renaissance self and the Medieval/Catholic memes that he inherited from his ancestors.  This conflict within Hamlet, between old and new ways of being and believing, was analogous to the contemporary social and religious conflict in Elizabethan England.

Hamlet’s father must have been sympathetic to the Renaissance or he would not have sent his son to a university, and he must have been a dedicated Protestant or he would not have sent Hamlet to Wittenberg.  Hamlet’s father was, however, likely born a Catholic and was a transitional figure between Medieval ways and Renaissance society.  The ghost’s claim that he resides in Purgatory reflects the father’s likely childhood Catholic beliefs.  The ghost’s appearance in Medieval armor,[25] which had been rendered virtually useless by the development of armor-penetrating guns during the Renaissance, represents the Medieval side of Hamlet’s father.  And his insistence on Hamlet’s revenging the murder of Hamlet’s father also reflects a Medieval perspective.[26]

Revenge was a Medieval form of justice that the Catholic Church had criticized but ultimately tolerated.  European countries did not have well-developed criminal justice systems during the Middle Ages and did not have prison systems.  As a result, private justice and corporal punishment were the norms.  “Vengeance and feud were an essential part” of Medieval culture, and revenge was “both a right and a duty, and was legislated and regulated by social norms.”[27]  Renaissance reformers promoted a more rational system of justice in which the rule of law rather than the rule of the strongest would prevail.  Renaissance monarchs embraced these reforms as a means of centralizing the power of the justice system in their own hands.  Prisons were, likewise, a recent Renaissance development in Europe, as places where convicted wrongdoers could be punished through being incarcerated instead of being physically harmed.[28]

These were reforms that the fictional Hamlet and the author Shakespeare would likely have endorsed.  The ghost’s insistence on murderous revenge indicates that he is out of step with the times and not to be trusted by Hamlet.  The ghost represents a side of Hamlet’s father that Hamlet had seemingly wished to leave behind in going to Wittenberg, and a barbarous Medieval past that England was trying to get beyond.

So, how is it that the ghost succeeds in entrapping Hamlet with his wiles?  He is a cunningly manipulative ghost.  He arrives in Denmark at a time when people are seeming to begin to have doubts about King Claudius.  The “Something is rotten” statement by a common soldier, who knows nothing of what the ghost is going to tell Hamlet about the death of his father, indicates that common people were uneasy about the state of affairs.  The ghost also arrives at a time when Hamlet is feeling renewed disgust about his mother’s marriage to Claudius, and when Hamlet is in turmoil about whether or not to abandon a rotting Denmark for school in Wittenberg.

The ghost describes the death of his father in terms most likely to inflame Hamlet.  He also disingenuously tells Hamlet not to “Taint thy mind” against his mother but then describes Hamlet’s mother as only “seeming virtuous” and says that she has made “the royal bed of Denmark…a couch for luxury and damned incest.”  Having just had those same thoughts about his mother earlier before meeting the ghost, Hamlet exclaims “O my prophetic soul” in response to the ghost’s tale.  He very much wants at that point to believe the ghost.

Horatio is skeptical, as would Shakespeare’s audience.  People of that time would find it hard to believe that God “unleashed  [the dead] back on earth to stir up revenge.”[29]  That was the Devil’s business.  Horatio had also noticed at the ghost’s previous appearance that when the cock crowed at the break of dawn, “it started, like a guilty thing upon a fearful summons,” which would seem to be a call from Hell.  Hamlet tries to assure Horatio that “It is an honest ghost, that let me tell you.”  But, he is seemingly not so assured himself because he concocts on the spot a method of testing the ghost’s honesty by feigning madness.  In this way, he can ask questions of people in the castle that might otherwise seem suspicious and thereby, he hopes, provoke responses that might be telling.[30]

It is a plan, however, that plays right into the hands of the ghost.  Encouraged by the ghost, Hamlet swears to secrecy his friends who have seen the ghost.  Hamlet then goes off to conduct his researches on his own, taking it upon himself to right the wrongs that have been done to the state of Denmark, as though the only wrong was to himself as the son of a murdered King and an ostensibly incestuous Queen.  Within the context of Elizabethan times and the play itself, this is wrong and a mistake.

The rottenness of the state is a matter of concern for everyone in Denmark, as indicated by the soldier’s comment.  The problem is not merely the murder of a father and the incest of a mother.  It is having a king who has murdered his way to the throne and who seems more interested in drinking and partying than in protecting Denmark from a potential invasion from Norway.  In turn, when Laertes is able to rouse public concern about his father’s death and, thereby, force an inquiry into the circumstances, Laertes demonstrates that it is possible to take political concerns to the people and get action that way.  Hamlet could seemingly have done something similar.  His anger and his arrogance, encouraged by the ghost, lead him to go off on his own, and wreak the havoc on Denmark that the ghost seemingly intended.

Although Hamlet’s enthusiasm for killing Claudius ebbs and flows in the course of the play, the ghost gradually extends his evil influence over Hamlet, and Hamlet loses his better self.  Hamlet, in turn, descends from feigning madness into actual madness as he goes from murder to murder: killing Polonius, driving Ophelia to suicide, arranging the murders of Rosenkrantz and Guildenstern, and finally participating in the slaughter at the end of the play.

As a means of dramatizing the growing control of the ghost over Hamlet , one might have the ghost appear with a long mustache, beard and hair, groomed but in a style that would have been seen by Shakespeare’s audience as Medieval.  Hamlet would appear initially in the short-haired, highly groomed style of a Renaissance courtier.  As the play proceeds, Hamlet would gradually grow a long mustache, beard and hair in an unkempt manner befitting his madness, feigned and/or real.  In the next to last scene of the play with Horatio, Hamlet would groom himself into the Medieval likeness of his father as represented by the ghost, and then go off to the fatal duel.

In most modern productions, the character of Hamlet is played as being surprised by the murderous turn at the end of the play.  But this reaction does not seem plausible.  Hamlet knows at that point that Claudius is trying to kill him and that Laertes is outraged over Hamlet’s murder of Laertes’ father Polonius.  Hamlet must surmise that the supposedly harmless duel Claudius has arranged between Hamlet and Laertes is actually a setup for mortal combat between them.  Hamlet’s bantering with Horatio, Laertes and the others before the duel is just another bit of posing.  Hamlet would likely be on guard and might even be shown to have secreted a weapon on his person.  As he and Laertes duel, Hamlet would almost certainly see that Laertes’ sword is unabated, albeit he does not know its tip is poisoned.  When Hamlet exchanges swords with Laertes in the midst of their duel, he would know that he is grabbing a murderous weapon.  We cannot know what Hamlet has in mind or plans then to do, because events take an unexpected turn as a result of the various poisons taking effect at that point.

When Hamlet dies, the ghost is satisfied but I think that we in the audience also feel relief.  Hamlet has morally descended under the influence of the ghost, and we feel it despite our sympathy for him and his predicament.  He has directly or indirectly been the cause of the deaths of seven people, not including himself.  And he has admitted that he has no qualms about having killed the innocent Polonius and caused the deaths of the hapless Rosenkrantz and Guildenstern.  Having become a Papist dupe of the ghost, Hamlet has become a symbol of the Medieval violence that Elizabethans hoped to leave behind.  He has also essentially become as much of a villain as the man he had sworn to eliminate.  For this reason, Mark Van Doren concluded that “The world could not let so destructive a man live longer.”[31]

At the same time, members of Shakespeare’s contemporary audience would recognize that the ghost had just done to sixteenth century Protestant Denmark what they believed the Pope was trying to do to turn-of-the-seventeenth century Protestant England, which was to bring down the state and leave the country vulnerable to invasion by its enemies.  The play served as a warning to them.

Cold Wars and their Cultural Consequences: Playing Down Paranoia.

Shakespeare incorporated anti-Catholic elements into his plays that probably were necessary and seemingly were sufficient to satisfy the prejudice and paranoia of his audiences and the authorities.  But one of the great things about Shakespeare is that he was able to do this without significantly diminishing or distorting his work.  The anti-Catholic intimations and implications in his plays were clear to people of his time.  But his indirection also allows us today to recognize the anti-Catholicism in his plays, and incorporate it into our analysis of them, without promoting the prejudice and paranoia of Elizabethan England that prompted it.

Shakespeare made it possible for us to perform his scripts without showing overt anti-Catholicism in our performances of them.  We don’t have to make the ghost wear a Catholic cross.  We don’t have to think of Hamlet as a Papist dupe, as Elizabethans might have.  But honoring Shakespeare’s scripts does require us to accept the evaluation of characters and events as he indicated them through his anti-Catholic references.  Those references are often keys to understanding the plays as he meant them.  As to Hamlet, those references means the ghost is evil and Hamlet is a dupe.  We can avoid displaying the prejudice but not its implications for the meaning of the play.

[1]  “Cold War.” American History. ABC-CLIO, 2011.

[2]   Goldwater, Barry. Conscience of a Conservative. New York: Victor Pub. Co., 1960. pp.25, 71.

[3]  Foner, Eric. The Story of American Freedom. New York: W.W. Norton & Co., 1998. pp.256-258.

Lens, Sidney. Radicalism in America. New York: Thomas Y. Crowell Co., 1969. p.343.

[4]  Caute, David. The Great Fear: The Anti-Communist Purge under Truman and Eisenhower.  New York: Simon & Schuster, 1979.

[5]  “Cold War.” American History. ABC-CLIO, 2011.

[6]  Lyons, Paul. Philadelphia Communists, 1936-1956. Philadelphia: Temple University Press, 1982.

[7]  Navasky, Victor.  “The Social Costs of McCarthyism.” from  Naming Names..New York: Viking Press, 1980.   at english.illinois.edu/MAPS/McCarthy/navasky.

[8]  Ebert, Roger. rogerebert.com/review/great-movie-on-the-waterfront-1954. March 21, 1999.

[9]  Crowther, Bosley. “Viva Zapata.” New York Times Movie Review. 2/ 8/52.

Rothman. Lily. “Art Imitates Life: 10 Movies Altered Due to Real-Life Events.” Time Magazine.                             at entertainment.time.com/2012/07/27- art-imitates-life.

Susman, Gary. “Viva Zapata’s 60th Anniversary.” news.moviefone.com/2012/02/06/                           viva-zapata-anniversary.

[10]  Kermode, Frank. The Age of Shakespeare. Modern Library: New York, 2005. pp.14-16.

[11]  Wills, Garry. Making Make-Believe Real: Politics as Theater in Shakespeare’s Time. Yale University Press: New Haven, 2014. pp.157-168.

[12]  Wood, Michael. Shakespeare. Basic Books: New York, 2003. pp.270-271.

[13]  Kermode, Frank. The Age of Shakespeare. Modern Library: New York, 2005. p.39.

[14]  Wood, Michael. Shakespeare. Basic Books: New York, 2003. p.39.

[15]  Hill, Christopher. The Pelican Economic History of Britain: Reformation to Industrial Revolution. Penguin Books: Baltimore, 1969. p.110.

[16]  Scott, Jeffrey. “The Influences of Elizabethan Society on the Writings of Christopher Marlowe.”  The Marlowe Society Research Journal. Vol.05-2008. p.3.   at http://www.marlowe-society.org.

[17] I have written elsewhere an essay on Merchant outlining this view of the play.  The essay is entitled “Shakespeare, Shylock and History as Choice: A Protestant versus Catholic view of the Merchant of Venice.”

[18]  Hamlet. 1.4.90

[19]  Coleridge, Samuel Taylor. Selected Poetry and Prose. Elizabeth Schneider, Ed. “Lecture Series on Hamlet.” San Francisco: Rinehart Press, 1971, 461-462.

[20]  Van Doren, Mark. Shakespeare. New York: New York Review of Books, 2005, 167-168.

[21]  O’Toole, Fintan. Shakespeare is Hard, but so is Life. London: Granta Books, 2002, 45-54.

[22]  Goddard, Harold. The Meaning of Shakespeare. Chicago: University of Chicago Press, 1951, 341.

[23]  O’Toole, Fintan. Shakespeare is Hard, but so is Life. London: Granta Books, 2002, 40.

[24]  Goddard, Harold. The Meaning of Shakespeare. Chicago: University of Chicago Press, 1951, 333.

[25]  Hamlet.1.2.200.  “Armed at point exactly, cap-a-pie.”

[26]  Matheson, Mark. “Hamlet and a Matter Tender and Dangerous.” 1995. at enotes.com/topics/hamlet/critical-        essays/hamlet-and-matter-tender-and-dangerous

[27]  Lampher, Ann. The Problem of Revenge in Medieval Literature. PhD Thesis. University of Toronto, 2010. p.ii.

[28]  Prisons. mapoflondon.UVIC.ca/PRIS1

Elizabethan Crime and Punishment. william-shakespeare.info/elizabethan -crime-punishment

[29]  Wills, Garry. Making Make-Believe Real: Politics as Theater in Shakespeare’s Time.                    New Haven, CN: Yale University Press, 2014. p.173.

[30]  Hamlet.  1.1.48, 1.5.40, 1.5.46, 1.5.81-86, 1.5.138.

[31]  Van Doren, Mark. Shakespeare. New York: New York Review of Books, 2005, 172.

]  Schwartz, Richard A. “Red Scare, 1950’s.” Cold War Culture: Media and the Arts, 1945-1990. New York: Facts    on File Inc, 2000. American History Online. Facts on File, Inc., 2011.

Gardner, Lloyd. “Origins of the Cold War” in The Origins of the Cold War, J.J. Huttmacher & Warren Susman, eds. Waltham, MA: Ginn & Blaisdell, 1970. pp.3-40.

[8]  “Cold War.” American History. ABC-CLIO, 2011.

[9]   Goldwater, Barry. Conscience of a Conservative. New York: Victor Pub. Co., 1960. pp.25, 71.

[10]  Foner, Eric. The Story of American Freedom. New York: W.W. Norton & Co., 1998. pp.256-258.

Lens, Sidney. Radicalism in America. New York: Thomas Y. Crowell Co., 1969. p.343.

[11]  Caute, David. The Great Fear: The Anti-Communist Purge under Truman and Eisenhower.  New York:  Simon & Schuster, 1979.

[12]  “Cold War.” American History. ABC-CLIO, 2011.

[13]  Lyons, Paul. Philadelphia Communists, 1936-1956. Philadelphia: Temple University Press, 1982.

[14]  Navasky, Victor.  “The Social Costs of McCarthyism.” from  Naming Names..New York: Viking Press, 1980.   at english.illinois.edu/MAPS/McCarthy/navasky.

[15]  Ebert, Roger. rogerebert.com/review/great-movie-on-the-waterfront-1954. March 21, 1999.

[16]  Crowther, Bosley. “Viva Zapata.” New York Times Movie Review. 2/ 8/52.

Rothman. Lily. “Art Imitates Life: 10 Movies Altered Due to Real-Life Events.” Time Magazine.                            at entertainment.time.com/2012/07/27- art-imitates-life.

Susman, Gary. “Viva Zapata’s 60th Anniversary.” news.moviefone.com/2012/02/06/viva-zapata-anniversary.

[17]  Kermode, Frank. The Age of Shakespeare. Modern Library: New York, 2005. pp.14-16.

[18]  Wills, Garry. Making Make-Believe Real: Politics as Theater in Shakespeare’s Time. Yale University Press: New Haven, 2014. pp.157-168.

[19]  Wood, Michael. Shakespeare. Basic Books: New York, 2003. pp.270-271.

[20]  Kermode, Frank. The Age of Shakespeare. Modern Library: New York, 2005. p.39.

[21]  Wood, Michael. Shakespeare. Basic Books: New York, 2003. p.39.

[22]  Hill, Christopher. The Pelican Economic History of Britain: Reformation to Industrial Revolution. Penguin Books: Baltimore, 1969. p.110.

[23]  Scott, Jeffrey. “The Influences of Elizabethan Society on the Writings of Christopher Marlowe.”

The Marlowe Society Research Journal. Vol.05-2008. p.3.   at http://www.marlowe-society.org.

[24] I have written elsewhere an essay on Merchant outlining this view of the play.  The essay is entitled “Shakespeare, Shylock and History as Choice: A Protestant versus Catholic view of the Merchant of Venice.”

[25]  Hamlet. 1.4.90

[26]  Coleridge, Samuel Taylor. Selected Poetry and Prose. Elizabeth Schneider, Ed. “Lecture Series on Hamlet.” San Francisco: Rinehart Press, 1971, 461-462.

[27]  Van Doren, Mark. Shakespeare. New York: New York Review of Books, 2005, 167-168.

[28]  O’Toole, Fintan. Shakespeare is Hard, but so is Life. London: Granta Books, 2002, 45-54.

[29]  Goddard, Harold. The Meaning of Shakespeare. Chicago: University of Chicago Press, 1951, 341.

[30]  O’Toole, Fintan. Shakespeare is Hard, but so is Life. London: Granta Books, 2002, 40.

[31]  Goddard, Harold. The Meaning of Shakespeare. Chicago: University of Chicago Press, 1951, 333.

[32]  Hamlet.1.2.200.  “Armed at point exactly, cap-a-pie.”

[33]  Matheson, Mark. “Hamlet and a Matter Tender and Dangerous.” 1995. at enotes.com/topics/hamlet/critical-essays/hamlet-and-matter-tender-and-dangerous

[34]  Lampher, Ann. The Problem of Revenge in Medieval Literature. PhD Thesis. University of Toronto, 2010. p.ii.

[35]  Prisons. mapoflondon.UVIC.ca/PRIS1

Elizabethan Crime and Punishment. william-shakespeare.info/elizabethan -crime-punishment

[36]  Wills, Garry. Making Make-Believe Real: Politics as Theater in Shakespeare’s Time. New Haven, CN: Yale University Press, 2014. p.173.

[37]  Hamlet.  1.1.48, 1.5.40, 1.5.46, 1.5.81-86, 1.5.138.

[38]  Van Doren, Mark. Shakespeare. New York: New York Review of Books, 2005, 172.