Whatever happened to socialism? Axel Honneth tries to revive the socialist ideal in “The Idea of Socialism.” Is it an idea whose time has come, gone, and maybe come again? Maybe.

Whatever happened to socialism?

Axel Honneth tries to revive the socialist ideal in The Idea of Socialism.

Is it an idea whose time has come, gone, and maybe come again?  Maybe.

Burton Weltman

“We can be together.”

Jefferson Airplane.

Introduction: Whatever happened to socialism?

One of the more perplexing political developments of the last forty years or so has been the disappearance of the idea of socialism from public conversation.  For the previous 150 years, socialism was an idea, ideal and political movement that had to be contended with, whatever one thought of it.  It is no longer.  What happened and what, if anything, can or should be done about it?  And does the recent emergence of socialist Senator Bernie Sanders to prominence (I am writing this in October 2017) signal a revival of the idea of socialism in the United States?

Axel Honneth is a German philosopher and the author of The Idea of Socialism: A Renewal.[1]  He contends socialism is the last best hope for mankind, and the alternatives are grim.  He is, thus, heavily committed to reviving socialism.  Honneth thinks he knows why socialism has faded, and how to revive it.  His book is only 120 pages long, but the arguments are dense and intense.  Honneth’s exposition relies heavily on John Dewey, an American philosopher, educational reformer, and social activist who flourished during the first half of the twentieth century.

Dewey is considered one of the founders of pragmatism, along with C.S. Peirce and William James.  Pragmatism is generally considered America’s major contribution to world philosophy, as well as America’s own philosophy, because its emphasis on practicality reflects American culture.  Pragmatism holds that the meaning of a thing is how it works, and the value of a thing is the extent to which it works, that is, how well it fits in with the best available evidence.  Pragmatism is a broad-based philosophy upon which Dewey based his progressive educational reforms and his socialist theories.  Dewey’s idea of socialism is particularly American.  For this reason, I think Honneth’s book has particular relevance for Americans.

The purpose of this essay is to explore the questions raised by Honneth, and his answers.  As a self-styled socialist, I, too, think these are important questions.  My conclusions about Honneth’s book are that his theoretical discussion of socialism, and his proposal that socialists go forward through building on grass roots organizations, are excellent.  But I think his historical argument, that socialism faded because of foolish mistakes made by early socialists that were then foolishly perpetuated by socialists thereafter, is faulty.  And I believe that the prevalence of this historical argument among socialists today is itself a part of the problem with socialism.

Questions: How can that be?

Socialism was an idea and an ideal that animated most American reform movements from the late nineteenth century through the first half of the twentieth century.  Ideas derived from socialism underlay the reforms of the Progressive Era, the New Deal, and the Great Society, reforms which became the foundation of America’s social welfare programs, health and safety regulations, economic controls, and environmental protections.  How is it that in the United States today socialism is positively regarded by almost no one?[2]

John Dewey was widely regarded as the most influential thinker in America from the late nineteenth century through the first half of the twentieth century.  He was “universally acknowledged as his country’s intellectual voice.”[3]  His opinions on almost every social and political issue were regularly reported in the mass media, such that “it is scarcely an exaggeration to say that for a generation no issue was clarified until Dewey had spoken.”[4]  How is it that in the United States today Dewey is known by almost no one?[5]

Donald Trump exemplifies most of the worst in American society, and embodies the lowest forms of racism and misogyny, ethnic intolerance and religious bigotry, selfishness and self-centeredness, bullying and cowardice, and nothing of the humanitarian ideas and ideals of John Dewey or the socialists.  How can it be that in the United States today he is the duly elected President?

Scenarios: Socialism in everyday life.

Six people are on a basketball court.  They have not been previously acquainted.  They split into two teams of three people each, and begin a half-court game of basketball.  Within five minutes, the players on each team have bonded with each other.  They are positioning themselves to play to their teammates’ strengths, passing to each other, blocking for each other, compensating for each other’s weaknesses, each finding a role that plays to his/her strengths while helping the team, and each subordinating his/her ego to promote the success of the team.

Six people in a family are sitting around a kitchen table, two parents and four children of various ages.  The family has limited financial resources.  They are discussing how to manage their finances so as to maximize the opportunities of each person and promote the success of the whole family.  All see themselves in the same boat, and each is looking out for the other.

Six workers in a workshop are standing around a machine.  They are discussing how to organize a project so as to complete it most efficiently and effectively.  They dole out assignments based on the relative skills of each worker, so as to play to the strengths of each and promote the success of the group.  The joint project is the center of everyone’s attention.

Six children are playing a game in a schoolyard, with each of them taking a turn, until one of them, the biggest, tries to bully the smallest out of a turn.  The others band together in refusing to let the bully do that, defending the rights of the smallest child and, thereby, upholding the integrity of the game and promoting rapport within the group.

Each of these scenarios exemplifies the socialist maxim of Karl Marx that “the self-development of each is the basis for the development of all,” that is, in the words of The Three Musketeers, it is “one for all, and all for one.”  They are the sorts of scenarios that play out millions of times every day in the United States.  And they represent socialism in practice.  That is, most people, including most Americans, are instinctively socialists.  So, why is it that the idea of socialism is so little accepted here?

Definitions: Socialism, Capitalism, Individualism, Social Darwinism.

The word “socialism” was first used as a political term around 1830.  Consistent with the usage of those first socialists and most socialists since that time, “socialism” will be defined herein as an ideology which holds that “the self-development of each is the basis for the self-development of all” (Karl Marx), that one should act according to the maxim of “all for one, and one for all” (The Three Musketeers), and that one should “love thy neighbor as thyself” (Jesus Christ).  It is an ideology that promotes individuality through mutualism and cooperation.  This is the idea of socialism that John Dewey promoted and that Honneth seeks to revive.

Socialism is a pro-social philosophy.  When you add “ism” to a word, you identify an ideology or a cause that promotes what the word represents.  Socialism asserts that individual freedom is a result of social interaction.  Individuality means freely cultivating your talents within a social context, and finding a place in which you can make your unique contribution to society.  Individuality is not merely freedom from the oppression of others, but also freedom to participate equally with others.  It is the idea that my freedom depends on yours, and we are nothing without each other.

Socialism arose in opposition to individualism, a term that first emerged around 1810, and capitalism, a term that emerged in the 1850’s.  Capitalism can be defined as an ideology of individual investment that promotes an economic system based on the presumption that businesses will be privately owned and operated without government interference, unless that presumption is overcome by evidence that government involvement is necessary to preserve the capitalist system.  In a capitalist system, the goal of businesses is to make profits, based on the assumption that maximizing profits will result in maximum benefits to the public.  Capitalism as an economic system is supported by individualism as a social theory.

Individualism is an ideology that promotes a cult of the individual, and that describes the individual as in constant opposition to society.  Individualism asserts “me” and “mine” over “we” and “ours.”  It promotes the individual over society, for fear that society will suppress the individual.  It promotes competition among people rather than cooperation, based on the ideas that competition makes people stronger and more productive, and that competition keeps people isolated from each other so that they cannot form social coalitions that might suppress individuals.  Society is to be mistrusted.

Individualism is, therefore, an ideology of liberation, but also of insecurity.  It encourages people to be themselves, free from the constraints of others, and be all that they can individually be.  But it bases that self-fulfillment on competing for supremacy against others.  In an individualist world, a person can never be sure whether his/her position is strong enough to withstand the whims of lady luck or the winds of change.

Individualism, in turn, can function as an ideological rationalization for the selfish and self-centered bully, who climbs over others in a vain attempt to be king of the hill, vain because there is inevitably someone stronger or smarter coming up that hill.  Individualism reinforces the free enterprise capitalist economic system that has predominated in the United States since the early nineteenth century.  Individualism gradually became the dominant ideology in the country in the nineteenth century and, despite inroads from socialist ideas, has largely reigned as such since.

Unlike individualism, socialism asserts the compatibility and indivisibility of the individual and society.  Socialism claims that individuals and individuality stem from interacting with others and with society.  For socialists, “One for all and all for one” is a fact, not merely an aspiration.  You are nothing without others, and you are what you do with others.  Likewise, “Love thy neighbor as thyself” is, for socialists, a fact and not merely an aspiration.  If you think well of yourself, you will likely treat others well.  If you treat others poorly, competing to defeat and dominate them, you will likely think poorly of yourself.  Socialism opposes individualism as self-defeating.

Socialism especially opposes the so-called Social Darwinian principle of “each against all, and the winners take all” that has animated most right-wing political and social thinking since the late nineteenth century, including right-wing self-styled Christians who abominate Darwinian evolutionary theories.  I speak of “so-called” Social Darwinism because this principle is a perversion of Darwin’s ideas, and of “self-styled” Christians because Jesus’ defining Golden Rule seldom informs this group’s theories or practices.  Social Darwinism is an ideology of selfish individualism and cutthroat competition.  It promotes the zero-sum idea that if you get more, I will get less, and that the only way for me to get and keep mine is to keep you from getting yours.  It is an ideology that promotes distrust and fear of others.[6]

Although few right-wingers today acknowledge Social Darwinism as a source of their ideology, Social Darwinism is the principle that underscores most of the thinking of Donald Trump and the political right-wing in the United States today.  Unlike conservatives who oppose dramatic social change and big government, but are generally willing to accept small reforms and government programs when necessary to avoid disaster, right-wingers are radicals who want to dramatically change society and virtually eliminate government and the public sector.[7]

Unlike right-wing ideology, socialism is not a radical idea.  By definition, radicals want to get to the roots of what they see as a wicked society, tear up those roots, and plant something entirely new.  Socialism does not reject the foundations of American society.  The idea of socialism builds on the social ideals that most Americans already hold, and on social instincts that most Americans already display.  This was a key to John Dewey’s socialism.  He claimed that socialism was basically democracy taken to the next level, and he did not think that socialists had to start from scratch.  They could build on the democratic institutions and ideas that already exist in capitalist America, and thereby move toward a socialist political, economic, and social system.

A socialist political democracy could be described as a system of majority rule with minority rights, the most important of which is the right of the minority to possibly become the majority someday.  That last clause is the most important in the definition.  Implicit in the definition are freedoms of speech, assembly, and political organization; the rule of law along with due process and equal protection under the law; and all of the other political rights guaranteed by the Constitution.  But the definition also requires social equality and economic equity so that individuals and minority groups can effectively exercise their political rights.  That is where the socialism comes in.  Political democracy can be effective only to the extent that social equality and economic equity prevail.

In economics, the idea of socialism is economic democracy.  The economic goal of most socialists could be summarized as a system based on the presumption of public ownership or control of businesses, unless it is in the public interest for businesses to be privately owned and/or controlled, and with an assumption that small businesses would be privately owned and operated.  A mixed economy of public and private business is the idea of socialism, with government involvement to ensure economic equity.

Implicit in that definition are such things as a public health system along with health and safety regulations, a public insurance system along with a social safety net, minimum and maximum wage regulations along with a progressive income tax, and other provisions to make for a cooperative, stable, and relatively egalitarian economy.  Socialism promotes the public interest in economics, and opposes a capitalism in which everyone and everything is valued in monetary rather than human terms.  It builds on American ideals of fairness and practices of generosity.

In social relations, the idea of socialism is social democracy.  Socialism promotes the dignity of all people, and opposes discrimination against people based on invidious prejudices.  A socialist conception of personal relations could be summarized as support for everyone who respects others, and opposition to anyone to the extent the person disrespects others.  Implicit in that conception is opposition to racism, misogyny, ethnocentrism, homophobia, and bigotry in all its forms, and support for diversity coupled with cooperation.  That is the American ideal of E pluribus unum.  

Distinctions: Socialism in the eyes of socialists and anti-socialists.

The idea of socialism held by socialists is very different than that held by opponents of socialism.  As part of their political liturgy, conservatives and right-wingers have tried to make socialism a dirty word, and to represent socialism as the enemy of individuality and freedom.   The success with which anti-socialists were able to tarnish the idea of socialism led John Dewey to sometimes consider abandoning the term.  Dewey was not finicky about what things were called.  He was willing to call his political proposals a “new liberalism” or even “a new individualism,” so long as these terms encompassed the idea of socialism.  In his view, there was no future for liberalism or individuality in modern society without socialism.[8]

The idea of socialism is often mischaracterized by its opponents, even by some self-styled socialists, mostly those who identify as Communists, as promoting government ownership or control over all businesses and, maybe, even over everything else.  The idea of socialism is also misidentified with oppressive Communist regimes that have existed in some countries around the world.  But, neither of these is consistent with the idea of socialism nor what most socialists have believed in.

This misconception has its roots in the claim that socialism reifies society as an entity over-and-above the individual, as an idol to which individuals can be sacrificed.  Reifying society is a core idea of totalitarianism. Some self-styled socialists, mainly those who identify as Communists, hold to this view.  It is anathema to individualists, and is a reason they see society as the enemy of the individual.  But reifying and idolizing society is also contrary to the idea of socialism.  Most socialists see society as an association of individuals which can and should be a vehicle for individuality, and oppose the totalitarianism implied in seeing society as a hegemonic entity.

Socialists are often portrayed as violent revolutionaries, but the overwhelming majority of socialists from the early nineteenth century to the present day have favored peaceful evolution toward socialism.  They have generally tried to establish islands of socialism within the existing capitalist society that would one-by-one gradually move society toward the socialist goal.

Socialists have, for example, established communes, like those of the nineteenth century utopian socialists and the twentieth century hippies, some of which have been successful.  Socialists have also encouraged the establishment of cooperatives, an idea which has been quite successful.  Farming co-ops, housing co-ops, shopping co-ops, and co-ops of all sorts have flourished over the last one hundred years.  The hope is that the cooperative idea will catch on with ever more people, so that communes and co-ops, islands of socialism, will gradually form a new mainland.

Socialists operating within the existing economic and political system have also developed ideas for social reforms and social programs that have been adopted over the years.  Most of the social programs proposed in the 1912 platform of the Socialist Party have, in fact, become law in the United States.  The hope is that by adopting regulations that promote the health and safety of the public, promote economic equity and efficiency, protect the environment, and care for those who need help, the country will gradually become more socialized and socialist.

Most people, liberals, conservatives and socialists alike, would describe these social reforms and programs positively in humanistic terms.  There is, however, a disagreement as to their long-term effect on society.  Many people see the reforms as a means of stabilizing the existing capitalist society, and making it more acceptable.  This includes liberals and conservatives alike.  Right-wingers, however, decry the reforms as “creeping socialism.”  Socialists hope they are right.[9]

John Dewey and the Evolution of Democratic Socialism.

In The Idea of Socialism, Axel Honneth relies substantially on ideas he has adopted from John Dewey, especially Dewey’s The Public and its Problems.  Honneth seems to be coupling his effort to revive the idea of socialism with an effort to revive the social ideas of Dewey.  I think he makes a good case.  American social thinking in general, and socialist thinking in particular, have suffered from the absence of Dewey’s voice in recent years.

Although Dewey’s influence on American social thinking and educational policy during the first half of the twentieth century was unparalleled, right-wingers mounted a sustained attack on him and his ideas after his death in 1952.  In the context of the Cold War Red Scare, during which socialism was equated with Communism and Communism was equated with treason, Dewey’s socialist ideas and progressive educational methods were labeled subversive.  When the Soviet Union beat the United States into space with the launch of Sputnik in 1957, right-wingers widely and wackily blamed the American school system for putting the United States at peril from the Red Menace.  Dewey and his progressive educational methods were targeted as the cause, thereby putting the cap on the decline and fall of Dewey’s influence.[10]

Although Dewey is generally classified as a pragmatist philosopher, he usually called himself an experimentalist or transactional philosopher.  As an experimentalist, he promoted what he described as the scientific method.  He was not promoting an ideology, but was looking for solutions to problems or, rather, ways of solving problems.  Dewey claimed that the scientific method was the way in which valid conclusions were reached in any field of inquiry and in everyday life, and is not confined merely to the physical sciences to which it is generally attributed.  Dewey identified this method of decision-making with his idea of socialism.  The scientific method, according to Dewey, consists of several steps that can be described as follows:

  • A flaw in some generally held conclusion is found, which presents itself as a problem needing solution.  The problem could be anything big or small, a matter of war and peace, a question about quantum mechanics, the best way to avoid a traffic jam, or anything else that disrupted people’s usual course of reacting.
  • A hypothesis is formed as to what might be the solution to the problem. A hypothesis is a guess based on the best arguments and evidence that are immediately available.
  • Consideration is given to the hypothesis, and evidence and arguments for and against it are sought. It is important that this be an objective search, albeit not impartial.  It is not impartial because you are looking to solve a problem in which you have an interest, but it must objectively seek both to verify and falsify the hypothesis.
  • A conclusion is reached based on the best available arguments and evidence, and the proposed solution is put to the test.
  • The process and the results of the process are made public so that they can be examined and replicated by others. This publication of the proceedings and the results was crucial for Dewey, and was the key to his identifying socialism with the scientific method.  Truth was, for Dewey, a collective process, and nothing could be considered valid unless it was open to verification by the whole of the interested community.[11]

Socialism evolves, according to Dewey, through people collectively solving social problems with social solutions.   A scientific community of scholars, working together to solve problems and get at the truth, was an example of socialism for Dewey.  This was a model that any group of people could follow.  The scientific method was also Dewey’s alternative to class conflict as a means of dealing with social injustice and moving toward socialism.  Dewey acknowledged the existence of antagonistic social classes, but insisted that solving practical social problems was the way in which society would evolve toward socialism.[12]

Solving social problems would entail the establishment of public agencies.  Dewey envisioned the establishment of government agencies that guaranteed the public well-being at the national level, but operated with maximum public participation at the local level.  In this way, democratic social experiments could be conducted, socialism would grow within capitalist society, and it would grow with grass-roots support.[13]  Honneth  adopts Dewey’s method of socialist experimentalism, and I think this is a strength of his book.

Dewey’s description of himself as a transactional philosopher stemmed from his Darwinian belief that all things either were or could be interconnected, and that progress could be best attained through furthering the breadth and depth of transactions among things.  Dewey’s philosophy was deeply imbued with Darwin’s evolutionary theory.  Life, Dewey contended, consists of solving problems through adapting to and transforming one’s circumstances, and successful adaptations and transformations were the result of making connections among things.[14]   In this context, the connection between Darwinian evolution and socialism was, for Dewey, a self-evident conclusion.  His reasoning could be summarized as follows:

  • All things, whether they be animal, vegetable or mineral, survive because they fit in with their environments, including the creatures and things around them, and are not destroyed by them. This is the meaning of the phrase “survival of the fittest” that was misused by the so-called Social Darwinians to claim that the most powerful and richest people in human society, those who defeated their competitors in the battle for supremacy, were the fittest.  In fact, the ability of beings to cooperate, rather than their strength, is a better indicator of fitness for survival.
  • All things constantly strive either to transform their environments so that they better fit those environments or, when their environments change in ways that are disadvantageous to them, they try to adapt to the change. Transformation and adaptation are the keys to survival.
  • Things are more likely to survive and thrive if they can peacefully acclimate, transform, and cooperate with their environments than if they are constantly battling with the things around them. Hostile and repressive relations are inherently unstable, and cooperative arrangements are eminently preferable.  This is especially the case for humans, whose survival as a species has depended on their ability to cooperate.  Core human instincts are inherently social, and even socialist.  The real Social Darwinism is a Socialist Darwinism.

The case for socialism was obvious to Dewey, as it seems to be for Honneth.  The means for achieving it was the problem for Dewey, and this is what he struggled with in The Public and its Problems.  Published in 1929, the book was specifically a response by Dewey to two books by Walter Lippman, Public Opinion (1922) and The Phantom Public (1925).[15]  Lippmann had been a democratic socialist in his youth, but had become a technocratic conservative as a result of what he saw as the way in which public opinion was being manufactured and manipulated in the age of modern mass media.  Lippmann claimed that a democratic public was no longer possible.  His attack on the idea of the public and the possibility of a socialist public is the problem that Dewey dealt with in his book.  Dewey’s conclusions were positive, but not optimistic.  A weakness of Honneth’s book is that it does not fully recognize the context of Dewey’s book or the conditional nature of Dewey’s proposals.

Throughout American history, even as the economy went from local to regional to national in orientation during the nineteenth century, the formation of public opinion had largely remained local.  Small towns and big-city neighborhoods had predominated in the formation of public opinion and, in turn, in the nature of politics.  But by the 1920’s, that had changed, largely because of the advent of radio and the invention of modern advertising campaigns.

Lippmann warned that public opinion could now be expertly formed to favor almost anything the powers that controlled the mass media might want.  And the mass media invariably appealed to the lowest common denominator among people, to their prejudices, fears and hatreds.  The media, thereby, reduced people to what Lippmann claimed was a “mass of absolutely illiterate, feeble-minded, grossly neurotic, undernourished and frustrated individuals,” primed for manipulation.  There was no more genuine public, Lippmann lamented, only a manufactured public opinion.  In addition, Lippmann claimed, the problems of modern society had become too complicated and arcane for ordinary people to understand.  Ordinary people looked for simple and simple-minded solutions to complex problems.[16]

Given the idiocy of public opinion and the complexity of modern-day social problems, Lippmann concluded that the public could not be trusted with the control of society.  Society could be saved from pillaging by plutocrats and demagoguery from politicians only if the public were excluded from policymaking, and the country entrusted to technocratic experts.  Democracy needed to be redefined as a system in which the public was limited merely to rejecting policies that had clearly failed.  Lippmann essentially proposed a combination of a technocracy and a plebiscitary system, without any of the elements of participatory democracy that socialists like Dewey promoted.[17]

In responding to Lippmann, Dewey conceded that public opinion at large was largely manufactured by the mass media, and that many of the problems of modern society were too complex to be solved by appeals to public opinion.  But, Dewey argued, that did not warrant giving up on public participation in a democratic process.  At the very least, within Lippmann’s own proposed system, there needed to be a public with sufficient expertise to understand the experts who would manage the more complex aspects of modern society and evaluate their policies.  This meant an expanded and upgraded public educational system, something which Dewey promoted during his whole career.[18]

But Dewey did not stop there.  Although public opinion at large and in general was at the present time neither independent nor well-informed, and was largely manufactured and manipulated, that did not mean that public opinion writ small and on specific issues was untrustworthy.  In addition, although specialized expertise was necessary to solve many social problems, that did not mean that the knowledge and experience of ordinary people was not necessary and useful.

Expertise was not something abstract and impartial for Dewey.  Expertise was invariably specific, because it was developed out of the experience of solving specific problems.  Expertise was also inherently biased, because it was developed to solve problems in which people had an interest.  Experts could connect the solution of one problem to another — that is the way knowledge developed — but problems were always specific and always involved the disruption of things in which people were interested.

In turn, solving problems inevitably furthered some people’s interests, and slighted, ignored or abandoned other people’s interests.  Problem-solving should, therefore, take into consideration the ideas and interests of all those who were affected by a problem and its solution.  That was only fair, and was the most effective way to resolve a problem.  As such, solving social problems and making social policy required grass roots communications and consultations, because they were key to both democracy and the scientific method.   Honneth buys into this idea completely, and is very effective in conveying his arguments on its behalf.  I think it is the biggest and best strength of his book.

Dewey also was not ready to write-off the role of small towns and urban neighborhoods, especially given their historical role in American life.  “Democracy must begin at home,” he argued, “and its home is the neighborly community.”[19]  Dewey was an evolutionist who wanted to build on the past, not reject it and try to start all over from scratch.  Dewey essentially applied his ideas about the evolutionary process of adaptation and transformation to the problem of the public.  Honneth does not buy into this idea, and I think it is the weakest aspect of the book.

Just as Dewey had adapted the terms “individualism” and “liberalism” to the new reality of modern society, and transformed them into the idea of socialism, so he attempted to adapt the idea of the neighborly community to the changing conditions of modern society, and thereby to resurrect an idea of the public that Lippmann had buried.  Dewey’s method was to define a public as those people who were significantly affected by something.  He then argued that it was possible to form a large-scale public through connecting together many smaller-scale publics, and to democratically solve large-scale and complex social problems in this way.[20]

The question was how to arrange this.  Dewey was not very specific about this in The Public and its Problems.  His answer was a combination of education, grass-roots organizing, and the scientific method.  Dewey was himself involved with a number of grass-roots socialist political groups.  He was also a founding member of the NAACP and the ACLU, organizations that fought for civil rights and civil liberties, predominantly at the local grass-roots level.  Dewey was involved in teachers’ unions, and promoted labor unions for all workers.[21]  Schools were, however, Dewey’s favorite grass-roots organizations.

Much of Dewey’s career was spent developing and promoting progressive educational methods in which teaching and learning revolved around solving social, economic, political, and personal problems.  Learning, according to Dewey, was a process of intellectual adaptation and transformation by students toward the goal of adapting to and transforming the world in which they lived.  Over the course of the first half of the twentieth century, progressive educational methods became “the conventional wisdom” among educators and schools of education.[22]  The methods involved a mixture of cooperative learning and social problem-solving.  These methods were not always practiced in school classrooms, but studies from the 1920’s to the present day have shown that pedagogy of this sort makes for the best results with students, whether on standardized tests or real-life tasks.  The methods also taught students the benefits of cooperation which, it was hoped, they would transfer to life outside of school.

For Dewey the school should be a cooperative community, a model of democracy in which the scientific method and collegial relations would appertain.  Dewey particularly liked the seminar model of teaching, which he promoted for students of all ages.  In this model, students and teachers interacted like master craftspeople and their apprentices, striving to learn the skill of whatever subjects and problems they were studying.  This was Dewey’s response to Lippmann’s assertion that experts alone must rule the world.  Experts were master-craftspeople in complex problems, but ordinary people could always be at least apprentices who had sufficient knowledge and experience of the problems to participate cooperatively in the solutions.[23]

Dewey also promoted the school as a community center for adult education, community health and welfare services, and local political activities.  Schools should, and in some localities, they did and still do, function as centers for social services, cultural and political activities, adult education programs, and, even, employment agencies.  Schools would, thereby, function as agents of socialization.  They would, in effect, be socialist colonies, reaching out to the future through the education of young people and to the present through working with parents and other adults in the school district.

Dewey did not consider his methods to be an improper politicization of the schools, or a devious means of propagandizing of students and their parents.  Rather, he viewed schools as merely adapting to the best methods of teaching students and to the needs of the adults in their area.  It just so happened that socialism was the best way.  It was all a matter of fitting in with evolution, and surviving because you are fit.  Evolution was about solving problems collectively, and social change was the same.  The education that enabled students to do best in school and in their lives thereafter was serendipitously the education that prepared them to make cooperative social change. [24]

Dewey’s hope for the future stemmed from his underlying belief that most people are socialists most of the time, even if they don’t know it.  It is that evolutionary fact that socialists needed to build upon.  The method of progressive education was to start where students were and go from there, encouraging them to go further.  Similarly, Dewey’s political strategy was to start with whatever collectivities and socialization people already had, and build on them.  As part of this strategy, socialists should focus on people’s actions, not their professed ideologies, but should also invest their actions with ideal implications.  That was Dewey’s idea of socialism.[25]

Axel Honneth: Socialism as Social Freedom.

The presenting problem in Axel Honneth’s book is the fact that socialism has lost its place in the world and, along with that, its vision.  Honneth claims that from the early nineteenth century through the middle of the twentieth century, it had been assumed by one and all, both socialists and their opponents, that “the intellectual challenge socialism represented would permanently accompany capitalism.”  Much to Honneth’s chagrin, that is no longer the case.

The result, Honneth laments, is that most people in the world are bereft of any ideas about what might be an ideal society.  They are adrift in a world of more, with only the scantiest idea of better and no idea of best.  Without ideas of better and best, which used to be embodied in the idea and ideal of socialism, people have no basis on which to come together, and they fall easy prey to demagogues of fear, hate, and division.[26]

Honneth’s goals in his book are twofold.  First, he wants to recreate a socialist vision, to “extract its core idea,” and, thereby help provide a positive “sense of direction” for the discontent that he sees as permeating Western societies in the present day.  Second, he wants to present a history of the development of socialism that would explain its demise.  I think he substantially succeeds with his first goal, but not with the second goal, and that failure undermines the first.[27]

The idea and ideal of socialism, says Honneth, is that people “not only act with each other; but also for each other.”  People should not merely supplement each other, like workers on an assembly line, but act with each other, like players on a team.  In a socialist society, people would not only be treated fairly and equally, but would cooperate with each other.  In socialism, the individual does not get swallowed up by the collective, but is helped toward the “realization of individual freedom,” or what Honneth calls “social freedom.”[28]

Following Dewey, Honneth claims that social freedom requires small communities in which people can know each other, but also can personally care for people they don’t know.  He cites Non-Governmental Organizations such as Amnesty International and Greenpeace as examples of the sorts of organizations that he has in mind.  They are organizations that have national and international reach, but that operate largely at the local level.

Citing Dewey, Honneth calls for making connections among people, and removing the barriers to communication between groups of people.  Like Dewey, he takes an evolutionary view of social development, and claims that socialism is not merely an ideal but an historical tendency.  Evolution is a process of wider and deeper associations, and socialism is the next step that humans should logically and realistically take in that process.[29]

Toward this end, Honneth says, socialists must build upon social changes, not on social movements.  It is not who you are with, but what you are doing that counts.  Citing Dewey, Honneth argues that socialists should look for paths of social change, not for agents of social change.  Whoever is with you is with you, whether they be industrial workers or industrial capitalists.  He rejects the idea that socialism is only for the so-called working class.

Honneth insists in this regard that socialists should envision economics, politics, and personal relations as separate, albeit often overlapping, spheres.  The fact that you may oppose someone in the economic sphere does not mean you cannot work with that person for change within the spheres of politics and personal relations.  A capitalist may oppose racism and sexism even though he/she opposes labor unions.

Working toward socialism, Honneth explains, means solving social problems and making changes where you can with whoever is with you.  It means working to “uncover potentials for stronger cooperation concealed in the existing social order.”  And, like Dewey, Honneth calls for an experimental method of trying different forms of socialistic organization and operation, seeing what works best and what does not.[30]

In his historical analysis of why socialism has faded, Honneth focuses on what he calls the “three birth defects of the socialist project.”  The first defect, he claims, was seeing all social problems as a function of capitalist economics, so that sexism, racism, civil rights and civil liberties did not have to be specifically addressed, and would simply disappear when capitalism was overthrown.  The second was believing that industrial workers were naturally and inevitably opposed to capitalism and in favor of socialism, if only they could be shown the truth.  And the third was believing that capitalism would inevitably self-destruct, and that the workers would then automatically take over and create socialism.[31]

Honneth repeatedly berates socialists from the early nineteenth century to the present-day for ostensibly being unwilling or unable to overcome these defects.  He is especially critical of what he claims was the indifference of early socialists to political organizing, and it “remains a theoretical mystery,” he says, that this was the case.  “For reasons that are hard to understand,” he complains, “early socialists simply ignored the entire sphere of political deliberation,” and that has crippled socialists ever since.[32]

Honneth claims that early socialists believed that politics was merely an extension of the economic system, and that capitalists would inevitably control the political system in a capitalist society for their own ends.  In turn, they believed that if you gained control of the corporations, you thereby gained control of the government. So, socialists focused on organizing labor unions that would contest the power of the capitalists, and take over the management of society after capitalism inevitably collapsed.[33]

Socialists, Honneth charges, have continuously demonstrated a “characteristic blindness to the importance of political rights,” and “failed to grasp” the importance of civil rights as differentiated from economic power.  In the same vein, he complains, socialists were “blind” to family issues, and failed to pursue women’s rights even though, he asserts, “It would have been easy” to do so.[34]

The bottom line for Honneth is that socialists will seemingly have to start almost from scratch if they are to renew socialism.  History provides little to work from in his opinion.  Pretty much all that socialists can seemingly learn from history is what not to do.  And, apparently, the best that socialists can do with the theories and practices of their forbears is to throw them into the dust bin of history.  I don’t agree and neither, I think, would Dewey.

Socialist History as People Making Choices.

The Idea of Socialism has received mixed reviews, with some reviewers concerned that it is too radical in its proposals, others that it is too conservative.  As an example of the former, Martin Jay rejects Honneth’s call to restore the idea of socialism as the ideal of progressives. He thinks the idea of socialism is too off-putting to too many people.  Seemingly spooked by the ascension of Donald Trump and the right-wing Republicans, Jay wants progressives to pull in their horns in an effort to save the welfare state and social programs in the United States.[35]

On the other side of the political spectrum, Peter Schwarz, in an article entitled “A Socialism that is nothing of the sort,” which pretty much sums up Schwarz’s assessment of the book, decries Honneth’s rejection of class conflict, Marxist scientific socialism, and the proletariat as the agent of revolutionary change.  He sees Honneth as effectively an agent of the capitalist enemy.[36]

Taking a position in between, Tomas Stolen and Jacob Hanburger in their respective reviews of the book complain that Honneth’s proposals are vague and impractical.  “His is a philosopher’s socialism,” Hanburger complains of Honneth, which seems like an unnecessary complaint since Honneth is admittedly a philosopher.  Stolen complains that Honneth is a Frankfurt School advocate of “Critical Theory,” which is all theory and no practice.  I think there is some merit to that complaint.[37]

Honneth has, I think, outlined a vision of socialism as an idea and an ideal that is valuable for erstwhile socialists, even if they aren’t philosophers.  He has, however, misunderstood the history of socialism in a way that contradicts his own evolutionary theory of social development and socialist change.  In focusing almost solely on socialist theories and theoreticians, his critique of past socialism has something of an armchair and Ivory Tower perspective, and misses most of what ordinary socialists were doing.  I don’t think Dewey would approve.

Historically, socialists of the next generation have always tended to completely reject the efforts of the last generation, and proclaimed the necessity of starting over.  Their rationale has generally been that since the previous generation did not succeed in completely socializing society, they were failures and something completely new must be tried.  This tendency has been as endemic in evolutionary socialists, such as Honneth, as in revolutionary socialists.  It is a tendency and an intention that an evolutionist such as Honneth should be able to see as false.  In fact, whatever their intentions, the new generation does not start de novo.  No one can.  People always build on the past, whether they like it or not.  And the extent to which they repudiate the reforms and the efforts of the past, they almost invariably hinder their own efforts in the present.

Honneth’s history of socialism begins in the early nineteenth century when the word “socialism” was first used in its modern way.  From that fact, he claims that “The idea of socialism is an intellectual product of capitalist industrialization.”[38]  This is where, I think, he first goes wrong.  The roots of socialism go back at least to the first millennium BCE, and the roots of modern socialism derive from the urban guilds and rural peasant villages of the European Middle Ages.

Guilds were associations of master craftsmen and merchants that regulated the various trades in medieval cities.  They were in the nature of a trade union for the masters who, in turn, took in apprentice workers that could learn the trade, and possibly aspire to full membership as a master.  Medieval cities essentially existed as places in which the guilds could function.  And the guilds essentially ran the government of the cities, choosing government officials from their members.  The guilds also provided the social life of the cities, organizing religious and cultural events.

In sum, there was no separation in medieval cities of econo3mic organization and activities from political activities and personal relations.  There were no separate spheres of politics and social relations of the sort that Honneth wants socialists to recognize.  The idea of socialism that derived from the medieval cities was essentially an egalitarian guild without masters.  This was the model that most socialists in the nineteenth century initially adopted as a form of guild socialism, and that persists to the present day in the form of syndicalism.

An alternative model for socialism was provided by peasant villages.  Medieval peasant villages essentially operated like farming cooperatives run by the village elders, a clergyman, and/or a representative of the nobleman whose land the peasants farmed.  Villages were essentially an economic organization to support the nobleman’s social and military functions.  Land was generally allocated among the peasants each year on an equitable basis, with each peasant getting a chance at the best land.  A portion of the peasants’ time and produce went to the noblemen.

There were no separate realms of politics and social relations in these villages.  All of life, from birth to death to the hereafter, was dealt with within the economic organization of the village.  The idea of socialism that derived from these villages was a farming cooperative without the nobleman.  This was the model that was adopted in the early nineteenth century by most of the so-called utopian socialists, including the followers of Robert Owen and Charles Fourier, and that has persisted to the present day in the form of the cooperative movement.

Contrary to Honneth’s repeated statements of surprise and chagrin that early nineteenth century socialists did not recognize and organize around separate economic, political, and social spheres, it would have been a surprise if they had.  This is especially the case since politics as a separate sphere of activity arose during the sixteenth and seventeenth centuries essentially as a movement of capitalists and the middle classes against the authority of the kings and noblemen.  The goal was to carve out a political realm for themselves.  Workers and peasants might have naturally seen this movement as alien and possibly even hostile to their interests.  They might have reasonably preferred their guilds and villages, albeit shorn of the rulers who oppressed them.

Organizing society around socialist guilds and farming villages was not implausible in the early nineteenth century.  In most of Europe and the United States, the population overwhelmingly lived and worked in small towns, even long after the industrial revolution began. Small-scale socialist farming and manufacturing communities were common in America from the early 1600’s through the early twentieth century, and still exist today.  They were taken seriously in the early nineteenth century as an option for American development.  When Robert Owen visited the country in 1824 and 1825 to promote his utopian socialist vision and establish a socialist community at New Harmony, Indiana, he was well-received personally by President John Quincy Adams and former Presidents Thomas Jefferson, James Madison, and James Monroe, and he twice addressed Congress promoting his ideas.[39]

Industrialization in America began in small New England towns, and could conceivably have continued on a small-town basis.  There was no economic reason for industrialization to have spawned the massive cities that it did, other than for the advantage of the capitalist businessmen who promoted it.  Industrialists repeatedly found during the nineteenth century that in a contest between workers and bosses, the populace of a small town was likely to back the workers.  That was much less likely to happen in a big city, in which workers in any given factory would be spread around into different neighborhoods, and in which scab workers to replace striking workers would be more conveniently available.  Smaller scale production in smaller towns was actually more cost efficient to society, but less convenient for business owners.[40]

In sum, the commitment of early socialists to models of socialism based on guilds and villages, and their failure to envision politics and personal relations as separate spheres from economics, was neither surprising nor foolish as Honneth insists it was.  Nor did early socialists ignore politics and personal relations in their guilds, communes, and labor unions, which were more than just economic units.  They were also political and social organizations, providing social services, cultural events and educational opportunities for their members.

Honneth also is not accurate in claiming that early socialists did not pursue political and civil rights.  Marx proclaimed winning “the battle of democracy” as the first priority of socialists in The Communist Manifesto, and he vehemently supported movements for civil liberties, freedoms of speech, and the rights to vote and politically organize.   “Early socialism,” Michael Harrington noted, “was concerned with morality, community, and feminism.”  Socialists in America and Europe were continuously engaged in battles for democratic suffrage, civil rights, and the rights of women.  Socialist leaders also regularly worked in coalitions with people who were not members of the working classes.[41]

The point of my argument with Honneth’s take on socialist history is to suggest that a revival of socialism does not have to begin from scratch, and that there is a historical record of struggle and success on which socialists can build.  That is the evolutionary method that Dewey advocated.  There are lots of reasons why socialism has faded.  Among other reasons is the fact that the opposition has powerful social, economic and political positions.  They also have powerful emotional weapons.[42]

That the idea of socialism has faded from the public’s consciousness does not mean that socialists have somehow failed.  One can do the right things and still get the wrong result.   Sometimes the other guys are just too strong for you.  Socialists deal mainly in hope.  Right-wingers deal in fear.  Unless the proponents of hope are very well organized and well positioned, fear will usually trump hope.

The fading of socialism from the public consciousness also does not mean that socialism has disappeared from public life, or that right-wingers will inevitably win.  Dewey’s underlying point is that humans are essentially socialist beings, most of whom practice socialism even when they theoretically reject it.  The goal of socialists is to appeal to the socialist underpinnings of human society, and advance the cause of socialism on that basis.  This cannot be accomplished by merely holding hands and singing Kumbaya, but it is possible to successfully appeal to people’s better natures.

It has, for example, been the case over the last one hundred years, ever since the invention of public opinion polling, that when Americans are asked concrete and practical questions about whether specific individuals or groups of people should be afforded help from the government, or whether specific economic or environmental practices should be regulated, at least two-thirds of the public responds with a “Yes.”

But when Americans are asked abstract and ideological questions about the desirability of welfare programs, environmental regulations, or economic controls, some two-thirds say “No.”  Americans seem, as such, instinctively to be a generous, cooperative, and socially conscious people, who have been called “socialists of the heart,” even though ideologically they have been taught opposite.  The question is how to appeal to their socialist side with an idea of socialism.

A Socialist Appeal: Renewal and Revival.

Given that most Americans seem instinctively to practice socialism in their daily lives, and to opt for socialistic remedies when people are harmed, how can the idea of socialism be conveyed to people who ideologically reject it?  Like Honneth, I believe that future of American society, and much of the world, depends on whether people come to see idea of socialism as their ideal.  “Keep hope alive,” Jesse Jackson has intoned over the years.

But it is hard to ward off the fear-mongering and misanthropy of the Trumps and other right-wingers, and to keep hope alive, if you don’t have a vision of where hope might lead.  Socialism could and should be that vision.  But how to help people see that?  Not by starting from scratch, as Honneth would have us do, but through building on our common history of cooperative theories and practices, as Dewey encouraged.

After working for many decades as a lawyer and a professor, I can testify that you can almost never change anyone’s mind by arguing with the person.  That is especially the case when you are arguing about ideology.  What you can do, however, is gain agreement with the person on specific, practical matters.  If these practical agreements pragmatically work, you may be able to broaden your agreement to ideology and find a common vision.  There are many possible bases for a socialist appeal.

For the religious, there are the socialist implications of the Golden Rule, which was the mantra of a significant Christian Socialist movement during the nineteenth and early twentieth centuries.  For the scientific, there are the cooperative implications of the Darwinian theory of evolution, which is consistent with the Golden Rule and, notwithstanding the vocal and influential opposition from some religious fundamentalists, has been accepted by the Catholic Church and most other religions ever since Darwin first proposed it.

For the domestic, there are the socialist implications of the human family, which has historically been a pillar of most religions and a key to human evolution.  For the practical, there is the cooperative nature of everyday work and life, which has been a key to human survival.  For the philosophical, there is Dewey’s pragmatism, which combines the Golden Rule, evolutionary theory, domesticity, and the work-a-day world, and essentially demonstrates that no one is free unless everyone is free and equal.  That is the idea of socialism.

Finally, for the patriotic, there is the Declaration of Independence, which effectively enshrines socialism as part and parcel of who we are as a nation.  This is a claim that should (but won’t) especially appeal to right-wingers who insist on an “originalist” interpretation of the founding documents of the United States, that is, reading the Declaration and the Constitution as they were originally meant by their authors.  The key to this claim is the Declaration’s proclamation that “the pursuit of happiness” is an inalienable right of humankind.

That phrase was invented by the eighteenth century Scottish philosopher Francis Hutcheson as a counterpoint to John Locke’s claim that “life, liberty, and property” were man’s natural rights.  Locke claimed that the ownership of property is what enables men to fulfill themselves.  Hutcheson disagreed.  He held that people are most happy when they are helping others.  It is in helping others that we pursue our own happiness.  That is, as Marx later said, the self-development of each is the basis for the self-development of all.

Thomas Jefferson, the primary author of the Declaration, was an intellectual descendent of Hutcheson, having been educated by a student of Hutcheson.  In using Hutcheson’s phrase in the Declaration, rather than Locke’s, Jefferson explicitly made a choice in favor of mutualism over individualism, and implicitly made socialism a founding principle of the United States.

Can socialism make a comeback?  For most people, it never really went away, as they work, play and live together cooperatively, even if the idea of socialism has not been in their minds or part of the public conversation.  For some people, of course, that may not be the case.  Donald Trump, for example, apparently approaches every human relationship and personal encounter as a battle for supremacy and domination.

Trump’s world is a zero-sum game in which he is continually struggling to beat everyone around him.  He represents individualism taken to its logically illogical extreme.  He cannot stand being dependent or even co-dependent with others.  He is so pathetically insecure that he even destroys his own supporters.  His life must be a living hell, and I would feel sorry for him if he was not doing so much harm to others.  So, we must not let the Trumps of the world get us down and out.  There is no better argument for socialism than people like them.                                                                                                                                                                                                                                                                                                                                       B.W.            October 2017.

 

[1] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017.

[2] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.10.

[3] Alan Ryan. John Dewey and the High Tide of American Liberalism. New York: W.W. Norton & Co., 1995. p.19.

[4] Henry Steele Commager. Quoted in John Dewey and the High Tide of American Liberalism. New York: W.W. Norton & Co., 1995. p.XV.

[5] Robert Westbrook. John Dewey and American Democracy. Ithaca, NY: Cornell University Press, 1991. p.542.

[6] Richard Hoftstadter.  Social Darwinism in American Thought.  Boston: Beacon Press, 1955.

[7] For a discussion of the evolution of conservatism and right-wing Social Darwinism in America, I have an essay on this historyaschoice blog entitled “Do unto others before they do unto you: The Devolution of Conservatism from Burke to Trump and the Evolution of Pragmatic Liberalism from Madison to Obama.”

[8] John Dewey. Liberalism and Social Action. New York: G.P. Putnam’s Sons, 1935. pp.62, 74, 80, 85, 88.    John Dewey. “The Meaning of Liberalism.” The Social Frontier, Vol.II, #3.1935. pp.74, 76.  Merle Curti. The Social Ideas of American Educators. Totowa, NJ: Littlefield, Adams & Co. 1959. pp.507-519.

[9] George Lichtheim. The Origins of Socialism. New York: Praeger, 1969.

[10]  Alan Ryan. John Dewey and the High Tide of American Liberalism. New York: W.W. Norton & Co., 1995. p.22..

[11] John Dewey. How We Think. New York: D.C. Heath, 1933.

[12] John Dewey. Liberalism and Social Action. New York: G.P. Putnam’s Sons, pp.74, 80.

[13] John Dewey. Individualism Old and New. New York: Capricorn Books, 1962. pp.81, 154.

[14] John Dewey. The Influence of Darwin on Philosophy. Bloomington, IN: Indiana University Press, 1965. pp.10-11, 19.

[15] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. pp.178, 182.

[16] Walter Lippmann. Public Opinion.  New York: The Free Press, 1922. p. 48.

[17] Walter Lippmann. Public Opinion.  New York: The Free Press, 1922. pp.34, 138, 148.   Walter Lippmann. The Phantom Public. New York: MacMillan & Co., 1925. p.190.

[18] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. pp.208-209.

[19] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. p.213.

[20] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. pp.12-16.

[21] Robert Westbrook. John Dewey and American Democracy. Ithaca, NY: Cornell University Press, 1991. pp.167, 278.

[22] Lawrence Cremin. The Transformation of the School. New York: Vintage Books, 1961. p.328.

[23] John Dewey. “Can Education Share in Social Reconstruction?” The Social Frontier, Vol. I, #1. 1934. p.12.    Merle Curti. The Social Ideas of American Educators. Totowa, NJ: Littlefield, Adams & Co. 1959. pp.512, 523, 535.

[24] John Dewey. “Toward Administrative Statesmanship.” The Social Frontier, Vol. I, #6. 1935. p.10.

[25] Robert Westbrook. John Dewey and American Democracy. Ithaca, NY: Cornell University Press, 1991. pp.306, 312.

[26] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.10.

[27] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p. 14.

[28] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p. 25, 38, 65-66.

[29] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.39, 65, 68-69, 99.

[30] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.63, 74, 78, 91, 100, 102.

[31] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.34, 81.

[32] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.29.

[33] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.33-34.

[34] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp. 30, 42, 81, 84, 86, 88

[35] Martin Jay. “Positive Freedom.” The Nation, 6/28/17.

[36] Peter Schwarz. “A Socialism that is nothing of the sort.” World Socialist Web Site, 7/11/16.

[37] Thomas Stolen. “Die Idee des Sozialismus.” Marx & Philosophy, 9/6/16.  Jacob Hanburger. “Socialism and Power: Axel Honneth in Paris.” Journal of History of Ideas Blog.

[38] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.19.

[39] Arthur Bestor, Jr. Backwoods Utopias. Philadelphia, PA: University of Pennsylvania Press, 1950.     Robert Sutton. Communal Utopias and the American Experience: Religious Communities, 1732-2000. Westport, CN: Praeger, 2003.   Robert Sutton. Communal Utopias and the American Experience: Secular Communities, 1824-2000. Westport, CN: Praeger, 2004.

[40] Ralph Borsodi. Prosperity and Security.  New York: Harper & Row, 1938. pp.168, 218.  Harry Braverman. Labor and Monopoly Capital. New York: Monthly Review Press, 1974. p.275.

[41] Michael Harrington. Socialism: Past and Future. New York: Little Brown & Co.,1989. pp6, 29, 32, 45, 7, 48.  George Lichtheim. The Origins of Socialism. New York: Praeger, 1969.    David Shannon. The Socialist Party in America. Chicago: Quadrangle Books, 1955.

[42] Eric Foner. “Why is there no socialism in the United States?” in Who Owns History. New York: Hill & Wang, 2002. pp.11-145.

Struggling to Raise the Norm: Essentialism, Progressivism and the Persistence of Common/Normal Schooling in America

Burton Weltman

Preface.

This essay is an attempt to clarify present-day debates about educational reform in the United States through painting a broad-stroked picture of how these debates came to be.  As the key to the portrait, I have compressed the educational controversies of the past century into three traditions – common/normal schooling, Essentialism, and Progressivism – that I depict as the main positions in the educational debates of the twentieth century into the twenty-first.  This is a simplified view of the past that will hopefully help to clarify the complexities of the present.

In describing the three traditions, I have knowingly assigned to each category people who might be uncomfortable with some of their classmates.  Important differences between people and programs have inevitably been blurred, but I hope that important connections between them have also been highlighted.  I believe these categories reflect important realities that affect the possibilities for educational reform today.

I write this article as a self-styled Progressive and long-time partisan for Progressive causes but my main argument is that Progressives should unite with Essentialists against what I contend is the prevailing common/normal schooling tradition in American education.  In arguing that Essentialists and Progressives should make common cause against the common/normal schooling tradition, I am not dismissing the significant issues that divide Essentialists from Progressives or that pit many of those I have described as Progressives against each other.  I am merely contending that Progressives and Essentialists have much in common with each other, and have much to gain toward improving education by working together against the common/normal schooling that predominates in our schools.

Henry Adams’ Challenge.

The philosopher George Santayana famously warned that those who don’t study history are doomed to repeat it.  Santayana didn’t promise that studying history would in itself prevent unwanted repetitions, but he thought it would help.  Henry Adams, a contemporary of Santayana, was not so sanguine.  Adams, the great grandson and grandson of Presidents John Adams and John Quincy Adams, and a celebrated historian, litterateur and leading figure in the power elite of late nineteenth-century America, doubted the ability of most people to learn from history.  In The Education of Henry Adams, a stream-of-ideas autobiography that he wrote in 1905, Adams related his life-long effort to understand historical change in an increasingly dynamic world.

Adams claimed that Western history since the Middle Ages has been governed by a “law of acceleration,” such that people attempting to maintain traditional ways of life only warp past practices while improperly adapting to the present, and end up with the worst aspects of both.  He complained that most people study history to worship the past rather than prepare for the future.  Describing what people later characterized as postmodernism, Adams predicted that social and intellectual change will continue to accelerate during the twentieth century and that concepts with which people of one generation understand the universe will be completely inadequate for the next.

Given this situation, Adams asked, how and what is a teacher to teach?  And what, if anything, does it mean to pursue education?  He concluded that the foolish and the frightened will cling futilely to old ways of thinking and teaching, but the wise will teach themselves and their students to react constructively to the constantly changing world.  Adams challenged educators to rise to the latter but expected they would succumb to the former (Adams 1918/1961, 493, 497-498; Adams 1919/1969, 305-306).

Public education at the turn of the twentieth century generally comported with Adams’ dour expectations.   Following patterns that had been established during the 1840’s in the so-called common schools for elementary students and normal schools for prospective teachers, education was geared primarily toward passing on to the next what was considered the wisdom of the previous generation.  Adhering to what was considered the common sense of education, most schools focused on teaching the 4 R’s – reading, writing, arithmetic and religion, a program designed to acculturate students to the prevailing social system.  In a dynamically changing world, schools were expected to impose social and cultural law and order on students, and the common/normal schooling orthodoxy met these expectations (Butts & Cremin 1953, 545).

There were, however, groups of educators at the turn of the century who eschewed common sense and challenged the common/normal schooling orthodoxy with theories that embraced the dynamics of social and cultural change.  Two of these theories have remained particularly influential to the present day.  The first theory, which came to be known as Essentialism, promotes teaching the modern academic disciplines as a way of plugging students into currents of intellectual change.  Focusing on what students learn, Essentialists are subject matter mavens who want students to become scholars immersed in academic knowledge.

The second theory, Progressivism, focuses on teaching interdisciplinary, problem-solving techniques as a way for students to participate actively in their changing society.  Focusing on how students learn, Progressives are proselytizers for critical thinking who want students to learn how to use knowledge for socially constructive purposes.    Both theories were promoted by their founders as liberal, dynamic alternatives to what they condemned as the conservatism of common/normal schooling methods (Cremin 1961, IX, 328).

Essentialism and Progressivism quickly became the prevailing theories among educational reformers and education professors during the early twentieth century, and most of the most prominent educational innovators over the last one hundred years can be identified with one or the other theory.  Essentialists, for example, include William Bagley, the leading curricularist of the early twentieth century (Kandel 1961, 9-11, 108); Arthur Bestor, whose Educational Wastelands has been called the most influential book on education in mid-century (Cremin 1961, 344); Jerome Bruner, whose theory of “the structures of the disciplines” underlay most movements for curriculum reform during the 1960’s and 1970’s (Jenness 1990, 129); and E.D. Hirsch, whose theories of “cultural literacy” have been highly influential since the 1980’s (Feinberg 1999).

Progressives include John Dewey, perhaps the preeminent educator of modern times (Church & Sedlak 1976, 200); William Kilpatrick, whose “project method” has been almost universally adapted by schools since the 1920’s (Tennenbaum 1951, 88, 108; Church & Sedlak 1976, 379); Benjamin Bloom, whose taxonomy of thinking and methods of “mastery learning” have been widely cited since the 1960’s (Pulliam & Van Patten 1999, 174); and John Goodlad, one of the leading practitioners of school reform and the reform of teacher education over the last half century (Wisniewski 1990).

Educational debate since the early 1900’s has consisted largely of arguments between Essentialists and Progressives in which each side blames the other for the problems of American education and extols its own methods as the solution.  It is a debate that has become almost ritualized in its accusations and responses, with each side blaming the other for the same things and neither side responding to the other’s arguments.  This was highlighted for me in articles by E.D. Hirsch and Walter Feinberg.

In the first article, Hirsch contrasts his proposals for “knowledge-based education,” which is another term for Essentialism, with Progressivism.  Progressivism, in his description, is an elitist system that caters to the best and brightest students at the expense of ordinary students, promotes mindless activity and fragmented learning, and focuses on easy and boring subjects.  Hirsch particularly condemns Kilpatrick’s project method as the epitome of anti-intellectualism.

In contrast, Hirsch describes his own educational program as egalitarian in that it promotes the same curriculum for all students and expects the same results from all students.  He also claims that, given its focus on the academic disciplines, his program is intellectually challenging and coherent.  Hirsch complains that Progressivism dominates American public schools, and blames Progressives for what he sees as the decline of American education since the 1960’s (Hirsch 2002; also, Hirsch 1996).

In the second article, Feinberg, a distinguished, long-time advocate of multicultural education, contrasts his proposals for a reflective thinking pedagogy, which is the core of Progressivism, with Hirsch’s ideas.  In Feinberg’s description, Hirsch is an elitist who caters to the best and brightest students at the expense of ordinary students, promotes mindless memorization of fragmented bits of academic knowledge instead of active learning, and focuses on boring academic abstractions instead of issues of interest and importance to students.  In contrast, Feinberg claims his proposals promote intellectual integrity and democratic citizenship.  Complaining that the methods promoted by Hirsch predominate in American schools, Feinberg blames Essentialists for the problems of American education (Feinberg 1999; also, Feinberg 1998).

Taking the two articles together, Hirsch and Feinberg extol their own positions in almost exactly the same terms, condemn the other’s in almost exactly the same terms, and claim the other’s adherents are running and ruining the American educational system.  Most importantly, neither addresses the common/normal schooling tradition or what I contend is the persistence of common/normal schooling methods in public education.

Studies over the last seventy years have repeatedly indicated that while Essentialists and Progressives dominate the public debate, common schooling methods still predominate in American elementary and secondary schools, and normal schooling methods still prevail in schools of education.  Researchers have estimated that up to ninety percent of teachers today teach ninety percent of their classes in the same way as teachers did in the nineteenth century, and conclude that the reform movements of the twentieth century have at best affected only the periphery of education.

Today, as in the common schools of the 1840’s, most public school curricula are standardized around age-graded textbooks and workbooks, and most classrooms are dominated by teacher-talk, textbook reading, recitation and review, seatwork from worksheets, and tests of recall and basic skills.  And while religion is no longer explicitly promoted, the conformist law and order ethics that underlay religious instruction in nineteenth century schools still prevail (Cuban 1991, 198-200; Sizer 1992, 6; Nelson, Polansky & Carlson 2000, 15).

There have been incremental changes around the edges of education, such as more projects and group work that reflect the influence of Progressivism, and more research assignments that reflect the influence of Essentialism, but these innovations are almost always standardized into routine exercises in basic skills.  Likewise, while there have been dramatic changes in educational technology, from the blackboard, first introduced in the 1840’s, to radios, films, televisions and computers successively introduced during the twentieth century, these technologies have almost always been used in the common school mode to drill facts and basic skills.

In sum, while reform movements have come and gone in almost every decade over the last century, they have generally left only superficial residue, while common school methods still predominate.  The trend in most states over the last fifteen years has been toward even more standardized curricula in the guise of curriculum standards, and more standardized testing and teaching to the test in the guise of academic accountability.  This trend has recently culminated in the federal “No Child Left Behind” act, which attempts to make common school methods the law of the land (Sizer 1992, 210-211; Goodlad 1984, 236, 264; Kliebard 1986, 121; Tyack & Cuban 1995, 7, 9, 121; Sarason 1996; Marshak 2003, 229).

Teacher education also remains basically the same today as in the nineteenth century.  Although the rhetoric of most programs is Essentialist and Progressive, the reality of teacher training is overwhelmingly in normal school methods of lecturing, drilling, standardized curricula and standardized testing.  Programs espousing innovative methods are almost invariably warped by social and political pressures and by the weight of tradition into normal schooling forms.  And few education programs are connected with innovative elementary and secondary schools in which student-teachers can practice creative methods.  As a result, most prospective teachers end up in field placements with common schooling supervisory teachers so that no matter what student-teachers have been taught in their education classes, they are almost invariably socialized into common schooling methods before they graduate (Goodlad 1982, 19; Goodlad 1989, A3; Morrison & Marashall 2003, 292-297).

There have been many efforts to reform teacher education but with little effect.  In what is almost a parody of Santayana’s warning, the same reform proposals come and go every few years, with different names for the same things, and with generally the same outcome that whatever is innovative is trimmed and tamed into a common/normal schooling format.  What is today called performance-based education, for example, used to be called outcome-based education and, before that, competency-based education.  What are today called education school-public school partnerships used to be called public school-education school alliances and, before that, school/university cooperatives.  In almost every generation, old reforms are proposed as radically new ideas, but after a hundred years of tumult, there has been little large-scale or long term change in teacher education (Goodlad 1990, 186-189; Lucas 1997, 84, 89-90).

Although most studies point to the persistence of common/normal schooling methods as the main reason educational reforms fail, Essentialists and Progressives still invariably blame each other.  When Essentialist reforms fail, Essentialists blame it on sabotage by Progressive educators.  When Progressive reforms fail, Progressives blame it on sabotage by Essentialists.  In most cases, however, it is either the successful resistance of the common school orthodoxy or the cooptation of the reforms into a common schooling regimen that has foiled the reformers.  The net result is that American schools have entered the twenty-first century still dominated by nineteenth century methods (Tyack & Cuban 1995, 7).

The purpose of this article is to examine the conflict between Essentialists and Progressives.  Although I am a self-styled Progressive, the article is going to suggest that the differences between Essentialists and Progressives are less significant than their mutual differences with the common/normal schooling methods of education that still predominate in public schools and schools of education.  I will also suggest that the differences between Essentialist educators and common/normal schooling educators are more significant than the differences between Progressives and Essentialists.  The conclusion of the article is that in order for educators finally to respond effectively to Henry Adams’ challenge, and get out from under the doom of Santayana’s prophecy, Essentialists and Progressives must work together to overcome the crippling legacy of common/normal schooling in American education.

Norms of the Normal Schools.

The 1840’s were a major turning point in American education.  Prior to the 1840’s, education was almost entirely private and even public schools required tuition from students.  School attendance was voluntary and generally of brief duration.  Most people worked on farms and it was widely felt that farmers did not require much, if any, formal education.  The industrial revolution changed this situation and common schools were an innovative response to the industrialization, urbanization and immigration of the mid-nineteenth century.

Common schools were free, publicly supported and mandatory, and were intended to provide a common or standardized education for common, ordinary working people.  Their curricula generally focused on the 4 R’s: reading, writing, arithmetic, and religion – Protestant religion.  Their goal was to instill in students, many of whom were the children of Catholic immigrants from peasant backgrounds, the basic skills that would enable them to live peacefully in cities and work productively in factories.  Common schools stressed what were considered the Protestant moral virtues of hard work, obedience, patriotism, temperance, cleanliness and thrift, and were intended to Americanize students into an Anglo-centric mono-culture.

Common schools reflected the innovations of the industrial era and were organized on a factory model, using assembly line teaching methods.  Education before the 1840’s was generally based on the premise that children are inherently wicked and need to be suppressed according to the principle of “spare the rod and spoil the child.”  Common schools were based on what was considered the more humane premise that children are inherently neither good nor bad, and should be treated as raw materials to be molded into good citizens as they moved from one grade to another.  Teachers were seen as skilled mechanics, molding children in specified ways as they passed by on the assembly line.  Rote memorization, routine drilling and recall testing were the most common teaching methods (Katz 1971, 28, 33-38; Tyack 1974, 33-35; Church & Sedlak 1976, 98-100).

Normal schools were established in the mid-nineteenth century to train teachers for the growing number of common schools.  Prior to the 1840’s, teaching had been done largely by college-trained tutors for rich children and semi-literate housewives for ordinary children.  The skills and methods of teachers varied widely.  Normal schools were designed to provide standardized training for teachers who would implement the standardized curricula and methods of the common schools, according to what were considered the “scientific rules” of teaching.

The normal school curriculum focused on the 4 R’s taught in the common schools, plus lesson planning and classroom management.  Normal school teaching methods emphasized rote and routine learning.  Breaking with the punitive nature of prior teaching methods, most normal schools advocated systems of reward rather than punishment as the best form of motivation for student achievement.  Most normal schools had their own practice schools in which prospective teachers could practice on students what they learned in class (Mann 1840/1989, 9, 21, 29; Harper 1939, 31-32; Lucas 1997, 4, 25, 30, 62).

Standardization was the watchword of most normal schools and innovative techniques were invariably reshaped into the common mold.  In the 1840’s and 1850’s, for example, many educators became proponents of Johann Pestalozzi’s object method in which teachers attempted to pique students’ natural curiosity by using real-world objects in their teaching (Pestalozzi 1898, 57, 60, 180, 324).  Although Pestalozzi proposed active and creative learning techniques similar to those later proposed by Progressives, Pestalozzi’s method was quickly degraded in most normal schools to a mechanical technique for rote learning.

Similarly, in the late nineteenth century, many normal schools adopted Johann Herbart’s method of teaching through literature.  Herbart wanted teachers to use literature to focus on the “meaning” of things and the “interests” of students in a manner that also presaged Progressivism (Herbart 1911, 16, 31, 72).  But what Herbart proposed as a creative method was soon reduced to a formulaic five steps of teaching – preparation, presentation, association, generalization, and application – that all teachers were expected to mechanically implement for any subject (Harper 1939, 124-136; Church & Sedlak 1976, 104).

Normal schools varied to some extent by region.  Although they developed first in the Northeast, Midwest schools were often the most innovative.  While Northeastern normal schools focused on the mechanics of teaching with the goal that “the teacher be a good technician,” Midwestern schools frequently emphasizedbartHeH

teachers’ subject matter knowledge and, thereby, presaged Essentialism.  Likewise, Northeastern normal schools organized their practice schools on the model of existing common schools, thereby perpetuating the status quo in teaching, but Midwestern normal schools frequently founded laboratory schools in which teachers could experiment with innovative teaching methods as the Progressives later recommended (Harper 1939, 31-32; Levin 1994, 153-154; Lucas 1997, 29-31, 46).  In general, however, creative methods did not fare well or last long in most normal schools, wherein all things were eventually reduced to a lowest common denominator of curriculum and instruction.

College Forms and Academic Norms.

            Normal school standards generally followed common school norms during the nineteenth century.  Since the goal of the common schools was to transmit basic skills and rudimentary knowledge to children, normal schools trained prospective teachers in the rudimentary knowledge and basic skills they were expected to teach their students.  Normal schools generally attempted to educate teachers to one level above the children they would be teaching, that is, lower grade teachers should have an elementary school education, middle grade teachers a high school education, and high school teachers what we today would consider a junior college education.  This practice did not make for a very highly educated teacher corps, and normal schools struggled from their inception for academic respectability in the educational market (Harper 1939, 129; Lucas 1997, 33).

As high schools proliferated in the late nineteenth century and the demand for high school teachers rose, liberal arts colleges began to view teacher education as a potentially lucrative business.  At the same time, as colleges expanded and accepted increasingly more graduates of public high schools, they developed an interest in the quality of the education their prospective students were getting in the public schools.  As a means of both raising money and raising the educational level of high school graduates, colleges began setting up departments of education, sometimes incorporating already existing normal schools into their institutions.

In turn, faced with competition from liberal arts colleges, normal schools began upgrading themselves into teachers colleges.  As a result of these trends, there were very few avowed normal schools left by the 1930’s.  This process of institutional upgrading continued after World War II when teachers colleges began transforming themselves into full-service liberal arts colleges and universities, with the result that there are very few teachers colleges left today (Harper 1939, 113; Church & Sedlak 1976, 227; Lucas 1997, 35-38, 295).

The process of upgrading teacher education programs was neither smooth nor consistent.  There was considerable opposition from academic faculty within liberal arts colleges to the development of teacher education programs.  Academic professors complained that education professors and students of education were inferior and that education courses were sophomoric.  In the late nineteenth and early twentieth centuries, most education professors were themselves graduates of normal schools and did not have even bachelors’ degrees let alone doctorates.  And many prospective elementary school teachers had not graduated high school.  Hiring standards for education professors and entrance standards for education students steadily rose during the twentieth century but objections by academic professors to the quality of the students, professors and instruction in education programs continue to the present day, even in universities that started as normal schools and teachers colleges (Harper 1939, 102; Lucas 1997, 40, 44).

Essentialism and Progressivism began as efforts to reconcile universities’ academic departments and education programs, and thereby upgrade both teacher education and public school teaching.  Both theories derived from the seminar methods that were introduced from Germany into the academic departments of emerging American universities in the late nineteenth century.  American universities developed as institutions devoted to the practical study of modern academic disciplines, especially the physical and social sciences, as opposed to the classical curriculum of ancient languages, ancient history and philosophy that prevailed in most nineteenth century colleges.  Seminar methods encouraged critical thinking and in-depth discussion of academic subjects, as opposed to the lecture method of transmitting information and ideas that prevailed in most traditional colleges.  Essentialism and Progressivism attempted to translate seminar methods into elementary and secondary school teaching (Bestor 1953, 169-170; Westbrook 1991, 107).

Essentialism stems from the National Education Association’s Committee of Ten on Secondary School Studies, chaired by Charles Eliot, the president of Harvard University.  In a report issued in 1893, the Committee proposed a high school curriculum, and by inference an elementary curriculum and a program of teacher education, that focuses on the modern academic disciplines.  This is generally considered the founding document of Essentialism and the program around which Essentialists have rallied to the present day.  The Committee rejected both the classical curriculum followed by most of the elite private schools of that day and the standardized materials, tests and teaching methods of the common schools and normal schools.  In promoting the social and physical sciences, the report proposed treating teachers and students as scholars who would conduct in-depth analyses of academic problems.

Although almost all public school curricula from the early 1900’s to the present day have followed the basic format recommended in the 1893 report, Essentialists have perennially complained that the content of school curricula has not matched their form, and generally attributed this disparity to the weakness of teacher education programs.  As a remedy, Essentialists have argued that education programs should be controlled by the academic departments of colleges and universities (Sizer 1964, 209, 264-265; Church & Sedlak 1976, 295, 298, 300; Tanner & Tanner 1980, 232-239; Ravitch 1985, 71; Hirsch 1987, 116).

Progressivism is exemplified by the 1918 National Education Association Report entitled “The Cardinal Principles of Secondary Education” which called for a social-centered curriculum and a problem-centered methodology for schools.  The report rejected the standardization and mechanization of common/normal school pedagogy in favor of treating teachers as professionals and students as citizens who engage in real-life decision-making activities.  The report proposed that teachers and students be allowed considerable leeway in their curricula and methodologies.  It intended teacher education programs to be jointly developed by academic departments and education schools.  From the 1920’s to the present day, Progressivism has been the professed theory, but not often the practice, of most schools of education (Cremin 1961, 4; Tanner & Tanner 1980, 276-278; Goodlad 1990, 187-189).

Essentialism and Progressivism share many key principles that distinguish them both from common/normal schooling.  Both are based on the premise that basic skills, the primary goal of common/normal schools, are necessary but not sufficient for either teachers or students.  Both contend that teachers can and should teach academic subject matter and higher level thinking skills to children starting in the earliest grades.  Both insist that most students are best taught through creative and critical thinking, rather than through recitation and drill.  And both contend that standardized textbooks, tests, workbooks and other standardized teaching methods should be used only as supplementary tools.  In sum, while common/normal schoolers regard creative activities as at most supplementary to their primary methods of recitation and drill, Essentialists and Progressives promote creative activities and critical thinking as their primary methods, supplemented with recitation and drill when necessary.

Essentialists and Progressives regard teaching as a creative exercise for teachers and students alike, unlike common/normal schoolers who view teaching through the lens of nineteenth century positivism.  In common/normal schooling practice, science is regarded primarily as a set of rules and results rather than an experimental process, and scientific teaching is seen as implementing formulaic methods.  Essentialists and Progressives generally regard teaching as a scientific method itself in which lesson plans are merely hypotheses, tentative proposals to solve pedagogical problems that can be modified as they are implemented.  Teaching is science in the making, not ready-made.

Essentialists and Progressives also insist that it is not enough for teachers to be merely an academic step ahead of their students but that all teachers, and especially lower grade teachers, must be academically well prepared.  The lower the grade level, and the less skilled and knowledgeable the students, the more teachers must know to be able to translate and discuss complex subjects with their fledgling students.  For Essentialists and Progressives, the primary purpose of a college education for teachers is to develop disciplinary and interdisciplinary expertise that will take them and their students beyond basic skills and rudimentary knowledge.  While the two theories differ somewhat in their emphases – Essentialists focusing on knowledge of the separate disciplines and Progressives focusing on interdisciplinary problem-solving – both stress academic learning and promote the integrity and independence of academic departments.  In sum, they would seem to have much in common and a common cause.

Parting of the Ways.

            Part 1: Politics.  Although there were differences between Essentialism and Progressivism from the start, the differences were not so great that a person could not be an adherent of both.  Essentialism was initially the product of college professors from elite universities and was intended for college-bound, middle-class students.  Hence it’s intellectual emphasis on scholarship and the academic disciplines.  Progressivism was largely a product of public school teachers and was initially intended primarily for working class students who would be lucky to graduate high school.  Hence it’s emphasis on problem-solving and practical thinking.  These intellectual differences were not, however, as divisive as they have become.

Charles Eliot, an early founder of what became the Essentialist program, was also the first chairperson of the Progressive Education Association in 1919 (Cremin 1961, 240).  John Dewey, who succeeded Eliot as head of the Progressive Education Association, spoke out forcefully about the importance of teaching the academic disciplines (Dewey 1938, 2, 12-13, 80, 83, 95, 99, 109).  So, what happened?  How can one explain the parting of the ways of these two movements?  I think that in addition to their intellectual differences, a variety of political and institutional factors drove them apart.

Politically, Progressives and Essentialists polarized as they competed for the attention of educators, and both sides succumbed to extremism, exaggeration and alliances based on the principle that my enemy’s enemy is my friend.  Extremists in both camps took control of the debate and defined each camp’s view of the other in the most pejorative terms.  This is exemplified in the characterization of Progressivism by E.D. Hirsch as “anti-knowledge” and by Diane Ravitch as “a cult” that appeals to “below-average students” (Hirsch 1996, 3; Ravitch 1983, 79-80).  In turn, Progressives have characterized Essentialism as “an academic utopia” that appeals to professors but denigrates students (Trow 1954, 21).  Each side sets up the other as a straw man and then knocks him down, which may be personally satisfying but resolves little.

Excessive partisanship has sometimes led otherwise reputable scholars to exaggerate and even misrepresent their evidence in order to make political points.  Arthur Bestor, for example, was a meticulous historian whose research methods were considered a model of thoroughness and objectivity (Clark 1950, 282).  In his polemical writings against Progressivism, however, he resorted to personal attacks and unsubstantiated claims which he was forced to admit were erroneous but then justified on the grounds that political debate did not have to meet the same high standards as historical scholarship (Bestor 1955, 438-447).

Similarly, Diane Ravitch, a disciple of Bestor, is a highly regarded historian who was for many years a vehement critic of Progressivism, and whose works are still cited by conservatives in their attacks on Progressives.  (Ravitch 1985, 74, 81).  In her polemical writings, she too seemed to abandon historical objectivity in favor of scoring political points.  For example, in attacks on the “language police” who she claimed were censoring textbooks,  Ravitch railed against present-day Progressives based almost entirely on stale examples of a small group of overzealous feminists and civil rights activists during the 1960’s and 1970’s (Ravitch 2003, 14-16).

Although Progressives have been more sinned against than sinners, they have, nonetheless, been guilty of similar excesses.  Progressives, for example, tried to have articles by Bestor excluded from educational journals during the 1950’s on the spurious grounds that he was anti-education.  And Harold Hand, a noted Progressive education professor at the University of Illinois, tried to stop the University of Illinois Press from publishing one of Bestor’s books on the misbegotten grounds that Bestor was anti-democratic (Brickman 1953, 154; Hand 1954, 27).

Progressives and Essentialists promote their separate myths of a “golden age” of schooling in which the others play the spoiler role of serpents in the garden.  Successive generations of Essentialists, viewing their childhoods through rosy lenses and their middle age through a glass darkly, have complained about the downfall of public schooling since their youth and blamed Progressivism for the calamity.  Mortimer Adler, for example, bemoaned the degraded condition of public schooling in the 1930’s compared to the education he had received during the early 1900’s (Adler 1939/1988, 78).  But then Arthur Bestor complained in the 1950’s about the decline of public schools since what he claimed was their heyday in the 1930’s (Bestor 1955, 140).  And E.D. Hirsch complained in the 1980’s about the decline of the schools since what he saw as their high point in the 1950’s (Hirsch 1987, 1-4).

United only in blaming the decline of public education on Progressivism, each of these Essentialists identified the other’s low point as his high point, and each pointed to a different decade as the date of the alleged Progressive takeover of the schools – Adler the 1920’s and 1930’s, Bestor the 1940’s and 1950’s, and Hirsch the 1960’s and 1970’s.  Although these claims are inconsistent to the point of absurdity, successive generations of Progressives have similarly blamed Essentialists for the all of the ills of the schools (Rugg 1926, 30, 39, 67-68; Burnett 1954, 74; Engle & Ochoa 1988, 107-108).

Essentialists and Progressives also have made political alliances with political conservatives that exacerbated their differences while weakening the integrity of their respective positions.  Historically, most prominent Essentialists have identified themselves as political liberals, including Charles Eliot, William Bagley, Arthur Bestor, Jerome Bruner, E.D. Hirsch and Diane Ravitch, and promoted Essentialism as part of their liberal agenda.  During the 1930’s, for example, Bagley advocated teaching the liberal academic disciplines in order to promote liberal social goals, including a cooperative economy and a comprehensive system of social welfare, and to combat the rise of fascism in America (Bagley 1934, 33, 120-122; Bagley 1937, 73).  Bestor, a disciple of Bagley, argued during the 1950’s that teaching the liberal disciplines would help foster social democracy and defeat McCarthyism (Bestor 1952, 4; Bestor 1953 25-39; Bestor 1955a, 18).  Hirsch, a disciple of Bagley and Bestor, has argued since the 1980’s that studying the academic disciplines is the “only sure avenue of opportunity for disadvantaged children” and the best way to make America a more liberal and just society (Hirsch 1987, XIII; Hirsch 1996, 16).

These same Essentialists have, however, frequently joined with conservatives in their monomania to defeat Progressivism.  During the 1950’s, Bestor joined with Mortimer Smith, an avowed Social Darwinist and political reactionary, to form the Council on Basic Education, hoping to outflank Progressives through such an alliance (Smith 1949, 90-92; Cremin 1961, 546).  During the 1980’s, Ravitch worked in the Reagan administration and is currently a trustee of the arch-conservative Thomas B. Fordham Foundation.  Meanwhile, Hirsch proclaimed that “after six decades of anti-knowledge extremism” from Progressives, he was going to become an extremist himself and join with anybody who would oppose Progressivism in the education wars (Hirsch 1997, 7, 126).

Toward this end, both Hirsch and Ravitch supported the onerous testing provisions of the “No Child Left Behind” (NCLB) act.  Under NCLB, elementary students in grades three through eight have been tested every year in reading, math and, eventually, science, with schools penalized unless test scores rise substantially every year.  Although Hirsch and Ravitch generally concede that standardized tests do not reflect the kind of in-depth knowledge that Essentialists desire, and that Essentialism works best with the sort of low-stakes portfolios promoted by Progressives as an alternative to high-stakes tests, they, like their mentor Bestor, support standardized testing seemingly both as a means of measuring and, thereby, promoting students’ academic subject matter knowledge and as a means of thwarting Progressives who oppose standardized tests.

Political conservatives, such as William Bennett and Allen Bloom, took advantage of the Essentialist-Progressive conflict to promote their culture wars against what they claim is “the prevailing liberal orthodoxy” in America by supporting the Essentialist cause.  They hoped to use Essentialism as a vehicle for reinstating the system of elite schools for the few and common schools for the many that prevailed in the nineteenth century, and the Anglo-centered mono-culture that was taught in those schools.  Citing Bagley and Bestor as predecessors and claiming Hirsch and Ravitch as allies, Bennett and Bloom advocated an educational system in which ordinary students will be taught the 3 R’s plus moral education (essentially the 4 R’s of the common schools) while only the best and brightest will pursue academic subjects in depth.

Other conservatives have cited Essentialism as a rationale for privatizing schools and returning to the pre-common school system of the early nineteenth century, or cite Essentialist arguments in favor of greater academic content in the school curriculum as support for proposals for indoctrinating students with politically conservative ideas.  These are very different goals than those proclaimed by Bagley, Bestor, Ravitch and Hirsch (Bennett 1984, 6; Bennett 1991, 1-3; Bloom 1987, 25-43; Rochester 2003, 19, 21, 27).

Progressives have made similar alliances with conservatives, although not as frequently and rarely in recent decades.  While the most prominent Progressives have been politically liberal, from John Dewey to William Kilpatrick, Harold Rugg, George Counts, Theodore Brameld, Benjamin Bloom and John Goodlad, there have also been self-styled Progressives such as Edward Thorndike, whose support for intelligence testing and standardized achievement testing led him to elitist theories of  society and education that contravene mainstream Progressivism.  Like conservative Essentialists, Thorndike advocated critical thinking for the best and brightest students and social control for ordinary children.  And he developed so-called scientific rules for teaching that were basically a more sophisticated version of the standardized methods promoted in nineteenth century normal schools (Church & Seldak 1976, 334).  Allies such as Thorndike were worse than enemies for Progressives.  In characterizing themselves as Progressives, Thorndike and his followers merely provided ammunition for self-styled liberal Essentialists such as Ravitch and Hirsch. (Ravitch 1983, 56; Ravitch 1985 14).

Progressivism has also often been used by common/normal schoolers as a cover for their anti-intellectual practices, most frequently by citing Progressive “child-centered” methods as an excuse for adopting academically and intellectually empty curricula.  And there has been a tendency among Progressives to defend this sort of incompetence on the grounds that any criticism of schools or school teachers undermines support for public education, a tactic that has left Progressivism open to well-deserved ridicule (Eklund 1954, 350).

Arthur Bestor, for example, liked to tell the story of a junior high school principal who claimed on Progressive grounds that since most people work with their hands, not every child needs to learn how to read and write (Bestor 1953, 54-56).  E.D. Hirsch tells a similar story of a self-styled Progressive elementary school principal who claimed that since most people don’t travel, children don’t need to learn geography (Hirsch 1996, 55).  In recent years, we have heard so-called Progressives who, in the name of holistic learning, won’t teach their students the multiplication tables in math or the structure of words and sentences in reading.  In sum, the tendency of Essentialists to join with political reactionaries and Progressives to defend extremists has significantly exacerbated their differences with each other.

Part 2: Institutions.  The differences between Essentialism and Progressivism have also been exacerbated by institutional factors, especially the pervasiveness of common/normal schooling practices in public schools and schools of education which has warped both Essentialist and Progressive reforms and, thereby, lent support to each side’s criticisms of the other.  Among Progressive reforms, for example, Kilpatrick’s project method, which he intended as a vehicle for creativity among teachers and students, quickly devolved in most public schools into just another standardized routine, codified in textbooks and teaching packages as either a means of drilling students in basic skills or a meaningless activity about which Essentialists such as Hirsch have justifiably complained (Church & Sedlak 1976, 381).

Similarly, Benjamin Bloom’s taxonomy of cognitive skills, which he developed during the 1950’s as a means of promoting critical thinking and creative teaching, was soon reduced in most public schools and schools of education to a standardized lesson-planning format for teachers with nary a critical or creative piece.  While Bloom emphasized that critical thinking in students could only be taught through critical thinking by teachers, schools of education regularly misrepresent recitation and recall as critical thinking, and textbook publishers routinely supplement their textbooks and workbooks with so-called analytical and critical thinking questions that are merely recall by another name (Bloom et al. 1956; Brown 1998, 1, 4, 15; Marshall 2003, 195-196).

Bloom’s program of “mastery learning” suffered the same fate.  Developed during the 1960’s to help teachers in low income school districts who teach large classes of educationally disadvantaged children, mastery learning was designed as a whole-class method of teaching basic skills.  Bloom emphasized that mastery learning is not an educational panacea.  He cautioned that it is not applicable to creative subjects or critical thinking and it is not as effective as either tutoring students individually or teaching them in small groups.

Despite his warnings, Bloom’s proposal was quickly reduced to a seven-step formula by Madeline Hunter, who advertised her program as effective for all subjects and skills.  Reminiscent of the five-step formula to which Herbart’s theories of creative learning were reduced in the late nineteenth century, Hunter’s seven steps have often been adopted as a blueprint by public schools and schools of education and reduced to bullet-points in teaching textbooks and model lesson plans, a blueprint that has little room for creative or critical thinking (Bloom 1976, 5, 21, 41, 105, 200; Hunter 1973, 97; Humter 1977, 100; Hunter 1985, 58; Brandt 1985, 61; Freer & Dawson 1987, 68; Gibbony 1987, 47-48).

In a similar fashion, John Goodlad’s experiments in whole-school reform during the 1970’s, predicated on bottom-up cooperative action by parents, students and teachers, have been misused to justify top-down, state-mandated reforms since the 1990’s, one of the most serious and ominous misuses of an erstwhile Progressive reform (Goodlad 1975, 5, 152, 177, 209; Goodlad, 1997).  In the wake of NCLB, the language of whole-school reform and student/teacher empowerment was co-opted to promote the whole-sale reorganization of schools to raise standardized test scores.  In a book that exemplifies this trend, Eugene Kennedy noted that the most difficult task is to convince skeptical students and teachers that teaching to the test is real learning.  His proposed reforms are common/normal schooling practices in participatory democratic wrappings (Kennedy 2003).

Essentialism has also been deformed by the hegemony of common/normal school practices, and is almost invariably reduced to a list of common facts and basic skills that ostensibly represent the core of the academic disciplines.  This conflict between Essentialist ideals and practices is exemplified by E.D. Hirsch’s writings.  In his best-reasoned theoretical statements, Hirsch has rejected what I have described as common/normal schooling and shares many key positions with Progressives.

He opposes drill and recitation as boring and rigid, and explicitly supports Progressive methods of active learning.  He rejects ethnocentric curricula and explicitly supports multicultural education.  He opposes emphasizing basic skills and rudimentary knowledge, and promotes a combination of skills, academic knowledge and problem-solving.  He promotes the idea of the teacher as a “guide” rather than dictator.  Most significant, the curricular guidebooks that Hirsch has prepared for elementary school teachers incorporate multicultural materials and multiple perspectives, and emphasize creative and critical thinking of sorts that are consistent with Progressive theories and practices (Hirsch 1987, 125; Hirsch 1993; Hirsch 1996, 102, 150, 174).

At the same time, in his polemical statements against Progressivism, Hirsch has essentially caricatured his own ideas, reducing his proposed curricula to arbitrary lists of facts and ideas that he claims everyone needs to be familiar with, even if they do not understand them, and promoting the rote memorization of these lists on the ostensible grounds that children like to memorize things.  Calling for nationally standardized lists and tests, and promoting the NCLB, he would seemingly make common schooling the law of the land.  Hirsch’s is almost a Doctor Jeckyl and Mr. Hyde performance (Hirsch 1987, 14, 30, 131, 141).

What is to be done?

It has frequently been said that education during the twentieth century was a battle between Dewey and Thorndike, and Thorndike won (Levin 1994, 6).  This is another way of saying that despite all the sound and fury of the Essentialists and Progressives, it was common/normal schooling practices that prevailed.  A variety of political and institutional factors have contributed to this outcome.

Politically, it is very hard to displace a long-time hegemonic theory such as common/normal schooling, especially when that hegemony is supported by powerful groups of educators who are satisfied with the status quo – what Arthur Bestor and other critics have called “the interlocking group” of education professors, school teachers and state education officials who set the standards and requirements for public schools and schools of education.  Trying to organize an opposition to these groups is an uphill struggle (Bestor 1953, 101; Ravitch 1985, 94).

Common/normal schooling also has political appeal to conservatives who are afraid of change and to reactionaries who want to go back to the nineteenth century.  Essentialism expects teachers and students to work on the frontiers of knowledge, with cutting edge ideas that will inherently foster change.  Progressivism expects teachers and students to work on solving social problems and making cultural innovations which may also lead to change.  As such, Essentialism and Progressivism seem dangerous to many people – parents, teachers, administrators, politicians – including many who say they are in favor of innovative methods but do not practice what they preach (Goodlad 1984, 236).

Institutionally, it is difficult to overcome the inertia of a longstanding set of practices such as common/normal schooling, which are to many the common sense of education.  To suggest any change is to risk getting the bewildered response “But we’ve always done it that way” or “But everybody does it that way.”  Trying to convince people to adopt alternative methods can seem a Sisyphean task (Sarason 1971, 4, 19).

Common/normal schooling also has the popular appeal of standardization, which is widely seen as the common sense of an industrial society and bureaucratic system.  Standardized curricula, teaching methods and testing seem the safe way to do things, to impose order on a situation that could otherwise be messy.  Standardization also responds to the imperial urge to impose what you see as the one best system on everyone else (Tyack 1974, 4, 197, 238).

But common schooling methods cripple students and teachers, and normal schooling methods warp schools of education and the universities that house them.  Common schooling cripples students because in a society as dynamic as ours, children cannot merely follow in their parents’ footsteps.  The most important skill they need to learn is how to think critically and reflectively about themselves and their world, so that they can creatively and effectively respond to change.  Although studies indicate that students will do as well on standardized tests if you teach them well – according to Essentialist and/or Progressive methods – as if you teach them to the test, most public school and school of education administrators scurry to the common schooling mode in the face of standardized testing requirements (Kohn 2000).

Common schooling cripples teachers by depriving them of the opportunity to make professional choices and by forcing them to use so-called teacher-proof materials and methods, the sorts of things that anyone can use without having to know very much.  The persistence of common schooling reflects a profound disparagement of teachers and their potential to act as professionals, as people capable of making informed decisions of their own.

Common schooling methods also contribute to the chronic problem of teacher drop-out which has plagued school systems since the nineteenth century.  From the 1840’s to the present day, some fifty percent of teachers regularly leave the profession within five years of entering.  Boredom has consistently been cited by ex-teachers as one of the main reasons they left education.  Using the same textbooks and workbooks, teaching the same basic skills in the same ways over and over, without any impetus and little opportunity for intellectual growth, can become very stale after a very few years.  And when teachers get bored, they generally get boring and then their students get bored, and that leads to trouble.  Although Essentialist and Progressive methods require somewhat more intellectual effort from teachers, creative and critical thinking are generally more interesting to teachers and students alike and, as such, less draining.  Using Essentialist and Progressive methods, teachers can spend more time teaching and less time disciplining their students – and less time ruing the day they decided to become teachers (Bagley 1937, 81; Bagley & Alexander 1937, 6; Notebook 2003, 3).

Normal schooling methods turn schools of education and the universities that house them into glorified trade schools churning out low-level technicians instead of educating scholars and professionals.  While Essentialists and Progressives seek to elevate school teachers closer to the status of college professors, normal school practices tend to reduce college professors to the status of elementary school teachers.  To the extent that standardization is the goal of teacher education programs, professors will be subject to petty-bureaucratic controls of their courses and their teaching, and not merely the education professors.

In most universities today, academic departments are expected to offer lower level versions of their courses and programs for prospective school teachers, or to support so-called general education degrees for teachers, which are usually smorgasbords of introductory courses that are neither in-depth in any discipline nor reflectively interdisciplinary, and in which students study a little bit about everything but all too often learn a lot about nothing.  The normal school rationale offered for degrading academic programs in this way is that teachers do not have to know much about anything.  They only need to know a bit more than their students, just enough to follow the directions in the teachers’ manual and stay a chapter ahead in the teachers’ edition of the textbook, the one with the answers in the back.  This is a demeaning program for academic professors as well as teacher educators (Rhodes 1998, 144).

So, where do we go from here?  As a self-styled Progressive, I have for many years regarded Essentialists as at best wrong and more generally wrong-headed.  At the same time, I have sometimes found myself secretly agreeing with some of their statements – academic knowledge is good, academic disciplines are productive ways of organizing knowledge, and knowledge of the disciplines can be useful.  I have usually kept these thoughts to myself but have finally decided that reconciliation between Essentialism and Progressivism is possible and necessary.  I believe that there is good reason and reasonable hope for Essentialists and Progressives to work together to meet Henry Adams’ challenge and finally end the persistence of common/normal schooling in America.

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