The Political Devolution of George Bernard Shaw. From “Candida” to “Man and Superman” to “The Apple Cart.” Unraveling a tangle of democracy, autocracy, evolution, and eugenics.

The Political Devolution of George Bernard Shaw.

From Candida to Man and Superman to The Apple Cart.

Unraveling a tangle of democracy, autocracy, evolution, and eugenics.

Burton Weltman

Prologue: The Best of Times and the Worst of Times.

I am writing this piece in late-August, 2020 during times that are politically both extremely perilous in the United States but also hopeful.  We have a would-be authoritarian President whose life has been one-long effort to dominate over others, and who is busy fomenting racism, misogyny, xenophobia, violence, and pernicious lies of all sorts toward that end.  He is, in effect, promoting a killer pandemic through criminal negligence and misinformation, all for self-serving political purposes.  In this context, we have a national election coming up in November that could determine whether democracy will long survive in the country.  That’s the bad news.

The good news is that we also have movements for racial and gender justice that currently have the support of majorities of people in the country.  And a majority of the public seems to oppose Trump and his policies.  So, maybe he will be voted out in November and some sense and sanity will return to our government.  It is a perilous but also a hopeful situation for people like me who believe in making the world better through caring rather than worse with hating.

The situation raises many social and political questions for which we can look to history and literature for answers.  Among these questions is one posed by the upcoming election as to whether Americans are willing to support democracy.  How can it be that someone as vile as Donald Trump was elected President, and how can it be that some forty percent of the public still support him after almost four years of misrule?   Is there something in our political ideology that predisposes Americans toward would-be strong men and a politics of enmity?

Another question is posed by the Me-Too, Black Lives Matter, and other current social movements as to how to think about people whose social and political views were acceptable in their times but are abhorrent to us today.  Should some of them be cancelled, to use a current phrase?  Can some of them be critiqued but still saved from complete rejection?

I think that George Bernard Shaw provides a useful test case for these questions.   

Presenting Problem: Should we cancel George Bernard Shaw?

What to do about George Bernard Shaw?  Shaw has often been considered the second-best playwright in the English language, second to only Shakespeare.  He is a wonderfully witty writer who satirized everything, including himself and his own ideas.  Shaw was very popular during his lifetime.  He won a Nobel Prize for literature in 1925.  And his plays continued to be very popular after his death in 1950.  There is even a highly-regarded theater festival in Ontario, Canada dedicated to Shaw’s plays.  He has been widely esteemed, that is, until recently.

In recent years, Shaw has come under criticism for anti-democratic and illiberal statements that he made later in his life.  His reputation has suffered and critics have questioned whether we should still consider him to be a great playwright and to perform his works.  Shaw’s politics evolved, or rather devolved in my opinion, over the course of his long career. Having begun as an advocate for democracy and diversity, he ended up supporting dictators and eugenics.  Having begun as a supportive satirist of democracy, he moved to skepticism and finally to cynicism.

Shaw’s ironical and self-mocking style allowed most people for most of the last century to gloss over his increasingly antidemocratic and illiberal pronouncements.  But his views have come under closer critical scrutiny in recent years, and they don’t stand up to the scrutiny.

A reevaluation of Shaw raises at least two important questions.  First, what happened to Shaw that led him to go down the antidemocratic path, and can we identify ideas in his earlier works that predisposed him to the positions he took later?  Was there something in his earlier ideas, some flaw or skewing, that predisposed him to move from liberalism to authoritarianism?  And do other progressives share similar illiberal ideas that might undermine their own efforts and even help their right-wing opponents?

Second, what should we think about Shaw, and others like him, whose social and political views were within the range of respectability in their times but are abhorrent to us today?   How do we reckon with someone like Shaw, whom we have reason to admire but also reason to reject?  Is it morally feasible for us to continue to enjoy his plays while critiquing their messages and him?

Shaw lived ninety-four years, from 1856 to 1950, during which time he wrote dozens of plays and essays.  He was a prodigious writer and left a lot to look at.  I think, however, that by looking at a small sample of his works, I can hazard some answers to the questions I have asked about him.  Toward that end, I am going to examine the Fabian Essays, written in part and edited by Shaw in 1888, and three of Shaw’s plays that reflect the contours of his devolution.

The first play, Candida, was written in 1893 and represents Shaw’s early days of optimism.  The second play, Man and Superman, was written in 1903 and reflects a turning point in Shaw’s ideas.  It seems to exemplify the ambivalence of a person who doesn’t quite know which way he is going.  The third play, The Apple Cart, was written in 1928, and it reflects Shaw’s cynical turn against democracy and toward dictatorship.  In looking at these works, I think we can see tendencies in his earlier writings – an elitism coupled with impatience – that predisposed him to his later positions. At the same time, I think there are reasons still to read and perform his plays.

The Devolution of George Bernard Shaw.

Shaw’s plays are ironical, satirical, extremely witty, and full of provocative ideas.  He gloried in making controversial statements, claiming that his goal was to epater le bourgeois, that is, to shock and stick it to the staid, conventional middle class.  Shaw was, nonetheless, much to his ostensible chagrin, very popular among his bourgeois audience during his life.

Shaw was an avowedly political playwright whose plays promoted his ideas.  He insisted that writers, and everyone else for that matter, needed to believe in and strive for something bigger than themselves, and their works should reflect these goals.  Shaw’s life was, however, a particularly long one that extended over many social and political eras, and his works reflect the different positions that he took over those years.  And therein lies the problem.

Shaw started in the late nineteenth century as an advocate of democracy, socialism, and cultural diversity.  As the years went by, he continued to advocate for socialism but became increasingly disenchanted with diversity and democracy, and increasingly enchanted with eugenics and dictatorship.  His idea of socialism took on a distinctly authoritarian cast.

By the 1920’s and 1930’s, Shaw was speaking favorably of Mussolini, Stalin, and even Hitler.  He did not support the totalitarianism or brutalitarianism of these dictators, nor did he support their racism, sexism, antisemitism or xenophobia.  But he came to admire dictators for their alleged efficiency – Mussolini, after all, supposedly made the Italian trains run on time – a view that was shared by many respectable people.  Shaw also came increasingly to promote eugenics as a means of genetically producing intelligent people capable of living in modern society.

In delineating the devolution of Shaw’s political ideas, I think that a key factor was his understanding of Charles Darwin’s theory of evolution and Friedrich Nietzsche’s concept of the ubermensch.  Or rather, his misunderstanding.  I think Shaw misread Darwin and Nietzsche, and misread them in elitist, illiberal and antidemocratic ways similar to the right-wing Social Darwinians of the late nineteenth century and the Nazis of the twentieth century.

When Shaw became frustrated with the slow pace of social reform and with what he saw as the ignorance of the general public, his misreading of Darwin and Nietzsche put him on an intellectual path that trended downhill from democracy to autocracy and from diversity to eugenics.  And he found himself in what he later conceded was some pretty nasty company.

As I will explain more fully below, Shaw portrayed evolution as a teleological process that aims at producing creatures with ever-higher levels of intelligence.  In his view, biological evolution is a straight-line development of ever-more intelligent beings from amoebas on upward, with human beings currently at the highest point.

In this view, fitness, as in survival of the fittest, is defined as having a high IQ, in particular a high level of linguistic and logical intelligence.  The sort of intelligence possessed by Shaw and people like him.  This is a view of evolution that predisposed Shaw to elitism and to scorn for the democratic masses who did not have Shaw’s linguistic and logical intelligence.  And it was not, in any case, the view of Darwin.

Shaw also viewed both social evolution and biological evolution as deterministic processes.  That is, what is had to be, and what will be has to be.  In Shaw’s view, a mark of wisdom is to recognize which way things are flowing and go with the flow, albeit getting ahead of the flow so that we can individually and collectively take the best advantage of it.  Intelligent people will do this. The unintelligent won’t, and they are the problem.

Shaw shared with right-wing Social Darwinians and Nazis the view of evolution as a competition for dominance among species, social groups, and individuals, each trying to get over on each other.  This view predisposed him to miss the cooperation that often drove biological and social change.  Shaw was not big on cooperation in his writings.  People are usually trying to get over on each other.  Shaw used this view of evolution to argue for the workers’ getting over on the capitalists, but it was also used by Social Darwinians who sought to maintain the dominance of the rich over the poor and by Nazis who sought to kill off the Jews.  In any case, it was not Darwin’s view of either biological or social change.

I think that Shaw also misused Nietzsche’s concept of the ubermensch.  Ubermensch is conventionally and misleadingly translated as superman but it literally means overman.  The concept is usually mistaken to refer to someone who dominates over other people, and this domination is then taken to be a good thing for the progress of humanity.  On this basis, the concept was usually rejected by progressives but welcomed by Social Darwinians and Nazis.

But Nietzsche intended the concept of ubermensch to primarily mean someone who dominates over himself, someone who is never satisfied with what he is but is continually trying to get over and beyond himself.  And that, in Nietzsche’s view, is how humanity progresses.  Shaw’s misunderstanding of ubermensch predisposed him to favor dictators, which Nietzsche did not.

Shaw’s misreadings of Darwin and Nietzsche were common in his day and are still common today.  They are, however, misreadings with consequences to Shaw’s political ideas and to the political ideas of other people, both then and now.  Shaw was by nature elitist and impatient.  His misreading of evolution and the ubermensch provided a channel for his elitism and impatience, and a rationalization for the devolution of his political ideas from democratic to autocratic.  His goals were always progressive and humane, but he ended up in the company of fascists.

When progressives turn toward authoritarianism, it is generally out of elitism and impatience.  They think they know what is in the best interests of the public and they want to make it happen fast.  When conservatives turn toward authoritarianism, it is generally out of fear and loathing of the masses.  They want to keep the masses in their lowly place and stomp out any threats to the status quo.  Right-wingers are invariably better at authoritarian politics than progressives and, as a consequence, left-wing authoritarianism generally ends up feeding a right-wing narrative.

Based on his misreading of Darwin and Nietzsche, Shaw was intellectually predisposed to go down an antidemocratic path when he became frustrated with the way things were going in the world.  That does not mean his devolution was predetermined or inevitable.  He had alternative routes along the way that he could have taken, and that others took, but he chose not to.

Other progressives – impatient or impelled by a sense of urgency – have gone down similar paths, some of them channeled through misreading Darwin or Nietzsche, others by reading or misreading Marx and other theorists.  Ideas make a difference, and the wrong ideas can lead you in the wrong direction.  Shaw’s antidemocratic inclination and predisposition toward authoritarianism were not obvious in his optimistic early writings.  But they were there.

Shaw as Evolutionary Socialist: Democratic Socialism made painless and easy.

Fabian Essays on Socialism: Capitalists will pave the way.

Shaw was a founding member of the Fabian Society, a thinktank that was organized by a group of intellectuals and literati in 1884 with the purpose of promoting the gradual and peaceful transition of English society from capitalism to democratic socialism.  Among its early members were Beatrice and Sydney Webb, Emmeline Pankhurst, H.G. Wells, Edith Nesbit, Bertrand Russell, Annie Besant, and Shaw.

The Fabians were a group of what we today would call public intellectuals who sought to influence social and political development through their research, writing and teaching.  In 1889, they published a book of essays on the politics, economics, and morality of socialism, with Shaw as the editor and the author of a key essay defining socialism.[1]

The gist of the Fabians’ argument was presented by Shaw.  It was that with the rise of large-scale factories, and the growth of large-scale cities, socialism had become inevitable in England and America, despite the laissez-faire capitalist ideology that was predominant in those countries at that time.  In describing the evolution toward socialism, Shaw focused on three key trends.

The first was the ever-increasing growth of public services and government regulations within the capitalist system.  From roads, ports, tariffs and other government services and regulations that make trade possible, to police, sanitation, fire fighters and other public services that make cities livable, capitalism and capitalists couldn’t survive without ever-increasing government involvement in the economy, and this pointed the way toward socialism.

The second trend was the growth of the largest corporations into oligopolies and monopolies.  This development would make simple and painless a government takeover of those industries. The Fabians expected a government takeover to naturally occur once the public service sector and other public controls of the economy had gotten big enough.  In an argument that paralleled that of Karl Marx but that concluded without the need for a revolution, the Fabians claimed that capitalists were themselves creating the circumstances of their own demise.  The decline of capitalism and rise of socialism was a simple process of social evolution that had started with the Industrial Revolution.

The third trend was development of an organized and educated working class that had gained the right to vote and would eventually vote to replace capitalism with socialism.  This socialist working class was the creation of the capitalists themselves.  They are the ones who congregated the workers together in large factories and cities which made it possible for the workers to organize themselves and get over on their bosses.  And the capitalists are the ones who pushed for schools to educate the workers so that they could function in the new factories and cities.  Having taught the workers to read, the capitalists had enabled the workers to read the Fabians’ socialist literature.

In the end, Shaw concluded, as industrial conglomeration proceeds and small-scale businesses run by the owners themselves are replaced by mammoth corporations run by salaried managers, capitalism will eliminate the need for capitalists and it will be simple to replace private ownership in the hands of a small group of do-nothing capitalist owners with public ownership in the hands of workers.  The transition from capitalism to socialism, and getting over on the few remaining capitalists, will be so smooth that hardly anyone will notice the change.

The tone of Shaw’s writing in the Fabian Essays was optimistic.  Democratic socialism seemed inevitable in his view.  But there are at least two aspects of Shaw’s political views here that point toward his problematical positions later.  First, from Karl Marx, the father of scientific socialism, he took the idea of capitalism morphing into socialism albeit, in Shaw’s view, this would occur through elections and without a revolution.  People would recognize the increasing collectivism that was developing under capitalism and would take the logical last step toward socialism.

This last step depended, however, on democratic electoral action by the workers.  When in the course of time this transition did not seem to be occurring fast enough or at all – that is, workers were not electing Fabian socialists who would take the necessary action – Shaw became frustrated with a gradual democratic path to socialism.  From this frustration came his increasing interest in dictators who he thought could unilaterally make the necessary decisive changes.

Second, from Robert Owen, the father of English socialism, Shaw took the idea of workers raising their intellectual levels through education so that they would be able to support a democratic socialist society.  Shaw seemed, however, to assume that higher intellectual levels meant workers becoming high-brow intellectuals like him and his colleagues.  When Shaw did not see this happening to his satisfaction, he became frustrated with education and became interested in eugenics as the means of producing a sufficiently intellectual populace.  But not yet.

Candida: Updating and upstaging Voltaire in an age of feminism and socialism.

Shaw wrote the play Candida in 1893, four years after the Fabian Essays.[2]  It is a drawing room comedy that revolves around a competition for the affections of a beautiful young lady named Candida between her clergyman husband, James Morell, and a young poet, Eugene Marchbanks.  The play is a fitting complement to the Fabian papers that Shaw wrote and edited in the late 1880’s.  It exemplifies the seemingly blithe belief of the Fabians that socialism will naturally and inevitably evolve from industrial capitalism, and that socialists need merely promote the idea of socialism and intellectually prepare the public for the transition.

Morell is a clergyman who espouses Christian Socialism and a gospel of love.  He is in general a staid and mundane man who loves, honors and generally obeys his wife.  He comes alive when the welfare of humankind is the subject, and especially the subject of socialism.  Morell is a wonderfully impressive speaker and is immensely popular, receiving a continuous stream of invitations to speak at meetings and conferences, and a continuous stream of plaudits.  His life’s goal is to educate people about socialism as the fulfillment of Christian love.  He is personally kind and generous to a fault, and he is devoted to the happiness of his wife to the point of being willing to bless her going off with Marchbanks if that is what will make her happy.

Marchbanks is a ne’er-do-well young nobleman who claims to have had a horrid childhood in a family that mentally abused him and derided his incipient creativity.  Marchbanks is a self-styled poetic genius, a superior person who is above the mundane affairs of ordinary people.  His idea of a good life is to live off the labor of others: “To be idle, selfish and useless, that is, to be beautiful and free and happy.”  Marchbanks continually whines about his supposed misfortunes: “My heart cries out bitterly in ITS hunger.”  He is a weak person who is intuitive about others’ weaknesses and uses his intuition as a means of getting over on them.  Marchbanks uses passive-aggressive emotional techniques to manipulate Morell into feelings of insecurity, inferiority and jealousy, and to manipulate Candida into feelings of protectiveness toward him which he hopes will lead her to elope with him.[3]

Candida is a smug, all-controlling, down-to-earth woman who mocks the socialistic idealism in Morell and the poetic idealism in Marchbanks.  She is a typical Shavian woman who uses her wiles to get over on the men in her life.  Shaw considered himself something of a feminist, and he was for his day.  The Fabians included women on equal terms as men and campaigned for women’s suffrage.  But Shaw was somewhat backhanded in expressing his esteem for women in his plays and essays.  He seemed to believe that men and women possessed equal intelligence and skills, but he had a somewhat jaundiced view of what he saw as women’s biologically-based motives, which he claimed were to find a suitable male mate and make children.  As a result, the women in Shaw’s plays tend to be on the make for a husband, and they generally get their man.

Candida is portrayed as like a cat playing with her prey.  Although she toys with both Morell and Marchbanks, there never is any real chance that she will abandon Morell and go off with Marchbanks.  Marchbanks is neither sufficiently needy nor sufficiently malleable.  Morell needs her most and is the most malleable.  In the end, when she announces her intention to stay with Morell, she proclaims that “I build a castle of comfort and indulgence and love for him, and stand sentinel always to keep little vulgar cares out.”  That is, she takes care of home and hearth so that he can go out and try to take care of the world.  She represents the moral proclaimed by her namesake Candide in Voltaire’s Candide that taking care of hearth and home should be the first order of a person’s business.[4]  But I don’t think that is the moral of the play.

Candida thinks Morell is a noble fool to preach socialism to a populace that has been so thoroughly indoctrinated with the capitalist gospel of selfishness. She tells him that he is right in what he says about socialism and human rights, and that people who hear him preach invariably agree with him. “But,” she insists, “what’s the use of people agreeing with you if they go out and do just the opposite?”[5]  But the point of Morell’s preaching is not to make people change their ways.  It is to prepare them for the changes that are taking place despite them.

The underlying message of the play is, I think, that while Morell seems to be an idealistic fool – like Candide in Voltaire’s play before Candide concludes that there is no place like home – Morell is actually preparing people intellectually for the inevitable evolution to socialism predicted by Shaw and the other Fabian Socialists.  Morell is softening them up.  And that, I think, is the message and moral of the play.

This message is illustrated in the play by the actions and reactions of Burgess, Candida’s father, who is a nasty, greedy capitalist.  At the beginning of the play, Burgess berates Morell for wanting him to raise his workers’ wages.  Burgess complains that “You never think of the harm you do, putting money into the pockets of working men that they don’t know how to spend, and taking it from people that might be making good use of it.”  But at the end of the play, Burgess discloses that he has raised the wages of his workers because he wants to get some local government contracts, and the local government is requiring higher wages and better working conditions for the employees of its contractors.[6]

This turn of events exemplifies the message of the Fabians that capitalism will inevitably evolve into socialism, and do so with the help of the capitalists themselves.  It is a Panglossian world view that everything is ultimately for the best.  Morell is a wise fool and Candida is his helpmate in his wise foolishness.  And in this play, Shaw still seems confident in the beneficent outcome of social evolution.  But he does not stay so for long.

Shaw as Eugenics Socialist: A Race of Super(sic)men will save us.

Man and Superman: Shaw in Transition.

Man and Superman is a remarkable work.  And I use the word work to describe it because it is more than just a play.  It has four distinct parts.  First, there is a twenty-six-page introductory letter from Shaw addressed to a friend of his in which Shaw explains his reasons for writing the play and ostensibly outlines the philosophy behind the play. Then there is a forty-one-page pamphlet on social and political philosophy that has supposedly been written by the main character in the play just before the action in the play begins.

Then there is the play itself.  Finally, in the middle of the third act of the play, there is a long dream sequence which essentially constitutes a one-act play in itself, and is often performed by itself.  Each of the parts reflects a slightly different take on the ideas that the work discusses, including democracy and eugenics.  The different takes seemingly reflect Shaw’s ambivalence.

Man and Superman was written in 1903, ten years after Candida.  During that time Shaw’s belief in the inevitability of democratic socialism had been shaken.  The right to vote had been extended to virtually every male citizen in England, but progress toward democratic socialism had seemingly been stalled.  Shaw seemed unsure now whether the social evolution he had previously predicted in the Fabian Essays was going to come true, and whether ordinary people were willing and able to support such a change.  Eugenics now becomes a major issue for him.

Shaw is known for his ironic and satirical portrayal of almost everything, including his own pet ideas.  But in Man and Superman, he seems to be arguing with himself, satirically but seriously, and making fun of things in each part of the work that he takes seriously in other parts.  The ideas in the work are in turmoil, and their convolution seem to point toward Shaw’s devolution.

Introduction to Man and Superman: Letter to Arthur Bingham Walkeley.

Shaw’s introduction to Man and Superman purports to be a letter to his friend Arthur Bingham Walkeley explaining why Shaw has decided to fulfill Walkeley’s wish that Shaw write a play about the famous fictional character Don Juan.  It is a mock letter because Walkeley apparently never made any such request and because the play is not about Don Juan, with the partial exception of the dream sequence in the third act which features a character named Don Juan but isn’t about Don Juan’s well-known adventures.

The gist of the twenty-six-page letter is, instead, a diatribe about the need to breed a biological race of genius supermen who would be capable of choosing socialism as their economic system and running it as a democracy.  Such a development would also fulfill what Shaw sees as the underlying purpose of the universe, which is to produce beings of ever higher intelligence.

Shaw claims that the social evolution toward democratic socialism was being stymied by the low intelligence level of the average person.  He dismisses education as having failed as a means of elevating the intelligence of the general public, and he no longer has “illusions left on the subject of education, progress, and so forth.”  He insists that the problem is biological rather than educational and that there aren’t enough genetically intelligent people.  He is not advocating the elimination of unintelligent people because he thinks dumb people will not survive in the long run anyways in modern society.  What Shaw wants is for intelligent people to be directed to mate with other intelligent people.[7]

Shaw condemns what he calls the current system of promiscuous baby-making which is superficially controlled by men but actually controlled by women who invariably get over on the men.  Women are the baby-makers and in the process of natural selection, they determine the fate of the human race.  The problem is that women do not prioritize intelligence in choosing mates.  So, the system of natural selection must be replaced by a system of intelligent selection that will promote the artificial evolution of intelligent people.  The artificial evolution of super intelligent people will, in turn, supplement the social evolution of capitalist society toward democratic socialism.

While acknowledging that kings, aristocrats, and dictators of the past were even worse than democracy is today, Shaw complains that “We are all now under what Burke called ‘the hoofs of the swinish multitude.’”  He warns that “our political experiment of democracy, the last refuge of cheap misgovernment, will ruin us if our citizens are ill-bred.”  And he concludes his Jeremiad by predicting that “We must either breed political capacity or be ruined by Democracy.”[8]

At this point in his devolution, Shaw has not abandoned democracy, apparently deeming it the worst form of government except for all the rest.  But he is clearly disappointed with democratic government, society and culture.  Citing Nietzsche as his inspiration for the idea of the superman, Shaw claims that Man and Superman promotes intelligent breeding as a serious solution to the major social problems of his day.  But the seriousness of this suggestion is undercut by the mocking tone of the next part of the work.

The Revolutionist’s Handbook and Pocket Companion.

The Revolutionist’s Handbook and Pocket Companion is a forty-one-page political pamphlet supposedly written by John Tanner, who is the hero of the play Man and Superman.  On the title page of the pamphlet, Tanner identifies himself as “John Tanner, MIRC (Member of the Idle Rich Class).”  Then in the opening sentence of the pamphlet, Tanner defines a revolutionist as “one who desires to discard the existing order and try another.”  The flippancy of “MIRC” and the words “and try another” are a tip-off that this document is being written in a whimsical style.  Tanner seemingly does not intend for readers to take him seriously.  This is a different tone than that claimed by Shaw speaking as Shaw in his introductory letter to Walkeley.[9]

Although Tanner describes himself as an erstwhile revolutionist and declares that “any person under the age of thirty who, having knowledge of the existing order, is not a revolutionist, is an inferior,” he goes on to claim that all revolutions have been and must be failures.  “Revolutions,” he insists, “have never lightened the burden of tyranny: they have only shifted it to another shoulder.”  Setting himself up as a revolutionary and then knocking himself down, all on the first three pages.  So, what is the point of the handbook?  What does the revolutionist Tanner want?[10]

Eugenics.  Alluding to Nietzsche’s declaration that God is dead, Tanner claims that “Man must take in hand all the work he used to shirk with an idle prayer” to God.  Citing Nietzsche’s concept of the superman, Tanner claims that merely changing social institutions, such as transitioning from capitalism to socialism, would be irrelevant without creating a race of supermen to function in the new institutions.  “We must, therefore, frankly give up the notion that Man as he exists is capable of progress.”  Like Shaw in his introduction, Shaw speaking as Tanner promotes intelligent breeding, but he takes it a step further.[11]

Whereas Shaw focused on breeding for intelligence in his letter to Walkeley, Tanner insists that supermen must not merely be superior in intelligence but must also be creative, and be able to think outside of the box as we say today.  Tanner explains that “we want a superior mind,” but not if those minds are “conventional.”  Conventional geniuses will merely find ingenious ways to perpetuate the existing order.  They are worse for society than dummies.  Echoing Nietzsche, Tanner says that “Man must rise above himself.”[12]

Tanner does not want to pave the way for rule by individual supermen or an elite class of supermen.  He does not aim for dictatorship or aristocracy.  He wants to create a genuine democracy which he says can happen only if there is true equality among people.  In turn, true equality can happen only through controlled, intelligent breeding to produce a human species consisting completely of supermen.

Unlike many proponents of eugenics, such as the Social Darwinians, Tanner is not a racist and does not want to create a homogeneous or pure race.  To the contrary, he wants diversity in breeding so that combining all the best characteristics of the world’s racial and ethnic groups will make for the fittest human species.  Echoing Shaw in his prefatory letter, Tanner wants to breed for fitness and let the unfit die out naturally as part of the evolutionary process.

Fitness is a Darwinian term, as in the evolutionary survival of the fittest species.  Social Darwinians in the late nineteenth century defined fitness primarily in terms of strength and wealth.  The rich and the powerful were ostensibly the fittest people and the goal of evolution.  This was a misconstruction of Darwin’s evolutionary theory.  In Darwinian terms, fitness means being able to adapt to changing circumstances.  Adaptation could be hindered by great wealth, brute strength, and conventional intelligence, all of which might lead a person to insist on maintaining the status quo rather than changing to meet changing circumstances. Which is what Social Darwinians did then and their right-wing descendants do today.

Tanner is not a Social Darwinian.  He adopts Darwin’s conception of fitness and insists that “the survival of the fittest means finally the survival of the self-controlled.”   The fittest are those who can stay calm in the face of crises, can critique their habitual behavior, and can change their ways to fit a changing environment.[13]

In his plan for creating people fit for democracy and socialism, Tanner goes a step further than Shaw did in the introduction and he calls for the abolition of marriage.  Tanner claims that marriage is an obstructive and obsolete institution.  The institution of marriage tries to keep fit partners from procreating if they are not married or are married to someone else.  That is silly, Tanner claims.  And, in any case, it doesn’t work well.

Promiscuity abounds despite the restraints of marriage.  With all the promiscuity among married and unmarried couples, and with all the unwed mothering of children, Tanner claims that marriage won’t be missed by many when it is gone.  Just as the Fabians claimed that ninety-nine percent of people wouldn’t even notice the abolition of capitalism, Tanner claims they won’t miss the abolition of marriage.  Marriage is a fraud and an obstacle to genuinely diverse breeding.  With the end of marriage, intelligent breeding can fully proceed.

Tanner concludes his pamphlet with the proclamation that “Our only hope, then, is in evolution.  We must replace man by the Superman.”   And “The only fundamental and possible Socialism is the socialization of the selective breeding of Man.”  Dismissing Fabian Socialists as merely a bunch of talkers, he proposes that the British government create “a State Department of Evolution” to coordinate breeding policy.  But Tanner provides no specifics as to how this could or would be done.  Thus, he seemingly consigns himself to the class of mere talkers and relegates his big ideas to humorous oblivion.[14]

The Play Man and Superman.

Man and Superman is a delightfully witty play but it is intellectually the least interesting part of the work in which it is placed.  The first two acts are a drawing room comedy in which the self-styled revolutionist John Tanner is being stalked by a young woman, Ann Whitefield, who wants to marry him.  Ann is a smug, all-controlling woman, not unlike Candida in this respect, but Ann is also passive-aggressive in her relations with others.  She plays on their guilt feelings to get over on them and get them to do what she wants, and she eventually guilt trips and guilt traps Tanner into marrying her.  Tanner complains of her “damnable woman’s trick of heaping obligations on a man, of placing herself so entirely and helplessly at his mercy,” that he has to do what she wants.  Ann is being pursued by Tanner’s best friend Octavius Robinson who desperately wants to marry Ann.  Ann toys with Octavius while maneuvering to snare Tanner.[15]

Tanner struts and spouts radical anti-marriage epigrams throughout the play.  He is described as “a megalomaniac” who exudes “a sense of the importance of everything he does.”  He carries himself with “Olympian majesty” and “his frockcoat would befit a prime minister.”  He is “prodigiously fluent of speech,” a wise guy always ready with a wise crack rejoinder.  As Shaw says of himself in his introduction to the play, Tanner’s stated goal is to epater le bourgeois and make himself obnoxious to most of those around him.  And Tanner thinks that his authorship of The Revolutionist’s Handbook and Pocket Companion has put him completely beyond the pale of middle-class acceptability and beyond the reach of any middle-class woman.  He is wrong.[16]

As with Morell in Candida who is patronized by his wife for his radical views, Tanner is patronized for his views by Ann, who doesn’t think he really believes the things he says in his pamphlet.  And, seemingly he doesn’t because he lets himself get caught in Ann’s marital web.  This is a key difference between Morell, who really does believe in his socialist views, and Tanner who is seemingly too flippant to really believe in anything.  In moving from Candida to Man and Superman, the heroes of Shaw’s plays have gone from sincere to cynical, which seemingly reflects Shaw’s own descent.  Another key difference in the plays is that Candida tried to help her husband promote his socialistic views, whereas Ann tries to wean Tanner from his views and seemingly succeeds.

Tanner is a self-styled know-it-all, but he is completely oblivious that Ann is maneuvering and manipulating him until he finds himself trapped.  At that point, he makes a desperate run for freedom in the third act to the Sierra Nevada Mountains in Spain.  There, he falls in with a band of bandits who identify with various left-wing ideologies, as anarchists, social democrats, or nihilists.  Tanner and the bandits bandy about various socialistic ideas that seem ridiculous in the circumstances.  The play essentially mocks the ideas of socialism that were seriously promoted in the Fabian Essays and Candida, as well as the ideas promoted in Tanner’s pamphlet and Shaw’s introduction to the play.

Tanner is followed by Ann to the Spanish mountains and in the fourth act, he gives in to marrying her and settling down.  “Marriage is to me an apostasy,” he complains, and “the young men will scorn me as one who has sold out.”  But he, nonetheless, seems reconciled to marriage and happy to do it.  In the last lines of the play, Tanner is still ranting to his fiancé and their friends against marriage and middle-class respectability.  When someone engages in a side conversation, he looks around to see if anyone is listening to him.  Ann tells him: “Never mind dear, go on talking.”  Tanner responds in seeming bewilderment with the word “Talking,” and everyone laughs.  All he has been doing throughout the play is meaningless talking.[17]

The play ends up essentially as a lot of ado about nothing.  Shaw has promised us something radical in his introduction and in Tanner’s pamphlet, but he has delivered a fairly conventional comedy of manners.  Witty and well done, but rather tame and quite cynical in its overall tone.  A far cry from the sincere tone of the Fabian Essays and the underlying optimism of the play Candida.  Shaw is seemingly a man arguing against himself and losing the argument.

Don Juan in Hell

In the middle of the third act of the play, Tanner is camping with the bandits in the Spanish mountains when one night he has a dream.  It is a dream about Don Juan in Hell, and it consists of a debate between Don Juan and the Devil about the advantages and disadvantages of Heaven and Hell.  They are joined by other characters from the traditional Don Juan story, including Ann whom Don Juan was in the process of seducing when her father intervened and Don Juan killed him.  Don Juan in the dream looks like Tanner and Ann in the dream looks like Ann in the play.

In this dream, dead people get to choose between an afterlife in Heaven or in Hell.  Hell is a festive place of selfish pleasure.  Heaven is a dull place of good intentions and good works.  Many people who were good in life choose to spend their afterlife in Hell.  Many people who were bad in life choose to spend their afterlife in Heaven.  Having spent many hundreds of years in Hell, Don Juan has decided to move up to Heaven.  

In so doing, Don Juan inveighs against an existence of mere pleasure and in favor of a purposeful existence.  This was a major theme of Shaw’s introduction: that the universe has an evolutionary purpose and that man’s purpose was to further that of the universe.  The Devil replies that in the overall scheme of things a purposeful life is really a meaningless life: “You think,” he tells Don Juan,” that because you have a purpose, Nature must have one.”  Based on his eternity of existence, the Devil assures Don Juan that the universe has no purpose and that the idea of making things better is foolish.  “Where you now see reform, progress,” he explains, is really “nothing but an infinite comedy of illusion.”  And he cites numerous examples of human perfidy and the failure of reformers.”[18]

Reformers, the Devil claims, invariably do awful things in the name of reform.  And “Men,” he chides Don Juan, “are never at a loss for an excuse for killing one another.”  When Don Juan accepts the idea of killing for a good cause with “What of that?” I think we are expected to see that the Devil is right in his cynicism toward Don Juan’s newly found moralism.  And when Don Juan then cites Nietzsche in support of his goal to make men into supermen, I think we are expected to agree with the Devil’s reply to “Beware of the pursuit of the Superhuman.  It leads to an indiscriminate contempt for the Human.”  As in Milton’s Paradise Lost, the Devil has most of the best lines in this playlet, except that Shaw, unlike Milton, seems to mean it.   It’s a cynical message and just the opposite of the message Shaw conveyed in his introductory preface.  Shaw seems in this work to be in the throes of contradiction.[19]

Shaw as Dictatorial Socialist.  A Super(sic)man will save us.

The Apple Cart: The Preface.

As Shaw became steadily more discouraged by the prospects and practices of democracy, he became more interested in authoritarian solutions to social problems.  In 1929, he premiered a play called The Apple Cart.  In the play, the prime minister of England is trying to get the King to stop publicly criticizing the prime minister’s policies.  He wants to muzzle the King.  The King’s response is to threaten to resign as King, run for Parliament, and try to become prime minister.  Since the King is apparently more popular than the current prime minister, the King would probably win and, thereby, “upset the apple cart.”  In the end, the prime minister backs down and things go on as before.[20]

As was Shaw’s usual practice, he wrote a long preface to the play, a twenty-three-page preface for a seventy-page play.  In the preface, Shaw explains his ideas behind the drama and defends autocrats.  He claims that kings, who serve for life, generally have more governmental experience and expertise than elected politicians since “the king works continually whilst his ministers are in office for spells only.”  And kings, Shaw claims, must gain their ends aboveboard.  Elected politicians, in contrast, gain their ends through sleazy “selfish methods of dominating the feebly recalcitrant, the unreasonable, the timid, and the stupid.”  Citing Mussolini for support, Shaw justifies kings and others autocrats “making a desperate bid for dictatorship on the perfectly true plea that democracy has destroyed all other responsibility.”[21]

Shaw goes on to claim that Abraham Lincoln was a “demagogue” and a “humbug” when Lincoln proclaimed that government should be “of the people, for the people, and by the people.”  Of and for the people, yes.  By the people, absolutely no.  Ordinary people, Shaw sardonically wrote, can’t write good laws any more than they can write good plays.  As capitalism has become more socialistic, he explains, with “a huge communistic framework of public services and regulations,” it has become imperative “to construct a political system for rapid positive work.”  So, Shaw concludes, we must get rid of “all the pseudo-democratic obstructive functions” of our political system.  That is, we must get rid of what most of us think of as democracy and replace it with an authoritarian regime that can get things done quickly and efficiently.[22]

The Apple Cart: The Play.

The Apple Cart is a genial but immensely cynical play.  It is witty but wordy, consisting entirely of debates among the various characters about politics.  King Magnus, a fictional King of England, is the main and most sympathetic character.  He is jousting for power with the elected Prime Minister Proteus and Proteus’ cabinet ministers, and he has been making public statements critical of Proteus and his ministers.  He is making life hard for them.

Proteus and the other ministers complain that the King is interfering with their efforts to do the public weal, and is undermining democracy in the country.  The King replies that “democracy is humbug” and that he is only trying to protect the public from the unbridled incompetence and corruption of the elected government, and “the tyranny of popular ignorance.”  “Only the king,” he claims, “is above that tyranny” and he alone stands for “conscience and virtue.”[23]

Democracy and the public take a complete beating in the play, even from the democratically elected officials.  The economics minister, Bill Boanerges, for example, is the leader of the country’s trade unions, a worker who has worked his way up from poverty to officialdom.  In describing his relationship to his constituents, Boanerges says “I say to them ‘You are supreme: exercise your power.’ They say, ‘That’s right: Tell us what to do.’”  So, he does.  The public wants “a strong man,” Boanerges claims, someone to tell them what to do.  “That’s democracy,” Boanerges concludes and, although he is portrayed as a pompous ass, he seems to be speaking for Shaw.[24]

A side theme in the play is Shaw’s ongoing portrayal of women as predators and as the power behind the male throne, in this case literally.  King Magnus has an enchanting mistress, Orinthia, whom he can’t do without.  She is a self-styled goddess who claims that ordinary people exist “to sweep the streets for me.”  Her claim to greatness consists in her being, not in her doing. “Do not pretend,” she tells the King, “that people become great by doing great things.  They do great things because they are great.”  She essentially articulates Shaw’s case for supermen.[25]

Orinthia wants the King to divorce his dowdy housewife Jemima so she can have a chance to do great things as his Queen.  He won’t do it.  “You gathered me in like a daisy,” he replies to Orinthia, and he tells her that he cannot give her up, but he cannot marry her.  He needs his housewife Queen.  She takes care of him so that he can play the role of King.   This is very similar to Candida’s relationship with Morell in Candida.  In the last lines of the play, the King whines that he does not want to eat his dinner, but his nanny wife leads him off to the dining room with the words “Come on, like a good little boy.”[26]

Although Shaw claims in his preface to The Apple Cart that the play deals with socialism, there is nothing in the play about socialism.  All the characters seem to agree that big corporations run everything and that neither they, the politicians, nor the public have any real power or ability to change things.  The play consists entirely of witticisms and political backtalk, and it is all about the game of politics and politics as a game.  Nothing about social and economic policy.  It is as though all that matters is who is in power, not what anyone stands for or actually does.  It is a thoroughly cynical play.

By the time of The Apple Cart, Shaw had come a long way ideologically since his contributions to the Fabian Essays.  Although he still supported what he called socialism, his support for democracy had virtually disappeared along with his faith in the intelligence of the general public.  And as Shaw’s support for dictators increased, so did his support for eugenics.  Although he ostensibly based his political views on Darwin and Nietzsche, Shaw’s ideas reflected a misreading of them both.  A common misreading by many people then and now, and a source of ideological confusion from then to the present-day.

Evolution and Supermen: Shaw’s Misunderstanding of Darwin and Nietzsche.

Like most intellectuals in Europe and America during the late nineteenth and early twentieth centuries, Shaw was strongly influenced by what he took to be Darwin’s theories of evolution.  Like many intellectuals during this period, Shaw was also greatly influenced by what he took to be Nietzsche’s theory of the superman.  And like some intellectuals during this time, Shaw tried to put the two theories together.  The problem is that Shaw got Darwin and Nietzsche wrong, and he got them wrong in ways that fueled his increasingly illiberal and undemocratic views, and that continue to fuel people’s illiberal and undemocratic views to the present day.

Shaw’s misreadings of Darwin and Nietzsche have been especially common in right-wing political circles. The theory of evolution and the idea of the superman were misused to justify right-wing Social Darwinism in the late nineteenth century and Nazism later in the twentieth century.  Shaw did not intend to find himself in this right-wing company.  Even as his views devolved, he always meant well and hoped to do something to help humankind, and remained committed to socialism.

In his support for Mussolini, Hitler, and Stalin, Shaw was seemingly misled in part by the fact that Mussolini had been a leader of the Italian Socialist Party before he turned fascist, that Hitler was the leader of the National Socialist People’s Party, the full name of the Nazis, which initially had some self-styled socialist members, and that Stalin was the Communist leader of the Union of Soviet Socialist Republics.  They were dictators who used the word socialism.  Shaw was a wordsmith who was often a captive of words.  He got fooled by their socialistic rhetoric or, rather, fooled himself.  Other progressives who have supported revolutionary dictators and dictatorial regimes that were ostensibly socialistic have similarly been fooled or fooled themselves, and their thinking has often followed an anti-democratic path similar to Shaw’s.

Nietzsche and Napoleon.[27]

Shaw’s illiberal and undemocratic ideas flowed naturally and logically from his misunderstanding of Darwin and Nietzsche.  His flawed premises led him to right-wing conclusions, despite himself.  Other progressives have started with similar premises and followed a similar path although they did not specifically cite Darwin or Nietzsche as their mentors.  The ideas were essentially the same, as were the consequences.

Shaw’s misunderstanding of Nietzsche began with his acceptance of the common mistranslation of the German word ubermensch as superman.  Shaw effectively became a captive of that mistranslation.  Nietzsche was a proponent of what he called the ubermensch, which both literally and figuratively translates into English as overman.  An overman is a very different being from a superman.  Although Nietzsche’s language with respect to the overman is inflated and extravagant and he portrays the overman as a superior person in power and glory – Napoleon Bonaparte is his model – Nietzsche’s overman is not necessarily superior to other people in his natural powers.  He is not a superman with super powers.[28]

Nietzsche’s overman is an uncommon man because he overcomes what is common in himself and overcomes the conventions of common people.  He is continually making and remaking himself.  “I teach you the overman.  Man is something to be overcome” Nietzsche’s alter ego Zarathustra proclaims in Thus Spoke Zarathustra.[29] The overman is in a continual state of becoming, never satisfied with what he has done or become, but always seeking to go beyond himself.

Nietzsche’s language is bombastic, caustic and elitist, but his ideas, including the idea of the overman, don’t have to be interpreted that way.  Nietzsche wrote in the style of epater le bourgeois that was popular among avant garde writers in the late nineteenth and twentieth centuries, and that Shaw adopted.  Shaw, however, seemed to get caught up in Nietzsche’s rhetoric, lost the track of Nietzsche’s reasoning, and got led astray.

The overman essentially lives according to Jean Paul Sartre’s existentialist formulation that “we are not what we are and we are what we are not,” that is, we are continually making choices that define who we are and the definition of ourselves is continually changing.  We are our choices, and an overman is continually changing through those choices.  In this view, overcoming can be done by anyone who is willing to go beyond themselves and beyond the conventionalities.  And you do not have to be a high-brow intellectual like Shaw and his colleagues to do this.

Nietzsche’s praise for Napoleon was not primarily based on his military conquests and his overcoming of other people but on Napoleon’s conquest and overcoming of himself.  There is a story about Napoleon that I think can be used to illustrate Nietzsche’s idea of the overman.  It is said that at the start of some battle, Napoleon’s adjutants came hurriedly up to him with the worrisome news that the enemy was adopting a tactic for which they had not prepared.  “What should we do,” they wailed.  Napoleon supposedly replied with complete calmness, “First, we will commit ourselves, and then we’ll see.”  It was a characteristically enigmatic response, and there is at least a triple-entendre embedded in Napoleon’s reply.

First, there is the pragmatic meaning that we will decide what is best to do once we have seen the way things develop from our first forays.  Such a pragmatic response was typical of the resourceful Napoleon, who could change tactics at will.

Second, there is an epistemological meaning, that seeing comes from commitment.  You see only through commitment to something that requires that seeing.  Seeing is purposeful, and seeing a thing is a pragmatic consequence of deciding to do something about that thing.

Finally, there is an ontological meaning that self-development is based on commitment.  We commit ourselves and then we see what we become.  In this regard, it is almost an existentialist statement similar to Sartre’s existentialist formulation on becoming.  With each tactical change, Napoleon was overcoming his past practices, evolving in a new way, and redefining himself.

Each of these meanings is inherent in Nietzsche’s idea of the overman.  They are very different from the reading of Nietzsche that Shaw fell into, a reading that extols domination over other people.  In Shaw’s case, it was the domination by progressive intellectual politicians over the masses of people for their own good, but the same misreading was used by the Nazis to rationalize their brutalitarian domination over the masses.

Darwin and Cockroaches.[30]

Shaw got Darwin wrong because he read two consequential ideas into evolutionary theory that aren’t there.  First, he read evolution teleologically, as though it has some preordained purpose and goal.  Second, he claimed that the driving force behind evolution, its preordained purpose and the meaning of the universe, was the rise of intelligence, with human intelligence as the goal.

Evolution, in Shaw’s view, was the preordained ascent of humans from amoebas in the primeval muck to masters of the universe.  Evolution was based on survival of the fittest, and intelligence was the key to fitness.  Measures of intelligence would indicate which species, which societies, and which individuals would have the ability to adapt and survive in changing circumstances.

Shaw’s was a view that was common among scientists in his time and is still common among laypeople today.  In this view, evolution has been a straight-line development of ever-higher high-brow intelligence, that is, the kind of logical and linguistic intelligence that has historically been most valued in Western culture.  Individuals evolve, species of individuals evolve, and societies evolve, and the key to all of this evolution is intelligence.

In this view, humans are uniquely capable of using their intellects to creatively adapt their environment to themselves, to change their circumstances to fit themselves, rather than merely responding to circumstances mechanically through instinct and trying to adapt themselves to their environment.  And for this reason, humans are supposedly the fittest creatures on earth.  This view is, however, a misreading of Darwin and is not supported by science.

In evolutionary theory, adaptability does not require high-brow intellectuality.  And evolution does not seem to go in a straight line with respect to the development of any biological characteristics or any species, let alone a trend toward greater intelligence.  Species come and go, survive, thrive and die out, in ways that do not seem logical or preordained toward any goal. But like many people, Shaw fell prey to the sort of human-centered thinking that kept people for so many centuries from recognizing that the earth is not the center of the universe.

One of the longest surviving and most adaptable creatures in the world, for example, is the cockroach, which has been around for some three hundred and fifty million years, far longer than humans have and far better equipped to survive the environmental disasters that humans are wreaking on the world.  And cockroaches are not known for their high-brow intellectual abilities.

Adaptability, in fact, comes in many different forms and many creatures have the ability to creatively adapt their circumstances to themselves.  Beavers are well known for their engineering skills in building dams to make homes for themselves.  Giraffes act as foresters when they make room for acacia trees, the leaves of which they particularly like, by killing the seedlings of other types of trees.  Black ants act as shepherds when they cultivate herds of black flies for food, anesthetizing them so that they won’t fly away, and then milking them for a fluid that the ants consume.  Termites act as farmers when they regurgitate wood to fertilize fungi that they cultivate for food.  Humans are not the only creatures that creatively work with their environments, nor are we the best or most efficient.  Just say “global warming.”

Shaw also had it wrong when he claimed that intellectuality was the key to human development and evolutionary success.  While human intellectuality is probably the most spectacular thing about humans as compared to other species, it is not the most important thing about humans that has enabled us to survive and thrive.  It is our sociability, our ability to live and work together, too cooperate with each other and care for each other, that has enabled us to adapt to changing circumstances and fit us, so far, for survival.  What is called “interpersonal intelligence” by Howard Gardner and other psychologists is the key.  We humans have a naturally high level of interpersonal intelligence or empathy, some of us more than others, but all of us are capable of being cooperative.

We are “social animals” in Aristotle’s words. So that even though we humans have few survival instincts and have to invent most of the things and skills we need to survive, it is through cooperation that we do this.  It is cooperation that extends to the past, as we learn from our predecessors’ failures and build upon their achievements.  It is the cooperative accumulation of knowledge and skills over time, passed down through the generations, that has enabled humans to survive and thrive.  It is cooperation that extends to the future as we try to make the world better for our descendants.  Most of all, it is cooperation with our comrades as we try to make our way together in the world.  Shaw never seemed to get the importance of cooperation and did not portray it well in his plays.  His characters were merely groupings of individuals without any sense of solidarity.  His failure to understand cooperation was a key factor in his political devolution.

Shaw’s advocacy of eugenics was based on his belief that human intelligence had reached a point at which humans could have some effect on evolution, still riding the wave of evolution’s predetermined course, but able to make some useful adjustments to that course.  He wanted people to use their intelligence to breed for even greater intelligence and for greater equality in intelligence. Shaw believed that a human race of super-intelligent supermen could be genetically produced like breeding purebred dogs.  But the traits that he wanted people to have, namely intellectual flexibility and pragmatic adaptability, do not seem to be biologically inheritable.  Whether Shaw liked it or not, these are traits that are learned and then honed through practice.  And they are not confined to bookish intellectuals like Shaw and his colleagues.

Educators from the turn of the twentieth century to the present day, including John Dewey then and Howard Gardner more recently, have shown that humans are endowed with multiple types of intelligence.  Bookish intelligence is only one among a half dozen or more different types of natural aptitude.  Every person has more or less of each aptitude, and different people can be more or less taught to excel in each of the aptitudes.  Contrary to Shaw’s contention, no one is uneducable and everyone can learn to think outside the box and creatively respond to their circumstances.  This is something that I learned from embarrassing personal experience.

When I was in college, I had a summer job as a temporary worker on a cleanup crew at the Merchandise Mart in Chicago.  None of the regular members of the crew had gone to college, some of them were barely literate.  Most of them were racists and anti-Semites, and they often targeted me with bigoted comments because I am Jewish.  I began the job with feelings of superiority over these guys.  My coworkers were clearly worse than ignoramuses when it came to academic subjects, cultural issues and social relations, the sorts of things in which I excelled.  But they sure knew how to clean a building.

This was not a simple broom and dust cloth operation.  There were lots of cleaning products and equipment to deal with, and different treatments were necessary for different surfaces.  It was complicated.  The work required intelligence, expertise, and even creativity, and my coworkers had invented many novel ways of doing things.  They took pride in what they did, and they did it well.  Time and again, they would have to instruct me in how to do something.  And despite the bad feelings between them and me, they made sure I knew how to do things right, and that the work was properly done.  I often felt like a fool.  In my memory of those times, I still do.

But I learned some important things that summer that I have tried not to forget ever since.  The first was that I was not as smart and superior as I had thought.  The second was that people can be dumb about some things but smart about others.  Finally, I learned that people who are otherwise bigoted and hostile may be willing to cross boundary lines to work with outsiders on a common project.  Those guys were willing to overcome, or at least overlook, their prejudices to work with me – a privileged member of a despised ethnic group – and to teach me and mentor me when it came to doing the work we had in common.  And I learned to overcome my arrogance and to work with them, despite their prejudices and their rude and crude behavior.  Perhaps my experience at the Merchandise Mart can be seen as a model of democracy at work.

Shaw was able to recognize the talents of unintellectual people and attribute what we would call multiple types of intelligence to them.  In Man and Superman, he has a character who is a chauffeur and auto mechanic.  The man is portrayed in favorable terms as a clever mechanic and down-to-earth thinker.  But he is also portrayed as the kind of person in whom the government could not be entrusted.  This disparaging view of unintellectual people is what ultimately led Shaw to become increasingly authoritarian in his politics, and it’s where I think he went wrong.

The Bad News and the Good: Democracy and Education.

Shaw had it wrong when he claimed that a high level of high-brow intellectuality was the key to a successful democracy.  Resting his hopes for democracy on the evolution of a race of super-intellectuals, at first through education and then through eugenics, Shaw was setting himself up for a rejection of democracy.  His race of super intellectuals was impossible.

But it was also unnecessary.  It is our natural and necessary cooperativeness that makes democracy possible.  And it is through the cultivation of that cooperativeness, through education and experience, that social progress can occur.  Historically, lasting social reform has come from the bottom-up and not from the top-down as Shaw would have it.  Unfortunately, not all of us recognize or accept the fact of our natural sociability.

Dark periods in history are almost invariably a consequence of egoism and selfishness or fear and hatred coming to the fore.  Those emotions are part of the human makeup, and they can be cultivated or provoked so that hostility overcomes our empathy and sociability.  It is also the case that some of us are incapable of feeling empathy or acting socially.  Think Donald Trump.

We in United States have been bombarded with right-wing Social Darwinism in various forms, with its emphasis on selfish individualism and hostility to others, for the last one hundred twenty-five years.  This miseducation has colored most Americans’ ideological responses to social issues. As result, when Americans are asked ideological questions, they generally give right-wing answers. When, for example, people over the last century have been asked whether or not they support social programs to help the poor or minorities, the results have generally been that two-thirds of the respondents are against such programs based on their adherence to an individualist ideology.

But, when people have been asked more concrete and personal questions as to whether the government should keep people from starving or being discriminated against, the results have generally been two-thirds in favor.  Ideologies and ideological questions are cold blooded and generally get cold-blooded answers.  But concrete questions about specific people evoke empathy, and the overwhelming majority of Americans then support a cooperative response.

The bad news of our time is that systematic racism and sexism permeate American society, and some one-third of the people could reasonably be considered fascists.  They are inspired by fear and hatred against blacks, Hispanics, immigrants, liberals, Muslims, Jews, gays, peaceniks, and anyone else who seems to them to be a threat to their privileged existence as white people.  These Americans are anti-democratic in ideology and authoritarian by nature.  They are encouraged by the current President of the United States and they support him.

But these are mostly old people, especially old white men, who remember the good old days of unrestricted white male dominance over everyone else.  And although they are mounting a last ditch, scorched earth-defense of their privileges in the form of Trumpism, their day is passing.  The good news is that every generation of young people since the 1960’s has been more progressive than the last, and these progressive young people will soon be running the country.  If we survive the damage of the “apres moi, le deluge” assault on the world by the Trumpists, there should politically be better days ahead.

As I am writing this essay, the world is engulfed in a pandemic that is being spread by people breathing, coughing and sneezing on each other.  We have been told by all the leading scientists and doctors that the single best way to prevent the spread of the disease is for people to wear face masks.  Wearing a mask is, thus, largely an empathetic and cooperative action that helps others and the society as a whole.   Unfortunately, the President and his right-wing supporters have made wearing masks an ideological issue.

Some two-thirds of the American public say that they support wearing masks and wear masks themselves.  The one-third who oppose the masks and don’t wear them generally do so on the grounds of either individualistic ideology or pure I-don’t-want-to-be-bothered selfishness.  While the individualistic behavior of this minority of people has so far wreaked havoc on efforts to contain the disease, it is still significant that the overwhelming majority of Americans support the cooperative effort.

The guys that I worked with at the Merchandise Mart were filled with fears and hatreds of people unlike themselves.  But they had sufficient empathy to work with me toward a common goal.  That, I think, is the key to adaptability and survival.  It is a natural human attribute that needs today to be applied to broader social and political ends, as it has been in the past and still can be.  That is a task for education and it is the test for democracy.

Finale: Should we cancel Shaw?  I say “No.”

So, what are we to make of Shaw?  Shaw got a lot of things wrong but I think he didn’t mean it and he wasn’t mean about it.  Shaw promoted eugenics and railed against democracy in ways that were similar to those of racists and fascists in his day.  But his intentions were humane.  He hoped to use eugenics to breed a more egalitarian human race of highly intelligent beings. Shaw’s intentions were in sharp contrast with those of the Social Darwinians and the Nazis who wanted to use eugenics for inegalitarian and inhumane purposes.

Shaw also promoted dictators in terms similar to those used by the fascists.  But, again, his intentions were humane.  Shaw hoped that dictators could bring about a socialist transformation that would make a better life for the masses of people. His goal was in sharp contrast to that of the right-wing authoritarians who wanted dictators to keep down the masses and force people to accept a miserable existence.

So, what to do with Shaw?  When dealing with ideas and actions that are unacceptable to us today but that were within the range of respectability in the past, I try to make a distinction between what could be called genteel wrongheadedness and vicious wrongdoing.  Genteel wrongheadedness is often a kind of snobbery.  It is looking down on others as inferiors, as when some people say that Jews are socially unacceptable or that Jewish businessmen are all shysters.

Vicious wrongdoing is an attempt to actively do harm to another group, as with the Nazis and the QAnon people who think that Jews are running and ruining the world and must be wiped out.  Genteel wrongheadedness is unacceptable but not necessarily unforgivable. Vicious wrongdoing is unacceptable, unforgivable, and unforgettable.  Charles Dickens was, for example, a genteel racist toward Jews, but he is still one of my favorite authors.

I think we can characterize Shaw as genteelly wrongheaded, as someone who looked down upon ordinary people but meant them no harm.  To the contrary, he hoped to make the world a better place for everyone through eugenics and dictators.  He explicitly refused to target any group for oppression.  He expressly rejected any restrictions on people he considered unintelligent.  He merely wanted to encourage mating among the intelligent.  I think that Shaw was idiotic in his support for eugenics and dictators, but not vicious.  His views are unacceptable and must be condemned, but I don’t think he need be cancelled.

I think we can continue to enjoy his plays without moral qualms, albeit with the cautious and critical attention with which we should approach any work from another time and place.  To those of us who believe in democracy, his plays offer an intellectual challenge to see the flaws in his works and hone our own beliefs.  Shaw was very smart and very clever.  If you are not careful, he can snare you into his way of thinking without your being aware of it.  Reading him with critical attention is good practice.

His plays also offer us an opportunity to analyze how and why a person devolves politically in the way that Shaw did.  His example might help us to understand the devolution of American politics, and help explain how a populace that twice elected Barack Obama could have then elected Donald Trump.  For these reasons, I think his plays should continue to hold a place in the literary canon of our times.

BW   8/30/20

Footnotes:

[1] Fabian Essays.  George Bernard Shaw, Ed. Kindle Books: Pantianos Classics:

[2] Candida. George Bernard Shaw.  New York: Signet Classic, 1960.

[3] Ibid. Pp.201, 208.

[4] Ibid. P.233.

[5] Ibid. P.210-211.

[6] Ibid. P.186.

[7] Man and Superman. George Bernard Shaw. “To Arthur Bingham Walkley.” New York: Signet Classic, 1960. P.251

[8] Ibid. Pp.250, 251.

[9] Man and Superman. George Bernard Shaw. “The Revolutionist’s Handbook and Pocket Companion.”  New York: Signet Classic, 1960. P 406

[10] Ibid. P.407

[11] Ibid. P.408

[12] Ibid. P.416

[13] Ibid. P.417

[14] Ibid. Pp.432, 433.

[15]  Man and Superman. George Bernard Shaw. “The Play.” eBook: Start Publishing LLC., 2012. P.33.

[16] Ibid. P.10.

[17] Ibid. P.134

[18] Man and Superman. George Bernard Shaw. “Don Juan in Hell.”  New York: Signet Classic, 1960. Pp.370-371

[19] Ibid. Pp.350, 352, 373.

[20] Plays Political. George Bernard Shaw. “The Preface.” London: Penguin Books, 1986. P.95

[21] Ibid. P.11, 12, 14.

[22] Ibid. Pp.15, 18-19, 21, 28.

[23] Plays Political. George Bernard Shaw. “The Play.” London: Penguin Books, 1986. Pp 62,66, 67

[24] Ibid. Pp.43-44

[25] Ibid. P.77

[26] Ibid. Pp.79, 102

[27] On Nietzsche, see Walter Kaufmann. Nietzsche: Philosopher Psychologist Antichrist. New York: Meridian Books, 1966.

[28]Friedrich Nietzsche. Beyond Good and Evil. New York: Vintage Books, 1966. P.178.

[29]Friedrich Nietzsche. Thus Spoke Zarathustra in The Portable Nietzsche. New York: Viking Press, 1954. P.124.

[30] On Darwin, see Janet Browne. Charles Darwin: The Power of Place, Vol. II. New York: Alfred A. Knopf, 2002. 

Whatever happened to socialism? Axel Honneth tries to revive the socialist ideal in “The Idea of Socialism.” Is it an idea whose time has come, gone, and maybe come again? Maybe.

Whatever happened to socialism?

Axel Honneth tries to revive the socialist ideal in The Idea of Socialism.

Is it an idea whose time has come, gone, and maybe come again?  Maybe.

Burton Weltman

“We can be together.”

Jefferson Airplane.

Introduction: Whatever happened to socialism?

One of the more perplexing political developments of the last forty years or so has been the disappearance of the idea of socialism from public conversation.  For the previous 150 years, socialism was an idea, ideal and political movement that had to be contended with, whatever one thought of it.  It is no longer.  What happened and what, if anything, can or should be done about it?  And does the recent emergence of socialist Senator Bernie Sanders to prominence (I am writing this in October 2017) signal a revival of the idea of socialism in the United States?

Axel Honneth is a German philosopher and the author of The Idea of Socialism: A Renewal.[1]  He contends socialism is the last best hope for mankind, and the alternatives are grim.  He is, thus, heavily committed to reviving socialism.  Honneth thinks he knows why socialism has faded, and how to revive it.  His book is only 120 pages long, but the arguments are dense and intense.  Honneth’s exposition relies heavily on John Dewey, an American philosopher, educational reformer, and social activist who flourished during the first half of the twentieth century.

Dewey is considered one of the founders of pragmatism, along with C.S. Peirce and William James.  Pragmatism is generally considered America’s major contribution to world philosophy, as well as America’s own philosophy, because its emphasis on practicality reflects American culture.  Pragmatism holds that the meaning of a thing is how it works, and the value of a thing is the extent to which it works, that is, how well it fits in with the best available evidence.  Pragmatism is a broad-based philosophy upon which Dewey based his progressive educational reforms and his socialist theories.  Dewey’s idea of socialism is particularly American.  For this reason, I think Honneth’s book has particular relevance for Americans.

The purpose of this essay is to explore the questions raised by Honneth, and his answers.  As a self-styled socialist, I, too, think these are important questions.  My conclusions about Honneth’s book are that his theoretical discussion of socialism, and his proposal that socialists go forward through building on grass roots organizations, are excellent.  But I think his historical argument, that socialism faded because of foolish mistakes made by early socialists that were then foolishly perpetuated by socialists thereafter, is faulty.  And I believe that the prevalence of this historical argument among socialists today is itself a part of the problem with socialism.

Questions: How can that be?

Socialism was an idea and an ideal that animated most American reform movements from the late nineteenth century through the first half of the twentieth century.  Ideas derived from socialism underlay the reforms of the Progressive Era, the New Deal, and the Great Society, reforms which became the foundation of America’s social welfare programs, health and safety regulations, economic controls, and environmental protections.  How is it that in the United States today socialism is positively regarded by almost no one?[2]

John Dewey was widely regarded as the most influential thinker in America from the late nineteenth century through the first half of the twentieth century.  He was “universally acknowledged as his country’s intellectual voice.”[3]  His opinions on almost every social and political issue were regularly reported in the mass media, such that “it is scarcely an exaggeration to say that for a generation no issue was clarified until Dewey had spoken.”[4]  How is it that in the United States today Dewey is known by almost no one?[5]

Donald Trump exemplifies most of the worst in American society, and embodies the lowest forms of racism and misogyny, ethnic intolerance and religious bigotry, selfishness and self-centeredness, bullying and cowardice, and nothing of the humanitarian ideas and ideals of John Dewey or the socialists.  How can it be that in the United States today he is the duly elected President?

Scenarios: Socialism in everyday life.

Six people are on a basketball court.  They have not been previously acquainted.  They split into two teams of three people each, and begin a half-court game of basketball.  Within five minutes, the players on each team have bonded with each other.  They are positioning themselves to play to their teammates’ strengths, passing to each other, blocking for each other, compensating for each other’s weaknesses, each finding a role that plays to his/her strengths while helping the team, and each subordinating his/her ego to promote the success of the team.

Six people in a family are sitting around a kitchen table, two parents and four children of various ages.  The family has limited financial resources.  They are discussing how to manage their finances so as to maximize the opportunities of each person and promote the success of the whole family.  All see themselves in the same boat, and each is looking out for the other.

Six workers in a workshop are standing around a machine.  They are discussing how to organize a project so as to complete it most efficiently and effectively.  They dole out assignments based on the relative skills of each worker, so as to play to the strengths of each and promote the success of the group.  The joint project is the center of everyone’s attention.

Six children are playing a game in a schoolyard, with each of them taking a turn, until one of them, the biggest, tries to bully the smallest out of a turn.  The others band together in refusing to let the bully do that, defending the rights of the smallest child and, thereby, upholding the integrity of the game and promoting rapport within the group.

Each of these scenarios exemplifies the socialist maxim of Karl Marx that “the self-development of each is the basis for the development of all,” that is, in the words of The Three Musketeers, it is “one for all, and all for one.”  They are the sorts of scenarios that play out millions of times every day in the United States.  And they represent socialism in practice.  That is, most people, including most Americans, are instinctively socialists.  So, why is it that the idea of socialism is so little accepted here?

Definitions: Socialism, Capitalism, Individualism, Social Darwinism.

The word “socialism” was first used as a political term around 1830.  Consistent with the usage of those first socialists and most socialists since that time, “socialism” will be defined herein as an ideology which holds that “the self-development of each is the basis for the self-development of all” (Karl Marx), that one should act according to the maxim of “all for one, and one for all” (The Three Musketeers), and that one should “love thy neighbor as thyself” (Jesus Christ).  It is an ideology that promotes individuality through mutualism and cooperation.  This is the idea of socialism that John Dewey promoted and that Honneth seeks to revive.

Socialism is a pro-social philosophy.  When you add “ism” to a word, you identify an ideology or a cause that promotes what the word represents.  Socialism asserts that individual freedom is a result of social interaction.  Individuality means freely cultivating your talents within a social context, and finding a place in which you can make your unique contribution to society.  Individuality is not merely freedom from the oppression of others, but also freedom to participate equally with others.  It is the idea that my freedom depends on yours, and we are nothing without each other.

Socialism arose in opposition to individualism, a term that first emerged around 1810, and capitalism, a term that emerged in the 1850’s.  Capitalism can be defined as an ideology of individual investment that promotes an economic system based on the presumption that businesses will be privately owned and operated without government interference, unless that presumption is overcome by evidence that government involvement is necessary to preserve the capitalist system.  In a capitalist system, the goal of businesses is to make profits, based on the assumption that maximizing profits will result in maximum benefits to the public.  Capitalism as an economic system is supported by individualism as a social theory.

Individualism is an ideology that promotes a cult of the individual, and that describes the individual as in constant opposition to society.  Individualism asserts “me” and “mine” over “we” and “ours.”  It promotes the individual over society, for fear that society will suppress the individual.  It promotes competition among people rather than cooperation, based on the ideas that competition makes people stronger and more productive, and that competition keeps people isolated from each other so that they cannot form social coalitions that might suppress individuals.  Society is to be mistrusted.

Individualism is, therefore, an ideology of liberation, but also of insecurity.  It encourages people to be themselves, free from the constraints of others, and be all that they can individually be.  But it bases that self-fulfillment on competing for supremacy against others.  In an individualist world, a person can never be sure whether his/her position is strong enough to withstand the whims of lady luck or the winds of change.

Individualism, in turn, can function as an ideological rationalization for the selfish and self-centered bully, who climbs over others in a vain attempt to be king of the hill, vain because there is inevitably someone stronger or smarter coming up that hill.  Individualism reinforces the free enterprise capitalist economic system that has predominated in the United States since the early nineteenth century.  Individualism gradually became the dominant ideology in the country in the nineteenth century and, despite inroads from socialist ideas, has largely reigned as such since.

Unlike individualism, socialism asserts the compatibility and indivisibility of the individual and society.  Socialism claims that individuals and individuality stem from interacting with others and with society.  For socialists, “One for all and all for one” is a fact, not merely an aspiration.  You are nothing without others, and you are what you do with others.  Likewise, “Love thy neighbor as thyself” is, for socialists, a fact and not merely an aspiration.  If you think well of yourself, you will likely treat others well.  If you treat others poorly, competing to defeat and dominate them, you will likely think poorly of yourself.  Socialism opposes individualism as self-defeating.

Socialism especially opposes the so-called Social Darwinian principle of “each against all, and the winners take all” that has animated most right-wing political and social thinking since the late nineteenth century, including right-wing self-styled Christians who abominate Darwinian evolutionary theories.  I speak of “so-called” Social Darwinism because this principle is a perversion of Darwin’s ideas, and of “self-styled” Christians because Jesus’ defining Golden Rule seldom informs this group’s theories or practices.  Social Darwinism is an ideology of selfish individualism and cutthroat competition.  It promotes the zero-sum idea that if you get more, I will get less, and that the only way for me to get and keep mine is to keep you from getting yours.  It is an ideology that promotes distrust and fear of others.[6]

Although few right-wingers today acknowledge Social Darwinism as a source of their ideology, Social Darwinism is the principle that underscores most of the thinking of Donald Trump and the political right-wing in the United States today.  Unlike conservatives who oppose dramatic social change and big government, but are generally willing to accept small reforms and government programs when necessary to avoid disaster, right-wingers are radicals who want to dramatically change society and virtually eliminate government and the public sector.[7]

Unlike right-wing ideology, socialism is not a radical idea.  By definition, radicals want to get to the roots of what they see as a wicked society, tear up those roots, and plant something entirely new.  Socialism does not reject the foundations of American society.  The idea of socialism builds on the social ideals that most Americans already hold, and on social instincts that most Americans already display.  This was a key to John Dewey’s socialism.  He claimed that socialism was basically democracy taken to the next level, and he did not think that socialists had to start from scratch.  They could build on the democratic institutions and ideas that already exist in capitalist America, and thereby move toward a socialist political, economic, and social system.

A socialist political democracy could be described as a system of majority rule with minority rights, the most important of which is the right of the minority to possibly become the majority someday.  That last clause is the most important in the definition.  Implicit in the definition are freedoms of speech, assembly, and political organization; the rule of law along with due process and equal protection under the law; and all of the other political rights guaranteed by the Constitution.  But the definition also requires social equality and economic equity so that individuals and minority groups can effectively exercise their political rights.  That is where the socialism comes in.  Political democracy can be effective only to the extent that social equality and economic equity prevail.

In economics, the idea of socialism is economic democracy.  The economic goal of most socialists could be summarized as a system based on the presumption of public ownership or control of businesses, unless it is in the public interest for businesses to be privately owned and/or controlled, and with an assumption that small businesses would be privately owned and operated.  A mixed economy of public and private business is the idea of socialism, with government involvement to ensure economic equity.

Implicit in that definition are such things as a public health system along with health and safety regulations, a public insurance system along with a social safety net, minimum and maximum wage regulations along with a progressive income tax, and other provisions to make for a cooperative, stable, and relatively egalitarian economy.  Socialism promotes the public interest in economics, and opposes a capitalism in which everyone and everything is valued in monetary rather than human terms.  It builds on American ideals of fairness and practices of generosity.

In social relations, the idea of socialism is social democracy.  Socialism promotes the dignity of all people, and opposes discrimination against people based on invidious prejudices.  A socialist conception of personal relations could be summarized as support for everyone who respects others, and opposition to anyone to the extent the person disrespects others.  Implicit in that conception is opposition to racism, misogyny, ethnocentrism, homophobia, and bigotry in all its forms, and support for diversity coupled with cooperation.  That is the American ideal of E pluribus unum.  

Distinctions: Socialism in the eyes of socialists and anti-socialists.

The idea of socialism held by socialists is very different than that held by opponents of socialism.  As part of their political liturgy, conservatives and right-wingers have tried to make socialism a dirty word, and to represent socialism as the enemy of individuality and freedom.   The success with which anti-socialists were able to tarnish the idea of socialism led John Dewey to sometimes consider abandoning the term.  Dewey was not finicky about what things were called.  He was willing to call his political proposals a “new liberalism” or even “a new individualism,” so long as these terms encompassed the idea of socialism.  In his view, there was no future for liberalism or individuality in modern society without socialism.[8]

The idea of socialism is often mischaracterized by its opponents, even by some self-styled socialists, mostly those who identify as Communists, as promoting government ownership or control over all businesses and, maybe, even over everything else.  The idea of socialism is also misidentified with oppressive Communist regimes that have existed in some countries around the world.  But, neither of these is consistent with the idea of socialism nor what most socialists have believed in.

This misconception has its roots in the claim that socialism reifies society as an entity over-and-above the individual, as an idol to which individuals can be sacrificed.  Reifying society is a core idea of totalitarianism. Some self-styled socialists, mainly those who identify as Communists, hold to this view.  It is anathema to individualists, and is a reason they see society as the enemy of the individual.  But reifying and idolizing society is also contrary to the idea of socialism.  Most socialists see society as an association of individuals which can and should be a vehicle for individuality, and oppose the totalitarianism implied in seeing society as a hegemonic entity.

Socialists are often portrayed as violent revolutionaries, but the overwhelming majority of socialists from the early nineteenth century to the present day have favored peaceful evolution toward socialism.  They have generally tried to establish islands of socialism within the existing capitalist society that would one-by-one gradually move society toward the socialist goal.

Socialists have, for example, established communes, like those of the nineteenth century utopian socialists and the twentieth century hippies, some of which have been successful.  Socialists have also encouraged the establishment of cooperatives, an idea which has been quite successful.  Farming co-ops, housing co-ops, shopping co-ops, and co-ops of all sorts have flourished over the last one hundred years.  The hope is that the cooperative idea will catch on with ever more people, so that communes and co-ops, islands of socialism, will gradually form a new mainland.

Socialists operating within the existing economic and political system have also developed ideas for social reforms and social programs that have been adopted over the years.  Most of the social programs proposed in the 1912 platform of the Socialist Party have, in fact, become law in the United States.  The hope is that by adopting regulations that promote the health and safety of the public, promote economic equity and efficiency, protect the environment, and care for those who need help, the country will gradually become more socialized and socialist.

Most people, liberals, conservatives and socialists alike, would describe these social reforms and programs positively in humanistic terms.  There is, however, a disagreement as to their long-term effect on society.  Many people see the reforms as a means of stabilizing the existing capitalist society, and making it more acceptable.  This includes liberals and conservatives alike.  Right-wingers, however, decry the reforms as “creeping socialism.”  Socialists hope they are right.[9]

John Dewey and the Evolution of Democratic Socialism.

In The Idea of Socialism, Axel Honneth relies substantially on ideas he has adopted from John Dewey, especially Dewey’s The Public and its Problems.  Honneth seems to be coupling his effort to revive the idea of socialism with an effort to revive the social ideas of Dewey.  I think he makes a good case.  American social thinking in general, and socialist thinking in particular, have suffered from the absence of Dewey’s voice in recent years.

Although Dewey’s influence on American social thinking and educational policy during the first half of the twentieth century was unparalleled, right-wingers mounted a sustained attack on him and his ideas after his death in 1952.  In the context of the Cold War Red Scare, during which socialism was equated with Communism and Communism was equated with treason, Dewey’s socialist ideas and progressive educational methods were labeled subversive.  When the Soviet Union beat the United States into space with the launch of Sputnik in 1957, right-wingers widely and wackily blamed the American school system for putting the United States at peril from the Red Menace.  Dewey and his progressive educational methods were targeted as the cause, thereby putting the cap on the decline and fall of Dewey’s influence.[10]

Although Dewey is generally classified as a pragmatist philosopher, he usually called himself an experimentalist or transactional philosopher.  As an experimentalist, he promoted what he described as the scientific method.  He was not promoting an ideology, but was looking for solutions to problems or, rather, ways of solving problems.  Dewey claimed that the scientific method was the way in which valid conclusions were reached in any field of inquiry and in everyday life, and is not confined merely to the physical sciences to which it is generally attributed.  Dewey identified this method of decision-making with his idea of socialism.  The scientific method, according to Dewey, consists of several steps that can be described as follows:

  • A flaw in some generally held conclusion is found, which presents itself as a problem needing solution.  The problem could be anything big or small, a matter of war and peace, a question about quantum mechanics, the best way to avoid a traffic jam, or anything else that disrupted people’s usual course of reacting.
  • A hypothesis is formed as to what might be the solution to the problem. A hypothesis is a guess based on the best arguments and evidence that are immediately available.
  • Consideration is given to the hypothesis, and evidence and arguments for and against it are sought. It is important that this be an objective search, albeit not impartial.  It is not impartial because you are looking to solve a problem in which you have an interest, but it must objectively seek both to verify and falsify the hypothesis.
  • A conclusion is reached based on the best available arguments and evidence, and the proposed solution is put to the test.
  • The process and the results of the process are made public so that they can be examined and replicated by others. This publication of the proceedings and the results was crucial for Dewey, and was the key to his identifying socialism with the scientific method.  Truth was, for Dewey, a collective process, and nothing could be considered valid unless it was open to verification by the whole of the interested community.[11]

Socialism evolves, according to Dewey, through people collectively solving social problems with social solutions.   A scientific community of scholars, working together to solve problems and get at the truth, was an example of socialism for Dewey.  This was a model that any group of people could follow.  The scientific method was also Dewey’s alternative to class conflict as a means of dealing with social injustice and moving toward socialism.  Dewey acknowledged the existence of antagonistic social classes, but insisted that solving practical social problems was the way in which society would evolve toward socialism.[12]

Solving social problems would entail the establishment of public agencies.  Dewey envisioned the establishment of government agencies that guaranteed the public well-being at the national level, but operated with maximum public participation at the local level.  In this way, democratic social experiments could be conducted, socialism would grow within capitalist society, and it would grow with grass-roots support.[13]  Honneth  adopts Dewey’s method of socialist experimentalism, and I think this is a strength of his book.

Dewey’s description of himself as a transactional philosopher stemmed from his Darwinian belief that all things either were or could be interconnected, and that progress could be best attained through furthering the breadth and depth of transactions among things.  Dewey’s philosophy was deeply imbued with Darwin’s evolutionary theory.  Life, Dewey contended, consists of solving problems through adapting to and transforming one’s circumstances, and successful adaptations and transformations were the result of making connections among things.[14]   In this context, the connection between Darwinian evolution and socialism was, for Dewey, a self-evident conclusion.  His reasoning could be summarized as follows:

  • All things, whether they be animal, vegetable or mineral, survive because they fit in with their environments, including the creatures and things around them, and are not destroyed by them. This is the meaning of the phrase “survival of the fittest” that was misused by the so-called Social Darwinians to claim that the most powerful and richest people in human society, those who defeated their competitors in the battle for supremacy, were the fittest.  In fact, the ability of beings to cooperate, rather than their strength, is a better indicator of fitness for survival.
  • All things constantly strive either to transform their environments so that they better fit those environments or, when their environments change in ways that are disadvantageous to them, they try to adapt to the change. Transformation and adaptation are the keys to survival.
  • Things are more likely to survive and thrive if they can peacefully acclimate, transform, and cooperate with their environments than if they are constantly battling with the things around them. Hostile and repressive relations are inherently unstable, and cooperative arrangements are eminently preferable.  This is especially the case for humans, whose survival as a species has depended on their ability to cooperate.  Core human instincts are inherently social, and even socialist.  The real Social Darwinism is a Socialist Darwinism.

The case for socialism was obvious to Dewey, as it seems to be for Honneth.  The means for achieving it was the problem for Dewey, and this is what he struggled with in The Public and its Problems.  Published in 1929, the book was specifically a response by Dewey to two books by Walter Lippman, Public Opinion (1922) and The Phantom Public (1925).[15]  Lippmann had been a democratic socialist in his youth, but had become a technocratic conservative as a result of what he saw as the way in which public opinion was being manufactured and manipulated in the age of modern mass media.  Lippmann claimed that a democratic public was no longer possible.  His attack on the idea of the public and the possibility of a socialist public is the problem that Dewey dealt with in his book.  Dewey’s conclusions were positive, but not optimistic.  A weakness of Honneth’s book is that it does not fully recognize the context of Dewey’s book or the conditional nature of Dewey’s proposals.

Throughout American history, even as the economy went from local to regional to national in orientation during the nineteenth century, the formation of public opinion had largely remained local.  Small towns and big-city neighborhoods had predominated in the formation of public opinion and, in turn, in the nature of politics.  But by the 1920’s, that had changed, largely because of the advent of radio and the invention of modern advertising campaigns.

Lippmann warned that public opinion could now be expertly formed to favor almost anything the powers that controlled the mass media might want.  And the mass media invariably appealed to the lowest common denominator among people, to their prejudices, fears and hatreds.  The media, thereby, reduced people to what Lippmann claimed was a “mass of absolutely illiterate, feeble-minded, grossly neurotic, undernourished and frustrated individuals,” primed for manipulation.  There was no more genuine public, Lippmann lamented, only a manufactured public opinion.  In addition, Lippmann claimed, the problems of modern society had become too complicated and arcane for ordinary people to understand.  Ordinary people looked for simple and simple-minded solutions to complex problems.[16]

Given the idiocy of public opinion and the complexity of modern-day social problems, Lippmann concluded that the public could not be trusted with the control of society.  Society could be saved from pillaging by plutocrats and demagoguery from politicians only if the public were excluded from policymaking, and the country entrusted to technocratic experts.  Democracy needed to be redefined as a system in which the public was limited merely to rejecting policies that had clearly failed.  Lippmann essentially proposed a combination of a technocracy and a plebiscitary system, without any of the elements of participatory democracy that socialists like Dewey promoted.[17]

In responding to Lippmann, Dewey conceded that public opinion at large was largely manufactured by the mass media, and that many of the problems of modern society were too complex to be solved by appeals to public opinion.  But, Dewey argued, that did not warrant giving up on public participation in a democratic process.  At the very least, within Lippmann’s own proposed system, there needed to be a public with sufficient expertise to understand the experts who would manage the more complex aspects of modern society and evaluate their policies.  This meant an expanded and upgraded public educational system, something which Dewey promoted during his whole career.[18]

But Dewey did not stop there.  Although public opinion at large and in general was at the present time neither independent nor well-informed, and was largely manufactured and manipulated, that did not mean that public opinion writ small and on specific issues was untrustworthy.  In addition, although specialized expertise was necessary to solve many social problems, that did not mean that the knowledge and experience of ordinary people was not necessary and useful.

Expertise was not something abstract and impartial for Dewey.  Expertise was invariably specific, because it was developed out of the experience of solving specific problems.  Expertise was also inherently biased, because it was developed to solve problems in which people had an interest.  Experts could connect the solution of one problem to another — that is the way knowledge developed — but problems were always specific and always involved the disruption of things in which people were interested.

In turn, solving problems inevitably furthered some people’s interests, and slighted, ignored or abandoned other people’s interests.  Problem-solving should, therefore, take into consideration the ideas and interests of all those who were affected by a problem and its solution.  That was only fair, and was the most effective way to resolve a problem.  As such, solving social problems and making social policy required grass roots communications and consultations, because they were key to both democracy and the scientific method.   Honneth buys into this idea completely, and is very effective in conveying his arguments on its behalf.  I think it is the biggest and best strength of his book.

Dewey also was not ready to write-off the role of small towns and urban neighborhoods, especially given their historical role in American life.  “Democracy must begin at home,” he argued, “and its home is the neighborly community.”[19]  Dewey was an evolutionist who wanted to build on the past, not reject it and try to start all over from scratch.  Dewey essentially applied his ideas about the evolutionary process of adaptation and transformation to the problem of the public.  Honneth does not buy into this idea, and I think it is the weakest aspect of the book.

Just as Dewey had adapted the terms “individualism” and “liberalism” to the new reality of modern society, and transformed them into the idea of socialism, so he attempted to adapt the idea of the neighborly community to the changing conditions of modern society, and thereby to resurrect an idea of the public that Lippmann had buried.  Dewey’s method was to define a public as those people who were significantly affected by something.  He then argued that it was possible to form a large-scale public through connecting together many smaller-scale publics, and to democratically solve large-scale and complex social problems in this way.[20]

The question was how to arrange this.  Dewey was not very specific about this in The Public and its Problems.  His answer was a combination of education, grass-roots organizing, and the scientific method.  Dewey was himself involved with a number of grass-roots socialist political groups.  He was also a founding member of the NAACP and the ACLU, organizations that fought for civil rights and civil liberties, predominantly at the local grass-roots level.  Dewey was involved in teachers’ unions, and promoted labor unions for all workers.[21]  Schools were, however, Dewey’s favorite grass-roots organizations.

Much of Dewey’s career was spent developing and promoting progressive educational methods in which teaching and learning revolved around solving social, economic, political, and personal problems.  Learning, according to Dewey, was a process of intellectual adaptation and transformation by students toward the goal of adapting to and transforming the world in which they lived.  Over the course of the first half of the twentieth century, progressive educational methods became “the conventional wisdom” among educators and schools of education.[22]  The methods involved a mixture of cooperative learning and social problem-solving.  These methods were not always practiced in school classrooms, but studies from the 1920’s to the present day have shown that pedagogy of this sort makes for the best results with students, whether on standardized tests or real-life tasks.  The methods also taught students the benefits of cooperation which, it was hoped, they would transfer to life outside of school.

For Dewey the school should be a cooperative community, a model of democracy in which the scientific method and collegial relations would appertain.  Dewey particularly liked the seminar model of teaching, which he promoted for students of all ages.  In this model, students and teachers interacted like master craftspeople and their apprentices, striving to learn the skill of whatever subjects and problems they were studying.  This was Dewey’s response to Lippmann’s assertion that experts alone must rule the world.  Experts were master-craftspeople in complex problems, but ordinary people could always be at least apprentices who had sufficient knowledge and experience of the problems to participate cooperatively in the solutions.[23]

Dewey also promoted the school as a community center for adult education, community health and welfare services, and local political activities.  Schools should, and in some localities, they did and still do, function as centers for social services, cultural and political activities, adult education programs, and, even, employment agencies.  Schools would, thereby, function as agents of socialization.  They would, in effect, be socialist colonies, reaching out to the future through the education of young people and to the present through working with parents and other adults in the school district.

Dewey did not consider his methods to be an improper politicization of the schools, or a devious means of propagandizing of students and their parents.  Rather, he viewed schools as merely adapting to the best methods of teaching students and to the needs of the adults in their area.  It just so happened that socialism was the best way.  It was all a matter of fitting in with evolution, and surviving because you are fit.  Evolution was about solving problems collectively, and social change was the same.  The education that enabled students to do best in school and in their lives thereafter was serendipitously the education that prepared them to make cooperative social change. [24]

Dewey’s hope for the future stemmed from his underlying belief that most people are socialists most of the time, even if they don’t know it.  It is that evolutionary fact that socialists needed to build upon.  The method of progressive education was to start where students were and go from there, encouraging them to go further.  Similarly, Dewey’s political strategy was to start with whatever collectivities and socialization people already had, and build on them.  As part of this strategy, socialists should focus on people’s actions, not their professed ideologies, but should also invest their actions with ideal implications.  That was Dewey’s idea of socialism.[25]

Axel Honneth: Socialism as Social Freedom.

The presenting problem in Axel Honneth’s book is the fact that socialism has lost its place in the world and, along with that, its vision.  Honneth claims that from the early nineteenth century through the middle of the twentieth century, it had been assumed by one and all, both socialists and their opponents, that “the intellectual challenge socialism represented would permanently accompany capitalism.”  Much to Honneth’s chagrin, that is no longer the case.

The result, Honneth laments, is that most people in the world are bereft of any ideas about what might be an ideal society.  They are adrift in a world of more, with only the scantiest idea of better and no idea of best.  Without ideas of better and best, which used to be embodied in the idea and ideal of socialism, people have no basis on which to come together, and they fall easy prey to demagogues of fear, hate, and division.[26]

Honneth’s goals in his book are twofold.  First, he wants to recreate a socialist vision, to “extract its core idea,” and, thereby help provide a positive “sense of direction” for the discontent that he sees as permeating Western societies in the present day.  Second, he wants to present a history of the development of socialism that would explain its demise.  I think he substantially succeeds with his first goal, but not with the second goal, and that failure undermines the first.[27]

The idea and ideal of socialism, says Honneth, is that people “not only act with each other; but also for each other.”  People should not merely supplement each other, like workers on an assembly line, but act with each other, like players on a team.  In a socialist society, people would not only be treated fairly and equally, but would cooperate with each other.  In socialism, the individual does not get swallowed up by the collective, but is helped toward the “realization of individual freedom,” or what Honneth calls “social freedom.”[28]

Following Dewey, Honneth claims that social freedom requires small communities in which people can know each other, but also can personally care for people they don’t know.  He cites Non-Governmental Organizations such as Amnesty International and Greenpeace as examples of the sorts of organizations that he has in mind.  They are organizations that have national and international reach, but that operate largely at the local level.

Citing Dewey, Honneth calls for making connections among people, and removing the barriers to communication between groups of people.  Like Dewey, he takes an evolutionary view of social development, and claims that socialism is not merely an ideal but an historical tendency.  Evolution is a process of wider and deeper associations, and socialism is the next step that humans should logically and realistically take in that process.[29]

Toward this end, Honneth says, socialists must build upon social changes, not on social movements.  It is not who you are with, but what you are doing that counts.  Citing Dewey, Honneth argues that socialists should look for paths of social change, not for agents of social change.  Whoever is with you is with you, whether they be industrial workers or industrial capitalists.  He rejects the idea that socialism is only for the so-called working class.

Honneth insists in this regard that socialists should envision economics, politics, and personal relations as separate, albeit often overlapping, spheres.  The fact that you may oppose someone in the economic sphere does not mean you cannot work with that person for change within the spheres of politics and personal relations.  A capitalist may oppose racism and sexism even though he/she opposes labor unions.

Working toward socialism, Honneth explains, means solving social problems and making changes where you can with whoever is with you.  It means working to “uncover potentials for stronger cooperation concealed in the existing social order.”  And, like Dewey, Honneth calls for an experimental method of trying different forms of socialistic organization and operation, seeing what works best and what does not.[30]

In his historical analysis of why socialism has faded, Honneth focuses on what he calls the “three birth defects of the socialist project.”  The first defect, he claims, was seeing all social problems as a function of capitalist economics, so that sexism, racism, civil rights and civil liberties did not have to be specifically addressed, and would simply disappear when capitalism was overthrown.  The second was believing that industrial workers were naturally and inevitably opposed to capitalism and in favor of socialism, if only they could be shown the truth.  And the third was believing that capitalism would inevitably self-destruct, and that the workers would then automatically take over and create socialism.[31]

Honneth repeatedly berates socialists from the early nineteenth century to the present-day for ostensibly being unwilling or unable to overcome these defects.  He is especially critical of what he claims was the indifference of early socialists to political organizing, and it “remains a theoretical mystery,” he says, that this was the case.  “For reasons that are hard to understand,” he complains, “early socialists simply ignored the entire sphere of political deliberation,” and that has crippled socialists ever since.[32]

Honneth claims that early socialists believed that politics was merely an extension of the economic system, and that capitalists would inevitably control the political system in a capitalist society for their own ends.  In turn, they believed that if you gained control of the corporations, you thereby gained control of the government. So, socialists focused on organizing labor unions that would contest the power of the capitalists, and take over the management of society after capitalism inevitably collapsed.[33]

Socialists, Honneth charges, have continuously demonstrated a “characteristic blindness to the importance of political rights,” and “failed to grasp” the importance of civil rights as differentiated from economic power.  In the same vein, he complains, socialists were “blind” to family issues, and failed to pursue women’s rights even though, he asserts, “It would have been easy” to do so.[34]

The bottom line for Honneth is that socialists will seemingly have to start almost from scratch if they are to renew socialism.  History provides little to work from in his opinion.  Pretty much all that socialists can seemingly learn from history is what not to do.  And, apparently, the best that socialists can do with the theories and practices of their forbears is to throw them into the dust bin of history.  I don’t agree and neither, I think, would Dewey.

Socialist History as People Making Choices.

The Idea of Socialism has received mixed reviews, with some reviewers concerned that it is too radical in its proposals, others that it is too conservative.  As an example of the former, Martin Jay rejects Honneth’s call to restore the idea of socialism as the ideal of progressives. He thinks the idea of socialism is too off-putting to too many people.  Seemingly spooked by the ascension of Donald Trump and the right-wing Republicans, Jay wants progressives to pull in their horns in an effort to save the welfare state and social programs in the United States.[35]

On the other side of the political spectrum, Peter Schwarz, in an article entitled “A Socialism that is nothing of the sort,” which pretty much sums up Schwarz’s assessment of the book, decries Honneth’s rejection of class conflict, Marxist scientific socialism, and the proletariat as the agent of revolutionary change.  He sees Honneth as effectively an agent of the capitalist enemy.[36]

Taking a position in between, Tomas Stolen and Jacob Hanburger in their respective reviews of the book complain that Honneth’s proposals are vague and impractical.  “His is a philosopher’s socialism,” Hanburger complains of Honneth, which seems like an unnecessary complaint since Honneth is admittedly a philosopher.  Stolen complains that Honneth is a Frankfurt School advocate of “Critical Theory,” which is all theory and no practice.  I think there is some merit to that complaint.[37]

Honneth has, I think, outlined a vision of socialism as an idea and an ideal that is valuable for erstwhile socialists, even if they aren’t philosophers.  He has, however, misunderstood the history of socialism in a way that contradicts his own evolutionary theory of social development and socialist change.  In focusing almost solely on socialist theories and theoreticians, his critique of past socialism has something of an armchair and Ivory Tower perspective, and misses most of what ordinary socialists were doing.  I don’t think Dewey would approve.

Historically, socialists of the next generation have always tended to completely reject the efforts of the last generation, and proclaimed the necessity of starting over.  Their rationale has generally been that since the previous generation did not succeed in completely socializing society, they were failures and something completely new must be tried.  This tendency has been as endemic in evolutionary socialists, such as Honneth, as in revolutionary socialists.  It is a tendency and an intention that an evolutionist such as Honneth should be able to see as false.  In fact, whatever their intentions, the new generation does not start de novo.  No one can.  People always build on the past, whether they like it or not.  And the extent to which they repudiate the reforms and the efforts of the past, they almost invariably hinder their own efforts in the present.

Honneth’s history of socialism begins in the early nineteenth century when the word “socialism” was first used in its modern way.  From that fact, he claims that “The idea of socialism is an intellectual product of capitalist industrialization.”[38]  This is where, I think, he first goes wrong.  The roots of socialism go back at least to the first millennium BCE, and the roots of modern socialism derive from the urban guilds and rural peasant villages of the European Middle Ages.

Guilds were associations of master craftsmen and merchants that regulated the various trades in medieval cities.  They were in the nature of a trade union for the masters who, in turn, took in apprentice workers that could learn the trade, and possibly aspire to full membership as a master.  Medieval cities essentially existed as places in which the guilds could function.  And the guilds essentially ran the government of the cities, choosing government officials from their members.  The guilds also provided the social life of the cities, organizing religious and cultural events.

In sum, there was no separation in medieval cities of econo3mic organization and activities from political activities and personal relations.  There were no separate spheres of politics and social relations of the sort that Honneth wants socialists to recognize.  The idea of socialism that derived from the medieval cities was essentially an egalitarian guild without masters.  This was the model that most socialists in the nineteenth century initially adopted as a form of guild socialism, and that persists to the present day in the form of syndicalism.

An alternative model for socialism was provided by peasant villages.  Medieval peasant villages essentially operated like farming cooperatives run by the village elders, a clergyman, and/or a representative of the nobleman whose land the peasants farmed.  Villages were essentially an economic organization to support the nobleman’s social and military functions.  Land was generally allocated among the peasants each year on an equitable basis, with each peasant getting a chance at the best land.  A portion of the peasants’ time and produce went to the noblemen.

There were no separate realms of politics and social relations in these villages.  All of life, from birth to death to the hereafter, was dealt with within the economic organization of the village.  The idea of socialism that derived from these villages was a farming cooperative without the nobleman.  This was the model that was adopted in the early nineteenth century by most of the so-called utopian socialists, including the followers of Robert Owen and Charles Fourier, and that has persisted to the present day in the form of the cooperative movement.

Contrary to Honneth’s repeated statements of surprise and chagrin that early nineteenth century socialists did not recognize and organize around separate economic, political, and social spheres, it would have been a surprise if they had.  This is especially the case since politics as a separate sphere of activity arose during the sixteenth and seventeenth centuries essentially as a movement of capitalists and the middle classes against the authority of the kings and noblemen.  The goal was to carve out a political realm for themselves.  Workers and peasants might have naturally seen this movement as alien and possibly even hostile to their interests.  They might have reasonably preferred their guilds and villages, albeit shorn of the rulers who oppressed them.

Organizing society around socialist guilds and farming villages was not implausible in the early nineteenth century.  In most of Europe and the United States, the population overwhelmingly lived and worked in small towns, even long after the industrial revolution began. Small-scale socialist farming and manufacturing communities were common in America from the early 1600’s through the early twentieth century, and still exist today.  They were taken seriously in the early nineteenth century as an option for American development.  When Robert Owen visited the country in 1824 and 1825 to promote his utopian socialist vision and establish a socialist community at New Harmony, Indiana, he was well-received personally by President John Quincy Adams and former Presidents Thomas Jefferson, James Madison, and James Monroe, and he twice addressed Congress promoting his ideas.[39]

Industrialization in America began in small New England towns, and could conceivably have continued on a small-town basis.  There was no economic reason for industrialization to have spawned the massive cities that it did, other than for the advantage of the capitalist businessmen who promoted it.  Industrialists repeatedly found during the nineteenth century that in a contest between workers and bosses, the populace of a small town was likely to back the workers.  That was much less likely to happen in a big city, in which workers in any given factory would be spread around into different neighborhoods, and in which scab workers to replace striking workers would be more conveniently available.  Smaller scale production in smaller towns was actually more cost efficient to society, but less convenient for business owners.[40]

In sum, the commitment of early socialists to models of socialism based on guilds and villages, and their failure to envision politics and personal relations as separate spheres from economics, was neither surprising nor foolish as Honneth insists it was.  Nor did early socialists ignore politics and personal relations in their guilds, communes, and labor unions, which were more than just economic units.  They were also political and social organizations, providing social services, cultural events and educational opportunities for their members.

Honneth also is not accurate in claiming that early socialists did not pursue political and civil rights.  Marx proclaimed winning “the battle of democracy” as the first priority of socialists in The Communist Manifesto, and he vehemently supported movements for civil liberties, freedoms of speech, and the rights to vote and politically organize.   “Early socialism,” Michael Harrington noted, “was concerned with morality, community, and feminism.”  Socialists in America and Europe were continuously engaged in battles for democratic suffrage, civil rights, and the rights of women.  Socialist leaders also regularly worked in coalitions with people who were not members of the working classes.[41]

The point of my argument with Honneth’s take on socialist history is to suggest that a revival of socialism does not have to begin from scratch, and that there is a historical record of struggle and success on which socialists can build.  That is the evolutionary method that Dewey advocated.  There are lots of reasons why socialism has faded.  Among other reasons is the fact that the opposition has powerful social, economic and political positions.  They also have powerful emotional weapons.[42]

That the idea of socialism has faded from the public’s consciousness does not mean that socialists have somehow failed.  One can do the right things and still get the wrong result.   Sometimes the other guys are just too strong for you.  Socialists deal mainly in hope.  Right-wingers deal in fear.  Unless the proponents of hope are very well organized and well positioned, fear will usually trump hope.

The fading of socialism from the public consciousness also does not mean that socialism has disappeared from public life, or that right-wingers will inevitably win.  Dewey’s underlying point is that humans are essentially socialist beings, most of whom practice socialism even when they theoretically reject it.  The goal of socialists is to appeal to the socialist underpinnings of human society, and advance the cause of socialism on that basis.  This cannot be accomplished by merely holding hands and singing Kumbaya, but it is possible to successfully appeal to people’s better natures.

It has, for example, been the case over the last one hundred years, ever since the invention of public opinion polling, that when Americans are asked concrete and practical questions about whether specific individuals or groups of people should be afforded help from the government, or whether specific economic or environmental practices should be regulated, at least two-thirds of the public responds with a “Yes.”

But when Americans are asked abstract and ideological questions about the desirability of welfare programs, environmental regulations, or economic controls, some two-thirds say “No.”  Americans seem, as such, instinctively to be a generous, cooperative, and socially conscious people, who have been called “socialists of the heart,” even though ideologically they have been taught opposite.  The question is how to appeal to their socialist side with an idea of socialism.

A Socialist Appeal: Renewal and Revival.

Given that most Americans seem instinctively to practice socialism in their daily lives, and to opt for socialistic remedies when people are harmed, how can the idea of socialism be conveyed to people who ideologically reject it?  Like Honneth, I believe that future of American society, and much of the world, depends on whether people come to see idea of socialism as their ideal.  “Keep hope alive,” Jesse Jackson has intoned over the years.

But it is hard to ward off the fear-mongering and misanthropy of the Trumps and other right-wingers, and to keep hope alive, if you don’t have a vision of where hope might lead.  Socialism could and should be that vision.  But how to help people see that?  Not by starting from scratch, as Honneth would have us do, but through building on our common history of cooperative theories and practices, as Dewey encouraged.

After working for many decades as a lawyer and a professor, I can testify that you can almost never change anyone’s mind by arguing with the person.  That is especially the case when you are arguing about ideology.  What you can do, however, is gain agreement with the person on specific, practical matters.  If these practical agreements pragmatically work, you may be able to broaden your agreement to ideology and find a common vision.  There are many possible bases for a socialist appeal.

For the religious, there are the socialist implications of the Golden Rule, which was the mantra of a significant Christian Socialist movement during the nineteenth and early twentieth centuries.  For the scientific, there are the cooperative implications of the Darwinian theory of evolution, which is consistent with the Golden Rule and, notwithstanding the vocal and influential opposition from some religious fundamentalists, has been accepted by the Catholic Church and most other religions ever since Darwin first proposed it.

For the domestic, there are the socialist implications of the human family, which has historically been a pillar of most religions and a key to human evolution.  For the practical, there is the cooperative nature of everyday work and life, which has been a key to human survival.  For the philosophical, there is Dewey’s pragmatism, which combines the Golden Rule, evolutionary theory, domesticity, and the work-a-day world, and essentially demonstrates that no one is free unless everyone is free and equal.  That is the idea of socialism.

Finally, for the patriotic, there is the Declaration of Independence, which effectively enshrines socialism as part and parcel of who we are as a nation.  This is a claim that should (but won’t) especially appeal to right-wingers who insist on an “originalist” interpretation of the founding documents of the United States, that is, reading the Declaration and the Constitution as they were originally meant by their authors.  The key to this claim is the Declaration’s proclamation that “the pursuit of happiness” is an inalienable right of humankind.

That phrase was invented by the eighteenth century Scottish philosopher Francis Hutcheson as a counterpoint to John Locke’s claim that “life, liberty, and property” were man’s natural rights.  Locke claimed that the ownership of property is what enables men to fulfill themselves.  Hutcheson disagreed.  He held that people are most happy when they are helping others.  It is in helping others that we pursue our own happiness.  That is, as Marx later said, the self-development of each is the basis for the self-development of all.

Thomas Jefferson, the primary author of the Declaration, was an intellectual descendent of Hutcheson, having been educated by a student of Hutcheson.  In using Hutcheson’s phrase in the Declaration, rather than Locke’s, Jefferson explicitly made a choice in favor of mutualism over individualism, and implicitly made socialism a founding principle of the United States.

Can socialism make a comeback?  For most people, it never really went away, as they work, play and live together cooperatively, even if the idea of socialism has not been in their minds or part of the public conversation.  For some people, of course, that may not be the case.  Donald Trump, for example, apparently approaches every human relationship and personal encounter as a battle for supremacy and domination.

Trump’s world is a zero-sum game in which he is continually struggling to beat everyone around him.  He represents individualism taken to its logically illogical extreme.  He cannot stand being dependent or even co-dependent with others.  He is so pathetically insecure that he even destroys his own supporters.  His life must be a living hell, and I would feel sorry for him if he was not doing so much harm to others.  So, we must not let the Trumps of the world get us down and out.  There is no better argument for socialism than people like them.                                                                                                                                                                                                                                                                                                                                       B.W.            October 2017.

 

[1] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017.

[2] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.10.

[3] Alan Ryan. John Dewey and the High Tide of American Liberalism. New York: W.W. Norton & Co., 1995. p.19.

[4] Henry Steele Commager. Quoted in John Dewey and the High Tide of American Liberalism. New York: W.W. Norton & Co., 1995. p.XV.

[5] Robert Westbrook. John Dewey and American Democracy. Ithaca, NY: Cornell University Press, 1991. p.542.

[6] Richard Hoftstadter.  Social Darwinism in American Thought.  Boston: Beacon Press, 1955.

[7] For a discussion of the evolution of conservatism and right-wing Social Darwinism in America, I have an essay on this historyaschoice blog entitled “Do unto others before they do unto you: The Devolution of Conservatism from Burke to Trump and the Evolution of Pragmatic Liberalism from Madison to Obama.”

[8] John Dewey. Liberalism and Social Action. New York: G.P. Putnam’s Sons, 1935. pp.62, 74, 80, 85, 88.    John Dewey. “The Meaning of Liberalism.” The Social Frontier, Vol.II, #3.1935. pp.74, 76.  Merle Curti. The Social Ideas of American Educators. Totowa, NJ: Littlefield, Adams & Co. 1959. pp.507-519.

[9] George Lichtheim. The Origins of Socialism. New York: Praeger, 1969.

[10]  Alan Ryan. John Dewey and the High Tide of American Liberalism. New York: W.W. Norton & Co., 1995. p.22..

[11] John Dewey. How We Think. New York: D.C. Heath, 1933.

[12] John Dewey. Liberalism and Social Action. New York: G.P. Putnam’s Sons, pp.74, 80.

[13] John Dewey. Individualism Old and New. New York: Capricorn Books, 1962. pp.81, 154.

[14] John Dewey. The Influence of Darwin on Philosophy. Bloomington, IN: Indiana University Press, 1965. pp.10-11, 19.

[15] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. pp.178, 182.

[16] Walter Lippmann. Public Opinion.  New York: The Free Press, 1922. p. 48.

[17] Walter Lippmann. Public Opinion.  New York: The Free Press, 1922. pp.34, 138, 148.   Walter Lippmann. The Phantom Public. New York: MacMillan & Co., 1925. p.190.

[18] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. pp.208-209.

[19] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. p.213.

[20] John Dewey. The Public and its Problems. Chicago: Swallow Press, 1980. pp.12-16.

[21] Robert Westbrook. John Dewey and American Democracy. Ithaca, NY: Cornell University Press, 1991. pp.167, 278.

[22] Lawrence Cremin. The Transformation of the School. New York: Vintage Books, 1961. p.328.

[23] John Dewey. “Can Education Share in Social Reconstruction?” The Social Frontier, Vol. I, #1. 1934. p.12.    Merle Curti. The Social Ideas of American Educators. Totowa, NJ: Littlefield, Adams & Co. 1959. pp.512, 523, 535.

[24] John Dewey. “Toward Administrative Statesmanship.” The Social Frontier, Vol. I, #6. 1935. p.10.

[25] Robert Westbrook. John Dewey and American Democracy. Ithaca, NY: Cornell University Press, 1991. pp.306, 312.

[26] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.10.

[27] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p. 14.

[28] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p. 25, 38, 65-66.

[29] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.39, 65, 68-69, 99.

[30] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.63, 74, 78, 91, 100, 102.

[31] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.34, 81.

[32] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.29.

[33] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp.33-34.

[34] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. pp. 30, 42, 81, 84, 86, 88

[35] Martin Jay. “Positive Freedom.” The Nation, 6/28/17.

[36] Peter Schwarz. “A Socialism that is nothing of the sort.” World Socialist Web Site, 7/11/16.

[37] Thomas Stolen. “Die Idee des Sozialismus.” Marx & Philosophy, 9/6/16.  Jacob Hanburger. “Socialism and Power: Axel Honneth in Paris.” Journal of History of Ideas Blog.

[38] Axel Honneth. The Idea of Socialism: A Renewal.  Malden, MA: Polity Press, 2017. p.19.

[39] Arthur Bestor, Jr. Backwoods Utopias. Philadelphia, PA: University of Pennsylvania Press, 1950.     Robert Sutton. Communal Utopias and the American Experience: Religious Communities, 1732-2000. Westport, CN: Praeger, 2003.   Robert Sutton. Communal Utopias and the American Experience: Secular Communities, 1824-2000. Westport, CN: Praeger, 2004.

[40] Ralph Borsodi. Prosperity and Security.  New York: Harper & Row, 1938. pp.168, 218.  Harry Braverman. Labor and Monopoly Capital. New York: Monthly Review Press, 1974. p.275.

[41] Michael Harrington. Socialism: Past and Future. New York: Little Brown & Co.,1989. pp6, 29, 32, 45, 7, 48.  George Lichtheim. The Origins of Socialism. New York: Praeger, 1969.    David Shannon. The Socialist Party in America. Chicago: Quadrangle Books, 1955.

[42] Eric Foner. “Why is there no socialism in the United States?” in Who Owns History. New York: Hill & Wang, 2002. pp.11-145.

Do unto others before they do unto you: The Devolution of Conservatism from Burke to Trump And the Evolution of Pragmatic Liberalism from Madison to Obama.

Do unto others before they do unto you:

The Devolution of Conservatism from Burke to Trump

And the Evolution of Pragmatic Liberalism from Madison to Obama.

 

Burton Weltman

 

“We’ve got what they want, and we aim to keep it.”

Vice President Spiro Agnew

 

Prelude: A Concern with Unintended Consequences.

My purposes in writing this essay are twofold.  First, I will outline what I see as the devolution of conservatism from its starting highpoint in the eighteenth century to its low point as blatant racism, ethnocentrism and mere obstructionism in the present day.  I will focus on the historic concern of conservatives with the potential for unintended negative consequences in undertaking social reform, and their claim that negative results invariably overwhelm any positive change.  Edmund Burke, the father of conservatism, voiced this concern during the eighteenth century as a legitimate question of whether and how we can predict the results of social reform.

What began as a legitimate concern about unintended consequences devolved over the years into an excuse by conservative politicians to oppose any change that might negatively impact their wealthy sponsors.  That practice eventually devolved into a justification for opposing any program that might help racial and ethnic minorities, a coded appeal to the racial fears of white people.  In the current election cycle, what had been a coded appeal to bigotry has become open fearmongering and hate peddling by Donald Trump.  I will argue that the turning point in the devolution of conservatism came with the advent of Social Darwinism at the turn of the twentieth century, and the acceptance of its basic premises by most conservative politicians.

Second, I will argue that the evolution in the early twentieth century of pragmatism as a comprehensive social theory and practice undermined the rationale for conservativism and transformed the rationale for liberalism.  Backed by the methods of the then newly emerging social and physical sciences, pragmatism offered a way for social reforms to be subject to experimental methods, ongoing evaluation, and continuous revision.  This pragmatic review process could effectively mitigate most legitimate concerns about the unintended consequences of reform, so that conservatism had been rendered obsolete.  Politics could safely become a realm of continuous social reform, which is the position represented by President Obama.

Act I.  Actions, Reactions, and Reactionaries: The Birth of Liberalism and Conservatism.

“To every action there is always opposed an equal reaction.”

                 Isaac Newton.

“Ambition must be made to counteract ambition.”

               James Madison.

“We must all obey the law of change.  It is the most powerful law of nature.”

              Edmund Burke.

 

Setting the Scene: Let us reason together.

It was the turn of the eighteenth century.  Europeans had suffered through almost two centuries of political upheaval and religious wars.  The Protestant Reformation had precipitated the Catholic Counter-Reformation, which had led to Protestants and Catholics slaughtering each other, and to both Christian groups killing Muslims and Jews.  At the same time, the decline of feudalism had precipitated the economic upheaval of nascent capitalism, with land enclosures creating massive unemployment and unrest.

Europe was, however, about to enter a period that contemporaries called the Enlightenment in which prominent intellectuals and their backers tried to leave behind the superstitions, authoritarianism and violence of previous centuries.  And it was a period of relative calm compared to the recent past, despite the imperial rivalry of England and France, who engaged in a series of imperial wars from the 1690’s through the 1810’s.  During one of those wars, the French helped a group of North American colonies gain their independence from England, and establish the United States.  Calmness and control were watchwords in culture and society during the period.  These goals were reflected in the scientific and political theories and practices of the time, which included the rise of liberalism and conservatism as political philosophies.[1]

Isaac Newton’s World: Inertia, Friction and Orderly Change.

The eighteenth century marks the definitive opening act of modern science and politics.  By modern, I mean the theories and practices from which we most closely derive our own ideas today.  There are many people who can be cited as precursors of modernity, for example Bacon and Galileo in the physical sciences.  But their ideas were not given full exposition until the work of Isaac Newton at the beginning of the eighteenth century.  Newton established a framework that dominated the physical sciences for some two hundred years.  Most notably, in his Three Laws of Motion, Newton reversed scientific theories that dated back to Aristotle, and rejected common sense human experience as well.

In his First Law of Motion, Newton claimed that something in motion would continue moving in a straight line forever unless it was disturbed by some change in circumstances, some force that pushed it out of its inertial course.  That law was in direct contradiction to ancient Aristotle’s theory and to our common sense experience that a thing must be continuously pushed by a force in order to continue in motion.  In our common experience, things grind to a halt unless they are pushed.  That is mainly the result of friction, but since we live in a world of friction, we usually take it for granted, and do not factor it in as a countervailing force in our thinking about things.  Since we have little experience of things moving in a vacuum, in which there is no friction, Newton’s First Law is counter-intuitive to most of us.

Newton’s Second Law of Motion describes the change in circumstances, that is, the force, necessary to change the inertial course of something – to start it, stop it, or redirect it.  His Third Law emphasizes that for every action, there is an equal and opposite reaction.  Push and you will be pushed back.  This also seems counter-intuitive to most of us, as we do not experience as pushback the inertial resistance of something we are pushing.  We merely think of it as the heaviness of the object, not that the object is pushing back at us.

In his Laws of Motion, theories of gravity, and other work, Newton described a mechanical universe of complementary and competing forces, in which things take their customary course ad infinitum, unless they are forced to change by natural or unnatural circumstances.  These Laws of Motion were not only counter-intuitive to common sense experience, they also described a more orderly picture of the world than was experienced by most people.  Most Europeans were still reeling from the consequences of the religious and political wars of the sixteenth and seventeenth centuries, and the social and economic upheaval of nascent capitalism.  Most ordinary people lived precarious lives in circumstances that seemed in constant turmoil.  In the religious and political beliefs of most people, the only thing that kept things going and kept them in order was the constant intervention of God, the King and/or some strong outside force.

Newton disagreed.  Although he was a deeply religious man, who spent more time and effort in his studies of religion and ethics than he did on science, Newton’s scientific theories delineated a universe that was very different than that portrayed in conventional religious and political theory.  Contrary to the conventional view of the world as constantly teetering on turmoil, he portrayed a universe which was essentially stable, and in which ordinary people could choose to keep things the same or change them.  He was, thereby, describing the essence of our modern world view.[2]

Newtonian Politics and The Rise of Conventional Political Ideology. Developments in political theory and practice during the eighteenth century followed a course similar to that of physics.  Sharing a Newtonian view of the universe, newly evolving political theories described a political world which operated mechanically and predictably, instead of on the edge of chaos, and in which people could choose their governments, being no longer tethered to Divine Right Kings.  In this political development, liberalism came first, and conservatism came in reaction.

The liberal and conservative ideologies that emerged during this time dominated political theory and practice in England and America for some two hundred years.  They are still influential today.  Aspects of these ideologies were developed by Thomas Hobbes and John Locke during the seventeenth century, Hobbes a conservative forerunner, Locke a liberal forerunner.  Their ideas were given full exposition during the eighteenth century in the theories and practices of the liberal James Madison and the conservative Edmund Burke.[3]

Liberalism: The Obvious Truth.  The term “liberal” began as an ethical concept that denoted generosity.  A liberal person was someone, usually a person of station and means, who gave generously to the less fortunate in society.  During the eighteenth century, the term was extended to politics.  In politics, a liberal was a social reformer and social planner, usually a person of station and with a formal education, whose proposals were designed to make society fairer and more efficient, and were generously intended to help the less fortunate and oppressed in society.

Political liberals, like most devotees of the Enlightenment, believed in the power of Reason (with a capital R).  They generally held that one could derive self-evident truths through reasoning, and then develop social policies based thereon.  They were planners, who thought that if something was wrong, they could rationally design a fix for it.  They were impatient with tradition, as the sepulchral grip of the dead hand of the past choking the present, and insisted on change as the function of reason.  Nature was, to them, something to be tamed and made to work for humans.  Finely landscaped gardens, neatly plowed and hedged wheat fields, and clearly mapped roads and routes were their ideal of nature.  Human nature had similarly to be tamed and bounded, even as social problems were being solved.

Most eighteenth century liberals assumed a social hierarchy in which the People would instinctively defer to their natural leaders, that is, to those in the social and educational elite of society, so long as those leaders fulfilled their natural obligations to rule on behalf of the People.  Government was the result of a contract with the People, and they acted as a check on the elite.  The Declaration of Independence and the Constitution of our Founding Fathers exemplified eighteenth century liberal theories.  Based on “self-evident truths,” the Declaration outlines a philosophy of “liberty, equality and the pursuit of happiness” that is derived from Reason, and that balances the rights and duties of subjects with the powers and duties of their rulers.

The Constitution follows the philosophy of the Declaration in establishing a government of separate powers that were expected to check and balance each other, even as they worked together to “promote the general welfare” and provide other social goods for “We, the People.”  The Constitution describes a Newtonian political universe of actions and reactions.  Its original provisions even established different mechanisms and constituencies for the selection of members of the different branches of government.  The purpose of this complicated process was to ensure that no one group in society would dominate the government, and that the majority could not oppress minority groups.  It was also intended to facilitate the selection of members of the elite to most offices.

While the Founders were concerned with restraining politicians from running wild and ruining things, the Constitution also assumes an active government and continuous social reform.  It provides the federal government with powers to make changes in almost every area of society, including the government itself.  It is a short document short on specifics and, therefore, needs to constantly be interpreted and re-interpreted according to changes in society.  It also contains provisions for amending itself and, thereby, assumes that government must be changed as society changes.  Liberal social reform is incorporated into the fabric of the Constitution.

Critics of the Enlightenment have frequently contended that liberals of that time foolishly believed in the inevitability of progress.  That is not the case.  While many Enlightenment liberals, including Thomas Jefferson, the primary author of the Declaration of Independence, and James Madison, the primary expositor of the Constitution, may have in some ways been fools, they believed only in the possibility, and not the inevitability, of progress.  The weakness in their proposals was often in the paucity of evidence on which they were based.  Relying heavily on examples from ancient history, especially those of Greece and Rome, and on inevitably biased accounts of recent events, the Founding Fathers often rushed to judgments that proved wrong.  Although they relied on the best available evidence, that evidence was often not good enough.

The rationale for American Revolution was, for example, based on an inappropriate comparison of George III with Charles I, and on inaccurate reports from England about the doings and desires of the King.  The Revolution may have been a mistake.  The Founding Fathers were also seemingly mistaken in their expectations of the outcome of the Revolution, which is why they so quickly abandoned the Articles of Confederation for which they had fought, and established a very different government in the Constitution.  Government and politics under the Constitution, in turn, turned out to be very different than they intended and expected.[4]  This weakness in the predictive powers of liberal reformers opened the door for a conservative counterattack.

Conservatism: Old Truths are the Best.  Edmund Burke is almost universally considered the father of modern conservatism.  He was also almost universally considered by contemporaries to be a man of principle.  As an example, although Burke opposed the liberal philosophies embodied in the Declaration of Independence and the Constitution, he supported the American revolutionaries in their battle for independence from British rule.  A conservative supporting a revolution, and bucking his own political party and party leadership to boot.  To most of us today, this seems like odd behavior for the ur-conservative.  But that is the difference between what most people think of as conservatism today; the way it is represented by most so-called conservatives of the Social Darwinian school; and what it represented in the past.

The term “conservative” began as an ethical concept that denoted caution and frugality.  The term was extended to politics during the late eighteenth and early nineteenth centuries as part of the Romantic revolt against the Enlightenment and against liberal rationalism.  It is popularly thought that conservatives have always opposed all social change, and that they have wanted everything to stay the same or even go back to way they were in the past.  This is not the case.  Conservatives have historically accepted cautious social change.  People who oppose any and all progressive social change are more accurately called “right-wingers.”   Right-wingers generally represent interest groups that benefit from the status quo, and that fear social reform would entail a loss of power, profit and/or status.  And it is so-called “reactionaries,” not Burkean conservatives, who peddle nostalgia for the so-called “good old days” (that usually weren’t so good), and who want things to go back to the way they supposedly were in the past.

In contrast to right-wingers and reactionaries, Burke believed in incremental evolutionary change.  He rejected planned change, but accepted adaptive change.  He believed that society is strongest when it changes so gradually that the changes are barely noticed from generation to generation, and may only be recognized from a long historical distance.  He believed that tradition was the distilled wisdom of the ages.  And he believed that human reason was too weak and short-sighted to safely predict the consequences of social planning.  Burke insisted that the unintended negative consequences of social reforms were almost inevitably going to be greater than the positive effects.  However bad things were now, they would likely be worse if people took action to remedy the situation.

Burke’s insistence on the limits of reason and concern with the unintended consequences of reform comprise the most powerful legacy that Burke left to conservatives.  These ideas have historically been conservatives’ strongest argument against social reform.  They constitute an almost universal argument that can be used against almost any proposed reform.  Burke did not, however, oppose all reform.  He would support social reform if the survival of the social system seemed to require it, and if conscience and human decency seemed to demand it.

Burke believed in a hierarchical society controlled by an elite upper class.  But Burke’s elite could not merely pursue their own self-interest, even if it was justified with some sort of trickle-down theory of social benefits, as right-wingers proclaim today.  Burke’s elite were burdened with the obligation of caring for society, which included the noblesse oblige of the upper class to take care of the masses, a sort of mandatory charitable giving.  He was a vehement opponent of democracy, which he warned would lead to the subjugation of society by an ignorant mass.  But he also opposed oppression of the masses and persecution of racial and religious minorities by the elite.  His insistence on treating people decently was considered a matter of honor among conservatives during the nineteenth century, even if it was a principle that was almost always more honored in the breach.  It is a legacy that is all but gone among so-called conservatives today.

It was based on what he considered respect for tradition and the demands of decency that Burke supported the American revolutionaries.  He claimed that the King and Parliament had taken advantage of the British victory over the French in America in 1763 to radically change the terms on which the American colonies were being governed, and that tradition was being violated.  He thought also that the British government was being too harsh in its treatment of the colonists, and that noblesse oblige was being violated.  As a result, he believed the Americans were justified in rebelling against British misrule.

Burke had a deep respect for the facts.  The historical facts, the facts of evolutionary social change, and the facts of present-day problems were the foundation of his conservative ideology.  He accepted what was, and he did not hanker after what could be or what had been.  He challenged both liberals and reactionaries with what he saw as the facts.  This respect for facts also made him flexible.  He disdained Reason (with a capital R), but attempted to be reasonable.  He was the founder of conservative ideology, but he was not a conservative ideologue.

Act II. Dogmatism versus Pragmatism: Ideologues versus Ideology.

“It is not the strongest of the species that survive, nor the most intelligent, but the most responsive to change.”

“If the misery of the poor be caused not by the laws of nature, but by our institutions, great is our sin.”

             Charles Darwin.

“The social order is fixed by laws of nature precisely analogous to those of the physical order”

“Millionaires are a product of natural selection…Poverty and misery will exist in society just so long as vice exists in human nature.”

            William Graham Sumner.

“Our institutions, though democratic in form, tend to favor in substance privileged plutocracy.”

“Selfishness is the outcome of limited observation and imagination.”

           John Dewey.

Setting the Scene: Trying to find order in the midst of disorder.

It was the turn of the twentieth century. Change was the order of the day.  The nineteenth had been a century of revolution.  Europeans and Americans had suffered through the beginnings of the industrial revolution, which had produced enormous wealth for plutocrats but misery for the working classes, huge cities ringed by wealthy suburbs but with slums in their center, an abundance of goods but want among the masses, powerful inventions but large-scale environmental degradation, and miraculous medical advances but widespread disease.  There had also been a host of political revolutions, civil wars and other upheavals, as democratic aspirations gradually overcame aristocratic opposition in Europe and America.

The intellectual world was upended by the emergence of the specialized physical and social sciences, with their empirical and statistical methods, replacing the traditional emphasis on the classics and on Reason.  A cultural revolution was instigated toward the end of the century by the publication of Charles Darwin’s The Origin of Species.  The book put the theory of evolution and the consequences of evolution at the center of moral, intellectual and political life, where they remain today.

Charles Darwin’s World: Pragmatism, Relativism, and Probabilities.

The turn of the twentieth century was the age of Darwin.  Evolution was both the rage and a source of outrage.  Agnostics and atheists saw it as vindication of their beliefs or non-beliefs.  Protestant fundamentalists and Biblical literalists, in turn, damned it as sacrilege.  Scientists saw it as encouragement to take a more probabilistic and relativistic view of their fields.  Philosophical positivists and intellectual absolutists damned that as nihilism.  And it led some leading liberals and conservatives to revise their respective political beliefs, much to the chagrin of purists in both camps who damned that as unprincipled and immoral backsliding.

Theories of Evolution.  Darwin’s was not the first theory of evolution.  In the early nineteenth century, Jean-Baptist Lamarck had proposed what became a widely popular theory of evolution in which he claimed that creatures could genetically pass on to their progeny characteristics that they had acquired during their lifetimes.  Under Lamarck’s theory, for example, it could be said that giraffes acquired their long necks by dint of successive generations of giraffes stretching up to reach leaves at the tops of trees.  This theory implied that human families, ethnic groups, and racial groups could improve themselves through personal achievements that they then passed down to their descendants.  This seemed to mean that people were ultimately responsible for their own biological and social successes and failures.  A moral value could be attached to biological characteristics and to social success or failure.  People got what they deserved.

Darwin rejected Lamarck’s theory.  His theory was based instead on two key ideas, random variation and natural selection, that generated most of the opposition among religious fundamentalists to this theory.  Darwin claimed that new characteristics are not acquired through personal effort but through random genetic variation, essentially through what we would call mutation.  We cannot tell how or why these mutations occur.  It is pure happenstance to us.

This idea outraged many religious people and was greeted with glee by atheists.  It does not, however, necessarily mean that God is out of the evolutionary picture.  What is random to us humans could be planned by God.  It does not even mean that the creation stories in the Book of Genesis are invalid, if you read the stories metaphorically rather than literally.  The Catholic Church and most liberal Protestant groups read the Bible metaphorically and, therefore, have had no problems with Darwin’s theories.  But Protestant fundamentalists and Biblical literalists have rejected this view, and have rejected evolutionary theory.  They have, in turn, from that time to the present created havoc with the science programs in many American school districts.

Darwin also claimed that species survive and thrive based on their adaptability, which he called natural selection.  Natural selection is the ability of a creature either to successfully respond to environmental changes and challenges, or to fail and disappear.  Living things survive by trying to fit themselves into the existing environment.  They are assimilationists.  But they also try to better fit the environment to themselves.  They are social and environmental reformers.  The impetus for social reform is, thus, built into the structure of life.  Without it, we would die out.

Cultural relativism and ethical pragmatism are implicit in Darwin’s theory, and political and religious dogmatists have rejected Darwinian ideas for this reason.  According to Darwin the ability of living creatures to survive and thrive is based on the adaptability of their beliefs and practices.  If they adopt beliefs that do not work toward survival, they will disappear along with those beliefs.  If circumstances change and they are not willing or able to change with them, they will not survive.  Humans and other living creatures must take a tentative and probabilistic approach to beliefs and practices, willing and able to change them as circumstances require.

Darwin is popularly known for two main ideas, neither of which were his, but which were the foundation of Social Darwinism.  They are the idea of survival of the fittest, and the idea that there are inevitably losers as well as winners in evolution.  The latter idea derives from the population theories of Thomas Malthus.  Malthus claimed that population growth inevitably outpaces resources, and there are not enough resources to satisfy everyone.  In Malthus’ view, it is only through war, disease and famine that the human population has been kept under relative control.  And he opposed charity for the poor because it would only encourage them to have more children.

Malthus’ ideas are the inspiration for what is today known as the “zero-sum” theory of economics.  According to this theory, there is a limited amount of wealth in the world, not enough to make everyone well-off, and if some people get more, others must get less.  Darwin was inspired by Malthus’ population growth theory as an explanation for the rise and fall of the population of some species, but he did not use it as a general explanation of evolution.  Nor did Darwin think that human evolution was inevitably Malthusian.

Survival of the fittest was a term invented by Herbert Spencer.  Spencer had been a devotee of Lamarck’s evolutionary theory, and he believed that fitness was a moral achievement.  Social success as well as biological success were personal achievements that made a person fit to survive and thrive.  Social failure, according to Spencer, was a sign of genetic unfitness and unfitness to survive.  Darwin adopted the phrase “survival of the fittest” in his later works, but without any of the moral overtones that Spencer gave it.

Fitness did not mean for Darwin that one was the strongest, smartest, most powerful, most socially successful, or best in any other way except that one was able to fit oneself to the environment and fit the environment to oneself.  Spencer became a well-known supporter of Darwin’s biological theories, but used them to support his own so-called Social Darwinian social and economic theories, that neither Darwin nor Darwin’s theories supported.[5]

The Influence of Evolution on Philosophy and Science.  The theory of evolution ushered in a sea change in science from a positivist emphasis on finding absolute natural laws to proposing relativistic and probabilistic theories.  Mendel’s genetic principles in biology, Einstein’s theories of relativity in physics, and Heisenberg’s uncertainty principle in quantum mechanics were among turn-of-the-twentieth-century scientific advances that promoted a relativistic approach to truth.  William James’ radical empiricism and John Dewey’s experimentalism were among the philosophical applications of evolutionary theories.  This turn toward relativism on the part of scientists and philosophers generated an emotional reaction against science and philosophy among religious fundamentalists that continues to the present day in the United States.

It is a reaction that is based on misunderstanding.  Relativism does not mean that anything goes, or that there are no standards.  Relativism is not nihilism.  In saying that something is relative, one must always be willing to respond to the question “Relative to what?”, and be able to delineate some stable benchmark that provides a standard for evaluating the relativity of the thing.  In evolutionary theory, for example, survival is the standard by which things are evaluated.  In pragmatist philosophy, whether something works as an answer to a question is the standard.[6]           

The Evolution of Evolutionary Politics: Pragmatist Action, Dogmatist Reaction.  During most of the nineteenth century, liberals and conservatives shared many basic ideas, and their programs often overlapped.  Both liberal and conservative movements were broad-based, with a wide range of beliefs within each movement, and with the left-wing of conservatism shading into liberalism and the left-wing of liberalism shading into socialism.  Both groups had to adapt to the democratic trends of the time, and both hoped to bring order to democracy through the leadership of a meritocratic elite, albeit they had different types of elite in mind.

Conservatives generally looked to the rich to lead society.  Thomas Carlyle, among others, eulogized capitalists as “captains of industry” who ought to take command of society.  Liberals generally focused on education as the primary criteria for leadership, as they for the most part still do today.  John Stuart Mill, the leading liberal of the nineteenth century, advocated that those with more formal education should get more votes than those with less education, and Karl Marx, the leading socialist, promoted leadership by political theoreticians such as himself.

Both liberals and conservatives sought to promote industrialization, but with different emphases on how wealth should be distributed, and what sort of role government should play in the economy.  Both groups believed that government should encourage growth, and discourage corruption and crass exploitation.  Conservatives generally favored government intervention in the economy only if a problem was so severe that it threatened the social system.  Liberals generally supported government action to deal with a wide range of social ills.  Conservatives did, however support reform on humanitarian grounds.  It was English conservatives in the early nineteenth century who first proposed labor laws to protect working women and children.  And Abraham Lincoln, the ur-Republican, was a corporate lawyer who also supported labor rights as well as an end to slavery.

During the last half of the nineteenth century, economic and political events challenged the ideologies of both liberals and conservatives in the United States.  Economic depressions, violent labor disputes, rampant infectious diseases, overcrowded cities, rising crime rates, and other crises upset the orderly ideas of both groups.  Darwinian ideas of evolution came along at a time when both liberals and conservatives were looking for explanations of what was going on.

Avant garde intellectuals and activists among both liberals and conservatives seized on evolutionary ideas, but with very different applications and very different results.  The application of Darwin’s ideas to politics produced major splits within the ranks of liberals and conservatives, with the old guard in both groups fighting rear-guard actions to the present day.  An ever-widening split also developed between the Darwinian liberals and Darwinian conservatives who increasingly came to dominate the Democratic and Republican parties.

Social Darwinism: Every Man for Himself.  Social Darwinism was adopted by many erstwhile conservatives at the turn of the twentieth century as a rationale for control of society by the wealthy, and as a strategy for convincing the masses to support rule by the rich.  Historians have debated exactly how many people used the term Social Darwinism to describe themselves.  It is clear, however, that the ideas and the strategy represented by the term became increasingly influential among conservatives starting in the late nineteenth century and continuing to the present, even as conservatives increasingly rejected Darwinian theories of evolution.

These ideas can be summed up in two phrases, Malthusian catastrophe and survival of the fittest.  The strategy can be summed up in one word, fear.  A Malthusian catastrophe is when the downtrodden masses rise up and use up all the resources that the rest of us need to thrive, so that we all go down to a hellish existence together.  Malthusianism is the prediction of dystopia unless the masses are kept strictly in check.  It is an idea that gained currency when the closing of the American frontier in the 1890’s seemed to presage the closing down of opportunity, and has gained traction in the present day, when globalization seems to have a similar import.

Survival of the fittest means the cultivation of wealth and a cult of the wealthy.  According to this theory, laissez-faire capitalism is the competitive law of nature translated into an economic system, and it is ostensibly the single greatest vehicle for human evolution.  The winners in cutthroat capitalism are the best specimens of humanity, and having won the economic race are the ones who should lead the human race.  The losers in the race should be left behind, lest they become a drag on the rest of us.  This winner-takes-most theory is sometimes rationalized as what has come to be called “trickle-down” economics and culture.  The claim is that when the rich get more of something, some collateral benefits will trickle down to the rest of society.

Fear-mongering was the strategy to implement this theory.  It was a means of convincing those people who have little to support the reign of those people who have a lot in order to protect themselves against those people who have nothing.  Social Darwinism was an ideology and a strategy that allowed conservatives to eschew concern for the welfare of the masses that Burke had considered a matter of honor.  The poor get what they deserve, which is nothing, as do the rich, which is a lot.  Those who have a little bit are frightened into aligning with the rich.

In this theory, the last shall stay last because they chose their own fate.  This view of the poor gave conservatives an even more powerful argument against social reforms than Burke’s concern with unintended consequences.  According to this theory, giving to the poor only wastes precious resources and threatens catastrophe for the rest of us.  As Vice President Spiro Agnew once opined, the downtrodden want what we’ve got, and we’ve got to make sure they don’t get it.  Fear trumps decency, and we have to do unto them before they do unto us, meaning the masses have to be tricked into compliance when possible, repressed into compliance when necessary.[7]

From Herbert Spencer, William Graham Sumner and Andrew Carnegie at the turn of the twentieth century, to William Buckley, Joseph McCarthy, Richard Nixon, and Spiro Agnew in the mid-twentieth century, to George Will, George W. Bush, Dick Cheney, and Donald Trump in the twenty-first century, the proponents of Social Darwinian ideas and strategies have gained increasing prominence among so-called conservatives, and especially within the Republican Party.  Some conservative followers of Ayn Rand, such as Rand Paul and Paul Ryan, have taken to calling themselves libertarians, but they are still Social Darwinians.  All of them should really be called right-wingers or reactionaries, not conservatives in the Burkean sense.

Whatever they call themselves, their ideology is based on the twin principles of zero-sum and laissez-faire economics, and on a strategy of fear.  The strategy promotes nativism, since only those like us can be trusted, and racism, since those unlike us must be feared, especially those who look different.  And Social Darwinian right-wingers are constantly looking for an enemy to fear.  Although Burke and his conservative descendants were by no means loathe to use extreme force and fierce repression against those they considered dangers to the social order, they did not work overtime to invent dangers in order to justify their rule, as have generations of Republicans in the United States.

From the swarthy tramps, immigrants and anarchists at the turn of the twentieth century, to the blacks and bearded Communists in the mid-twentieth century, to the blacks, Hispanics, Arabs, Muslims, and olive-skinned immigrants in the early twenty-first century, fear-mongering has increasingly been the primary strategy of Republicans.  The Other is the danger, and repression is the answer.

With the decline and fall in the late twentieth century of the Soviet Union and Communists as threats, conservatives were hard put to find an enemy with which to scare the public.  George H.W. Bush was so desperate that he invaded Panama to overthrow Manuel Noriega, a former CIA operative and well-known drug trafficker, who had somehow become a grave danger to America.  Noriega is still in jail today, and drug trafficking is more widespread than ever.  The desperation implicit in this type of scaremongering demonstrates the depth of the worry among right-wing politicians that without a dangerous Other to fear, the public might no longer support their retrograde policies.  In the same vein, George W. Bush invaded Iraq to destroy weapons of mass destruction that were not there, with disastrous consequences that continue to the present.

The history of the Republican Party during the twentieth century has been the gradual decline, and now almost complete fall, of Burkean conservatives within the party.  This is a development which is popularly characterized as the disappearance of so-called moderate Republicans.  From Teddy Roosevelt, to Wendell Willkie, to Nelson Rockefeller, the Republican Party had for much of the twentieth century a progressive wing that curtailed the extremism of Republican right-wingers, and was willing to work with moderate Democrats toward bipartisan policies.

But with the rise Newt Gingrich as Speaker of the House of Representatives in the 1990’s, who shut down the federal government rather than cooperate with President Bill Clinton, and with the advent of the current Speaker Paul Ryan along with Senate Majority Leader Mitch McConnell, who have stonewalled every proposal of President Obama for the last seven and one-half years, right-wing Social Darwinians have taken over the Republican Party.  The recent nomination of Donald Trump for President only confirms what has been obvious for some time.

Darwinian Pragmatism and Progressivism.  The term Social Darwinism was a misnomer twice over.  It was not a social but an anti-social doctrine, a doctrine of selfish, self-centered individualism.  And it was not a Darwinian but an anti-Darwinian doctrine, that ran contrary to Darwin’s conclusion that humans have thrived because of their pro-social tendencies.  The pro-social implication of Darwinism was one of the reasons that conservatives increasingly came to reject Darwin’s actual theories of evolution over the course of the twentieth century, even as they increasingly embraced Social Darwinian ideas and strategies.

Darwin contended that socialization rather than individualism was the key to human success.  It was because of our cooperativeness, not our competitiveness, that we humans have done as well as we have.  And, Darwin complained, it is largely a result of competitiveness and our sometime selfish individualism that we have frequently done so poorly.  The pro-social implications of Darwinism were first given extensive treatment in 1883 in Lester Frank Ward’s book Dynamic Sociology.  In one of the first texts of the emerging field of sociology, Ward outlined a pragmatically socialist Darwinism as the genuine evolutionary theory.

Pragmatism was one of the outcomes of Darwin’s evolutionary theories, seemingly an unintended consequence, but one that was quite influential and helpful.  Pragmatism is a philosophy that describes the world as a succession of circumstances, actions and consequences, with the consequences of an action becoming the circumstances that lead to the next round of actions.  Pragmatism is a philosophy of action.  Pragmatists focus on the convergence of theory and practice into action, or what is sometimes called praxis, and they explain the world as a confluence of interconnected actions Pragmatism is a preeminently pro-social philosophy and it is an approach that can be applied to almost all human activities and fields of study.

Pragmatism developed from humble beginnings to become a comprehensive philosophy.  The term pragmatism was first proposed in the late nineteenth century by Charles Sanders Peirce as a contribution to lexicology, that is, a theory about the meaning of words.  Peirce claimed that the meaning of a word was our reaction to it and the action which it implies.  That is, what the word does to us and what we do as a result of the word.  A word, according to Peirce, is a call to action.[8]  Others took his concept of pragmatism as a call to action in a widening circle of fields.

William James took up Pierce’s ideas and applied them first to psychology.  His was a psychology of action, interaction and reaction.  Portraying the mind as “a stream of consciousness,” in which thoughts flow from one to the next in a constant interaction with each other and with the world, James claimed that the mind is neither a passive recipient of knowledge from the outer world nor an organ of logical conjugation.  Thinking is a dynamic activity in which the mind reaches out to the world, and interacts with it.  Thinking is a process of action and interaction.

James claimed, in turn, that our personal identities are defined by how we act toward people and things, and how they react to us.  We are our actions and interactions.  Contrary to Descartes’ claim that personal identity results from the reflection that “I think, therefore I am,” James proffered the explanation that “I think, therefore we are.”  That is, the only way I can know that I am, and who I am – the only way I can say “I” and be referring to my singular self — is through comparing and contrasting myself with others.  And the only way I can know who others are is by doing things with them.  Action, interaction and reaction are all we can know of ourselves.

James later extended these ideas to epistemology, that is, into a theory of knowledge.  Rejecting the Enlightenment idea of Reason (with a capital R) that ostensibly produced self-evident truths, he insisted that we know about things only from interacting with them.  We learn through doing, through action and reaction, precipitated by problems that we need to resolve.  Without the prod of problems, we would function solely on the basis of habit, and never think about anything in any significant way.  When problems arise that interfere with our habitual existence, we ask questions of the world, seek answers to those questions by looking for relevant evidence, and then either find answers or not.  Knowledge is a product of problem-solving, and expanding the realm of knowledge is a product of asking bigger questions and making wider and deeper connections among things.[9]

John Dewey took James’ idea of learning through doing and made it the cornerstone of his pedagogical theories.  It is a fact of life, he said, that we learn through what we do.  For example, a student who passively sits and takes notes about a subject in class is going to mainly learn how to sit still and take notes.  He or she is not going to learn very much about the subject.  It is only by actively engaging with the subject, and doing something with it, that the student will learn much of lasting value.  In formulating his educational theories, Dewey did something that pragmatists have frequently tried.  He took a fact of life and derived a proposed reform from it, in this case, a successful educational practice.

Dewey also extended the idea of learning through doing into an ethical theory which essentially embodies the Golden Rule that we should love our neighbors as ourselves, and we should do unto others as we would have them do unto us.  In formulating his educational ideas, Dewey took a fact of life and made it into an admonition.  In his ethical theories, he took an admonition and claimed it was a fact of life.  Dewey claimed that we do, in fact, love our neighbors in the way that we love ourselves.  The problem is that many of us do not think much of ourselves and, as a result, think the same of others.  People who think well of themselves will think well of others, Dewey concluded, and people who think well of others will think well of themselves.

Dewey claimed, in turn, that we do, in fact, treat others as we think they will treat us.  The problem is that many of us are afraid that other people will treat us badly, so we treat them that way first.  Too many people operate under the Social Darwinian principle of “Do unto others before they do unto you” with the meaning that you should get your goods first before others get them.  Dewey would reinterpret that mantra and have us do well to others before they do anything to us.  People who treat others well will likely be treated well by others, he claims.  He proposes this tactic as a means of establishing a virtuous cycle of people treating each other well, as opposed to the Social Darwinian vicious cycle of people treating each other badly.[10]

Pragmatism was a theory and practice that underlay the emergence of the physical and social sciences at the turn of the twentieth century.  Through most of the nineteenth century, most of what we today call the physical sciences were studied and taught under the umbrella of natural philosophy, and most of the social sciences were studied and taught as moral philosophy.  There was, however, an explosion in the number of academic fields toward the end of the century, with the rise of the multitude of specializations in the physical and social sciences that have produced most of the scientific advances of the twentieth century.  These scientific advances were powered by newly developed experimental and statistical methods, and pragmatism was a driving force in these developments.

Pragmatism was, in turn, a driving force behind the emergence of the Progressive movement in the early twentieth century.  Progressivism was a broad-based and multi-various social movement, encompassing politics, culture, education, and virtually every aspect of modern life, from fashion to the arts to social policy.  It was a movement, not merely a party or a faction, and, as such, it included many different tendencies, and even some conservatives who bowed to its popularity.  In the midst of the swirling trends, Dewey and other pragmatist scholars, journalists and politicians developed a progressive social theory that ran directly counter to the Social Darwinism that was gaining strength among conservatives.

They took as a main theme Hegel’s claim that the self-development of each person is dependent on the self-development of others, and Marx’s formulation of this as “the self-development of each is dependent on the self-development of all,” and vice versa.  That is, a person can only make something worthwhile of him/herself while working with others, so that each of them and the society as a whole prospers.  Social Darwinians claimed that we live in a top-down zero-sum world, and relied on fear to rally support among the masses.  Progressives countered that we live in a cooperative world in which all boats rise together.  They promoted hope as their means to gain popular support.  Theories based on cooperation and strategies based on hope underlay almost all of the progressive social, political, educational, and cultural developments during the twentieth century, and are the gist of pragmatic liberalism to the present.

Act III. The Obsolescence of Conservatism and the Birth of Fascism?

“We build too many walls and not enough bridges.”

            Isaac Newton.

“In republics, the great danger is, that the majority may not sufficiently respect the rights of the minority.”

            James Madison.

“The only thing necessary for the triumph of evil is for good men to do nothing.”

            Edmund Burke.

Where do we go from here?

Fast forward a hundred years from the turn of the twentieth century to the turn of the twenty-first.  Pragmatic liberalism has become the predominant philosophy of the Democratic Party.  The Progressive Era reforms under Woodrow Wilson, the New Deal under Franklin Roosevelt, the Great Society of Lyndon Johnson, and the healthcare reforms of Barack Obama have all been a product of that philosophy.  The fact of the matter is that pragmatic methods, backed by the tools of the social and physical sciences, can make social reform safe and successful.

Social reform in Burke’s time was a blunt instrument.  Social reformers conceived of a reform, and then tried it.  They had little ability to predict the consequences of a reform, or to monitor and reform the reform as it was being implemented.  If it worked, that was fine.  If it didn’t, that was too bad, and people had to live with the negative consequences.  With the specialization of the social and physical sciences that emerged in the late nineteenth century, social reform was revolutionized, and a pragmatic approach to social reform became possible.  Since that time, we have developed statistical methods, social and economic models, testing regimes of all sorts, and a myriad of ways we can evaluate whether or not a proposed social change is working.  The development of computers has enormously enhanced our abilities in this regard.  We can monitor the progress of a reform, see whether it is producing unintended negative consequences, and make adjustments accordingly.  We can protect ourselves against most of the unintended negative consequences that might arise from a reform.

The means and methods of pragmatic liberalism have absorbed and resolved the concerns of conservatives and the rationale for conservatism.  The flexibility that the new techniques and technologies bring to the process of social reform has undermined the core concern of conservatives about unintended consequences.  Conservatism has essentially become obsolete, and pragmatic social reform should be the order of the day.  Social reform can and should become the conventional wisdom of our society.  But only if the politics of our society will permit it.

Most of the problems that have developed in social programs over the last century have, in fact, been political problems, the result of either liberal proponents overselling their proposals or right-wing opponents obstructing the programs.  The present-day problems with Obamacare are only the latest example.  Burkean conservatives should have no big problem with Obamacare.  It is a market-based system that is motivated by common decency.  But Republican right-wingers have been determined to wreck the program, regardless of its successes, and irrespective of harm to individuals and society.  The program has, as a result, suffered from right-wing political obstruction, and reformers have been severely hampered in their efforts to revise and reform the program.

The Republican Party has, unfortunately, turned aggressively against the Progressive Republicanism that was promoted by Theodore Roosevelt and Bob La Follette in the early twentieth century, and the moderate policies of the so-called Rockefeller Republicans of mid-century.  The Party has turned, instead, towards a radical Social Darwinism that is today epitomized by Donald Trump.  Over the last six years, the right-wing Republicans who control Congress have stonewalled every pragmatic proposal from President Obama, while obstructing his work at every turn.  Meanwhile, Trump, the Republican presidential candidate, is flirting with fascism as his theory and practice.  We are a long way from the days of Newton, Madison and Burke, but their actions and their words still speak loudly, and they don’t speak well of Trump or the Republican Party.

Postscript.

Not the End of Ideology but the Beginning of Politics: Pragmatic not Technocratic.

In 1960, the sociologist Daniel Bell published a book called The End of Ideology in which he claimed that ideological conflicts were coming to an end, and were being superseded by the technocratic administration of things.  He claimed that the future society would be a managed capitalism, in which technocratic elites would administer things that needed coordinating, and in which conflicts would take place only among experts around the technical edges of things.  The grand battles over ideas and utopias that had previously occupied history were obsolete and over.

In this prediction, Bell, a one-time Marxist, had turned on its head one of Marx’s utopian hopes, that once capitalism was overthrown and a communist regime fully implemented, government would wither away, leaving only a minimal non-coercive administration of things that needed coordinating.  Bell, still a social democrat but no longer a radical, applied the idea to capitalism.

The possibility of a capitalist system managed by a technocratic elite was not a new idea in 1960.  Le Comte de St. Simon and August Comte had proclaimed similar things during the nineteenth century.  Adolf Berle and Gardiner Means had predicted the evolution of competitive capitalism into managerial capitalism during the twentieth century.  Francis Fukuyama has predicted similar things in more recent years.  I don’t agree, and I think pragmatic politics should not be confounded with technocratic administration.

The gist of my argument in this essay is that the knee-jerk conservative objection to social reform, that we cannot sufficiently predict the unintended consequences of a reform, has lost its legitimacy.  We can sufficiently monitor most social reforms to make sure they are working as they should, and adjust them if they wander off course.  But that does not mean we will be ruled over by apolitical technical experts.

Our ability to plan and monitor social reforms does not mean the end of ideology or politics.  To the contrary, there will always be differences among people as to values and goals.  These will almost inevitably take the form of ideologies, and lead to political debates and struggles.  Rather than ending ideology and politics, the new pragmatic liberalism opens the door to ideologies and politics that are not bogged down by the knee-jerk nay-ism of conventional conservatism.  We should all be pragmatic liberals of one sort or another, but the differences will still be significant.

[1] On the Enlightenment, see Peter Gay. The Enlightenment: An Interpretation. New York: Vintage Books, 1968.

[2] On Isaac Newton, see James Gleick. Isaac Newton. New York: Pantheon Books, 2003.

[3] On James Madison, see Garry Wills. James Madison. New York: Henry Holt and Company, 2002.

On Edmund Burke, see Conor Cruise O’Brien. The Great Melody: A Thematic Biography of Edmund Burke.  Chicago: University of Chicago Press, 1994.

[4] On the coming of the Revolution and the making of the Constitution, see Gordon Wood. The Making of the American Republic, 1776-1787. Chapel Hill, NC: University of North Carolina Press, 1969.  I have written extensively on whether and how the Revolution and the Constitution may have been based on mistaken analyses and expectations in several posts on this blog and in my book Was the American Revolution a Mistake? Bloomington, IN: AuthorHouse, 2013.

[5] On Charles Darwin, see Loren Eiseley. Darwin and the Mysterious Mr. X. New York: E.P. Dutton, 1979.

[6] For the influence of Darwin on philosophy in general and pragmatism in particular, see John Dewey. The Influence of Darwin on Philosophy. Bloomington, IN: Indiana University Press, 1910.

[7] On Social Darwinism, see Richard Hofstadter. Social Darwinism in American Thought. Boston: Beacon Press, 1955.

[8] On Charles Sanders Peirce and the origins of Pragmatism, see Louis Menand.  The Metaphysical Club: A Story of Ideas in America.  New York: Ferrar, Straus and Giroux, 2001.

[9] On William James, see Robert Richardson. William James: In the Maelstrom of American Modernism. Boston: Houghton Mifflin, 2007.

[10] On John Dewey, see Robert Westbrook. John Dewey and American Democracy. Ithaca, NY: Cornell University Press, 1991.